RNS Number : 4659H
Barclays PLC
19 March 2024
 

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR

MORE

Rule 8.3 of the Takeover Code (the "Code")

1.

KEY INFORMATION

(a)

Full name of discloser:

 

Barclays PLC.

(b)

Owner or controller of interest and short

 

 

positions disclosed, if different from 1(a):

(c)

Name of offeror/offeree in relation to whose

DS SMITH PLC

 

relevant securities this form relates:

(d)

If an exempt fund manager connected with an

 

 

offeror/offeree, state this and specify identity of

 

offeror/offeree:

(e)

Date position held/dealing undertaken:

18 Mar 2024

(f)

In addition to the company in 1(c) above, is the discloser making

YES:

 

 

 

disclosures in respect of any other party to the offer?

MONDI PLC

 

2.

POSITIONS OF THE PERSON MAKING THE DISCLOSURE

(a)

Interests and short positions in the relevant securities of the offeror or offeree

 

 

to which the disclosure relates following the dealing(if any)

 

Class of relevant security:

10p ordinary

 

Interests

Short Positions

 

Number

(%)

Number

(%)

(1)

Relevant securities owned

 

 

 

 

 

and/or controlled:

 

 

14,089,251

1.02%

7,340,851

0.53%

(2)

Cash-settled derivatives:

 

 

 

 

 

and/or controlled:

 

 

7,207,192

0.52%

14,370,088

1.04%

(3)

Stock-settled derivatives (including options)

 

 

 

 

 

and agreements to purchase/sell:

 

 

0

0.00%

0

0.00%

 

 

 

 

 

 

 

 

 

TOTAL:

 

 

21,296,443

1.55%

21,710,939

1.58%

(b)

Rights to subscribe for new securities (including directors and other executive

 

 

options)

 

 

 

 

 

 

Class of relevant security in relation to

 

 

 

 

which subscription right exists

 

 

 

 

Details, including nature of the rights

 

 

 

 

concerned and relevant percentages:

 

 

 

 

3.

DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a)

Purchases and sales

 

 

 

 

 

Class of relevant

Purchase/sale

Number of

Price per unit

security

 

securities

 

