Barclays PLC Form 8.5 (EPT/NON-RI)GCP ASSET BACKED INCOME F LTD (8633W)
14 Dezembro 2023 - 8:50AM
UK Regulatory
TIDMBARC TIDMTTM
RNS Number : 8633W
Barclays PLC
14 December 2023
FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
(OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: BARCLAYS CAPITAL SECURITIES
LTD
(b) Name of offeror/offeree in relation GCP ASSET BACKED INCOME
to whose FUND LTD
relevant securities this form relates:
------------------------------------------------------- ---------------------------------------
(c) Name of the party to the offer with GCP ASSET BACKED INCOME
which exempt FUND LTD
principal trader is connected
------------------------------------------------------- ---------------------------------------
(d) Date position held/dealing undertaken: 13 Dec 2023
------------------------------------------------------- ---------------------------------------
(e) In addition to the company in 1(b) NO
above, is the exempt principal
trader making disclosures in respect
of any other party to the offer?
------------------------------------------------------- ---------------------------------------
2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a) Interests and short positions in the relevant securities
of the offeror or offeree
to which the disclosure relates following the dealing (if
any)
Class of relevant security: NPV ordinary
Interests Short Positions
--------------------
Number (%) Number (%)
------ -------- ----------
(1) Relevant securities owned and/or controlled: 544,705 0.13% 524 0.00%
--------- ------ -------- ----------
(2) Cash-settled derivatives: 0 0.00% 526,430 0.12%
--------- ------ -------- ----------
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
--------- ------ -------- ----------
TOTAL: 544,705 0.13% 526,954 0.12%
--------- ------ -------- ----------
(b) Rights to subscribe for new securities (including directors
and other executive options)
Class of relevant security in relation to
which subscription right exists
Details, including nature of the rights
concerned and relevant percentages:
---------------------------------------
3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a) Purchase
and sales
Class Purchase/sale Total number Highest price Lowest price per unit
of relevant of per unit
paid/received
security securities paid/received
NPV ordinary Purchase 45729 0.6460 GBP 0.6197 GBP
--------------- -------------------- ---------------- ---------------------------------------
NPV ordinary Sale 938 0.6100 GBP 0.6100 GBP
--------------- -------------------- ---------------- ---------------------------------------
(b) Cash-settled derivative transactions
Class Product Nature of dealing Number of Price per
of description
reference unit
relevant
securities
security
NPV ordinary SWAP Opening Short 13,977 0.6311 GBP
--------------- -------------------- ---------------- ---------------------------------------
NPV ordinary SWAP Opening Short 31,481 0.6196 GBP
--------------- -------------------- ---------------- ---------------------------------------
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry Option
of description purchasing, of price date money
relevant selling, securities per paid/
unit
security varying etc to which received
option per
unit
relates
(ii) Exercising
Class Product Exercising/ Number of Exercise price per
of relevant description exercised against
securities unit
security
(d) Other dealings (including subscribing for new securities)
Class Nature of Details Price per unit (if
of relevant Dealings
applicable)
security
4. OTHER INFORMATION
(a) Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding,
formal or informal, relating to relevant securities which may be an
inducement to deal or refrain from dealing entered into by
the exempt principal trader making the disclosure and any party
to the offer or any person acting in concert with a party to the offer:
NONE
(b) Agreements, arrangements or understandings relating to options
or derivatives
Details of any agreement, arrangement or understanding, formal or
informal, between
the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option;
or
(ii) the voting rights of future acquisition or disposal of any relevant
securities to which
any derivative is referenced:
NONE
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 14 Dec 2023
---------------------------------------
Contact name: Large Holdings Regulatory
Operations
---------------------------------------
Telephone number: 020 3134 7213
---------------------------------------
, the news service of the London Stock Exchange. RNS is approved by
the Financial Conduct Authority to act as a Primary Information
Provider in the United Kingdom. Terms and conditions relating to
the use and distribution of this information may apply. For further
information, please contact rns@lseg.com or visit www.rns.com.
RNS may use your IP address to confirm compliance with the terms
and conditions, to analyse how you engage with the information
contained in this communication, and to share such analysis on an
anonymised basis with others as part of our commercial services.
For further information about how RNS and the London Stock Exchange
use the personal data you provide us, please see our Privacy
Policy.
END
FEONKQBQDBDDOBD
(END) Dow Jones Newswires
December 14, 2023 06:50 ET (11:50 GMT)
Barclays (LSE:BARC)
Gráfico Histórico do Ativo
De Jun 2024 até Jul 2024
Barclays (LSE:BARC)
Gráfico Histórico do Ativo
De Jul 2023 até Jul 2024