10p ordinary

Purchase

250,258

3.4084  GBP

10p ordinary

Purchase

216,960

3.3959  GBP

10p ordinary

Purchase

105,030

3.4157  GBP

10p ordinary

Purchase

104,781

3.3915  GBP

10p ordinary

Purchase

101,170

3.4213  GBP

10p ordinary

Purchase

100,267

3.3885  GBP

10p ordinary

Purchase

86,833

3.3930  GBP

10p ordinary

Purchase

79,982

3.4263  GBP

10p ordinary

Purchase

73,980

3.4097  GBP

10p ordinary

Purchase

61,652

3.4219  GBP

10p ordinary

Purchase

33,652

3.3901  GBP

10p ordinary

Purchase

28,629

3.4141  GBP

10p ordinary

Purchase

28,564

3.4088  GBP

10p ordinary

Purchase

25,538

3.3962  GBP

10p ordinary

Purchase

24,945

3.3986  GBP

10p ordinary

Purchase

23,544

3.4164  GBP

10p ordinary

Purchase

17,405

3.4300  GBP

10p ordinary

Purchase

14,401

3.4129  GBP

10p ordinary

Purchase

13,900

3.3844  GBP

10p ordinary

Purchase

13,854

3.4230  GBP

10p ordinary

Purchase

9,378

3.3994  GBP

10p ordinary

Purchase

8,995

3.4012  GBP

10p ordinary

Purchase

8,264

3.3880  GBP

10p ordinary

Purchase

6,081

3.4185  GBP

10p ordinary

Purchase

3,981

3.4023  GBP

10p ordinary

Purchase

3,236

3.3990  GBP

10p ordinary

Purchase

3,167

3.3952  GBP

10p ordinary

Purchase

2,497

3.4030  GBP

10p ordinary

Purchase

2,450

3.4286  GBP

10p ordinary

Purchase

2,371

3.4144  GBP

10p ordinary

Purchase

2,196

3.3960  GBP

10p ordinary

Purchase

1,809

3.4105  GBP

10p ordinary

Purchase

1,772

3.4180  GBP

10p ordinary

Purchase

1,740

3.4252  GBP

10p ordinary

Purchase

1,596

3.4139  GBP

10p ordinary

Purchase

1,544

3.3940  GBP

10p ordinary

Purchase

1,156

3.4020  GBP

10p ordinary

Purchase

1,152

3.4060  GBP

10p ordinary

Purchase

999

3.4050  GBP

10p ordinary

Purchase

904

3.3924  GBP

10p ordinary

Purchase

875

3.4260  GBP

10p ordinary

Purchase

850

3.3950  GBP

10p ordinary

Purchase

801

3.4110  GBP

10p ordinary

Purchase

65

3.3870  GBP

10p ordinary

Purchase

15

3.3911  GBP

10p ordinary

Purchase

3

3.3900  GBP

10p ordinary

Sale

389,274

3.3880  GBP

10p ordinary

Sale

360,516

3.4215  GBP

10p ordinary

Sale

197,769

3.4096  GBP

10p ordinary

Sale

114,597

3.3915  GBP

10p ordinary

Sale

62,467

3.4052  GBP

10p ordinary

Sale

52,603

3.3881  GBP

10p ordinary

Sale

45,107

3.3850  GBP

10p ordinary

Sale

44,812

3.4071  GBP

10p ordinary

Sale

33,652

3.3901  GBP

10p ordinary

Sale

32,880

3.3936  GBP

10p ordinary

Sale

23,431

3.4163  GBP

10p ordinary

Sale

17,053

3.4335  GBP

10p ordinary

Sale

10,118

3.3938  GBP

10p ordinary

Sale

6,476

3.3886  GBP

10p ordinary

Sale

5,386

3.4050  GBP

10p ordinary

Sale

4,841

3.4076  GBP

10p ordinary

Sale

4,386

3.4149  GBP

10p ordinary

Sale

4,056

3.3975  GBP

10p ordinary

Sale

3,927

3.4036  GBP

10p ordinary

Sale

3,369

3.3940  GBP

10p ordinary

Sale

3,186

3.3953  GBP

10p ordinary

Sale

2,117

3.3960  GBP

10p ordinary

Sale

1,733

3.4147  GBP

10p ordinary

Sale

1,525

3.3860  GBP

10p ordinary

Sale

1,156

3.4020  GBP

10p ordinary

Sale

1,152

3.4060  GBP

10p ordinary

Sale

953

3.4180  GBP

10p ordinary

Sale

426

3.3943  GBP

10p ordinary

Sale

259

3.3930  GBP

10p ordinary

Sale

6

3.3920  GBP

10p ordinary

Sale

3

3.3900  GBP

10p ordinary

Sale

279

3.3870  GBP

 

 

 

 

 

 

 

 

(b)

Cash-settled derivative transactions

 

Class of

Product

Nature of dealing

Number of

Price per

relevant

description

 

reference

unit

security

 

 

securities

 

10p ordinary

SWAP

Closing Short

361,060

3.3880  GBP

10p ordinary

SWAP

Decreasing Long

267

3.3885  GBP

10p ordinary

SWAP

Decreasing Long

801

3.4110  GBP

10p ordinary

SWAP

Decreasing Long

2,196

3.3960  GBP

10p ordinary

SWAP

Decreasing Long

2,371

3.4144  GBP

10p ordinary

SWAP

Decreasing Long

2,450

3.4286  GBP

10p ordinary

SWAP

Decreasing Long

4,545

3.4086  GBP

10p ordinary

SWAP

Decreasing Long

10,203

3.3921  GBP

10p ordinary

SWAP

Decreasing Long

25,538

3.3962  GBP

10p ordinary

SWAP

Decreasing Long

128,298

3.3880  GBP

10p ordinary

CFD

Decreasing Short

23

3.3878  GBP

10p ordinary

SWAP

Decreasing Short

460

3.4052  GBP

10p ordinary

CFD

Decreasing Short

1,955

3.3880  GBP

10p ordinary

CFD

Decreasing Short

2,749

3.3877  GBP

10p ordinary

CFD

Decreasing Short

13,530

3.4199  GBP

10p ordinary

SWAP

Decreasing Short

26,076

3.4086  GBP

10p ordinary

CFD

Decreasing Short

33,652

3.3901  GBP

10p ordinary

SWAP

Decreasing Short

44,812

3.4071  GBP

10p ordinary

SWAP

Increasing Long

543

3.4060  GBP

10p ordinary

SWAP

Increasing Long

1,034

3.3940  GBP

10p ordinary

SWAP

Increasing Long

8,075

3.4215  GBP

10p ordinary

SWAP

Increasing Long

23,431

3.4164  GBP

10p ordinary

SWAP

Increasing Long

75,541

3.3885  GBP

10p ordinary

CFD

Increasing Short

23

3.3878  GBP

10p ordinary

SWAP

Increasing Short

230

3.4052  GBP

10p ordinary

SWAP

Increasing Short

892

3.4058  GBP

10p ordinary

CFD

Increasing Short

904

3.3924  GBP

10p ordinary

CFD

Increasing Short

1,669

3.3880  GBP

10p ordinary

SWAP

Increasing Short

2,299

3.4067  GBP

10p ordinary

CFD

Increasing Short

2,749

3.4062  GBP

10p ordinary

CFD

Increasing Short

3,544

3.3954  GBP

10p ordinary

SWAP

Increasing Short

7,058

3.3880  GBP

10p ordinary

SWAP

Increasing Short

7,151

3.4105  GBP

10p ordinary

CFD

Increasing Short

13,580

3.4300  GBP

10p ordinary

SWAP

Increasing Short

43,654

3.4057  GBP

10p ordinary

SWAP

Increasing Short

45,204

3.4093  GBP

10p ordinary

SWAP

Increasing Short

250,258

3.4084  GBP

 

 

 

 

 

 

 

 

(c)

Stock-settled derivative transactions (including options)

 

(i)

Writing, selling, purchasing or varying

 

Class

Product

Writing,

Number

Exercise

Type

Expiry

Option

of

description

purchasing,

of

price

 

date

money

relevant

 

selling,

securities

per unit

 

 

paid/

security

 

varying etc

to which

 

 

 

received

 

 

 

option

 

 

 

per unit

 

 

 

relates

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

(ii)

Exercising

 

 

 

 

 

 

Class of relevant

Product description

Exercising/ exercised against

Number of

Exercise price per

security

 

 

securities

unit

 

 

 

 

 

 

 

 

 

 

 

 

 

(d)

Other dealings (including subscribing for new securities)

 

Class of relevant

Nature of Dealings

Details

Price per unit (if

security

 

 

applicable)

 

 

 

 

4.

OTHER INFORMATION

(a)

Indemnity and other dealings arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding,

 

 

formal or informal, relating to relevant securities which may be an inducement to deal

 

 

or refrain from dealing entered into by the exempt principal trader making the disclosure and any party

 

to the offer or any person acting in concert with a party to the offer:

 

 

 

NONE

(b)

Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between

 

 

the person making the disclosure and any other person relating to:

 

 

(i)  the voting rights of any relevant securities under any option; or

 

 

 

(ii) the voting rights of future acquisition or disposal of any relevant securities to which

 

 

any derivative is referenced:

 

 

 

 

 

 

NONE

(c)

Attachments

 

 

 

 

 

 

Is a Supplemental Form 8 (Open Positions) attached?

NO

Date of disclosure:

19 Mar 2024

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

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