|
FORM 8.5
(EPT/NON-RI)
|
|
PUBLIC OPENING POSITION
DISCLOSURE/DEALING DISCLOSURE BY AN
|
|
EXEMPT PRINCIPAL TRADER
WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
|
|
(OR WHERE RI STATUS IS NOT
APPLICABLE)
|
|
Rule 8.5 of the Takeover Code
(the "Code")
|
|
1.
|
KEY
INFORMATION
|
|
(a)
|
Name of exempt principal trader:
|
BARCLAYS CAPITAL SECURITIES LTD
|
|
(b)
|
Name of offeror/offeree in relation to whose
relevant securities this form relates:
|
ANGLO AMERICAN PLC
|
|
(c)
|
Name of the party to the offer with which exempt
principal trader is connected
|
BHP
GROUP LTD
|
|
(d)
|
Date position held/dealing undertaken:
|
14 May 2024
|
|
(e)
|
In
addition to the company in 1(b) above, is the exempt principal
trader making disclosures in respect of any other party to
the offer?
|
YES:
BHP GROUP LTD
|
|
2.
|
POSITIONS OF THE EXEMPT PRINCIPAL TRADER
|
|
(a)
|
Interests and short positions in the relevant securities of
the offeror or offeree
|
|
|
to
which the disclosure relates following the dealing (if
any)
|
|
Class of relevant security:
|
USD
0.54945 ordinary
|
|
|
Interests
|
Short
Positions
|
|
Number
|
(%)
|
Number
|
(%)
|
|
(1)
Relevant securities owned and/or controlled:
|
5,152,121
|
0.42%
|
17,893,440
|
1.46%
|
|
(2)
Cash-settled derivatives:
|
17,801,323
|
1.45%
|
4,857,200
|
0.40%
|
|
(3)
Stock-settled derivatives (including options) and agreements to
purchase/sell:
|
0
|
0.00%
|
0
|
0.00%
|
|
TOTAL:
|
22,953,444
|
1.87%
|
22,750,640
|
1.86%
|
|
|
|
|
|
|
|
|
|
|
(b)
|
Rights to subscribe for new securities (including directors
and other executive options)
|
|
Class of relevant security in relation to
which subscription right exists
|
|
|
Details, including nature of the rights
concerned and relevant percentages:
|
|
|
3.
|
DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL
TRADER
|
|
(a)
|
Purchase and sales
|
|
|
|
|
|
|
|
Class of relevant
security
|
Purchase/sale
|
Total number of
securities
|
Highest price per unit
paid/received
|
Lowest price per unit
paid/received
|
|
USD 0.54945
ordinary
|
Purchase
|
3401248
|
27.1750
GBP
|
25.9900
GBP
|
|
USD 0.54945
ordinary
|
Sale
|
4421299
|
27.1750
GBP
|
25.9900
GBP
|
|
USD 0.54945
ordinary
|
Purchase
|
2813
|
31.3841
EUR
|
31.3841
EUR
|
|
USD 0.54945
ordinary
|
Sale
|
8352
|
30.7149
EUR
|
30.7149
EUR
|
|
ADR
|
Sale
|
24820
|
16.4493
USD
|
16.4207
USD
|
|
ADR
|
Purchase
|
24820
|
16.4493
USD
|
16.4207
USD
|
|
|
|
|
|
|
|
|
|
|
(b)
|
Cash-settled derivative transactions
|
|
Class of
relevant
security
|
Product
description
|
Nature of
dealing
|
Number of
reference
securities
|
Price per
unit
|
|
USD 0.54945
ordinary
|
SWAP
|
Closing
Short
|
5
|
26.1950
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Closing
Short
|
732
|
26.5912
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
6
|
26.3200
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
352
|
26.9434
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
523
|
610.1778
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
589
|
26.5995
GBP
|
|
USD 0.54945
ordinary
|
CFD
|
Decreasing
Long
|
1,040
|
26.2970
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
1,162
|
26.4612
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
1,320
|
613.3089
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
1,688
|
621.9994
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
2,410
|
26.7305
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
2,969
|
26.4607
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
3,270
|
26.1984
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
5,100
|
26.4575
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
5,294
|
26.6928
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
5,573
|
26.7496
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
6,000
|
26.2238
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
6,700
|
26.4351
GBP
|
|
USD 0.54945
ordinary
|
CFD
|
Decreasing
Long
|
8,950
|
26.1374
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
12,123
|
26.3963
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
14,147
|
26.7327
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
15,150
|
607.0027
ZAR
|
|
USD 0.54945
ordinary
|
CFD
|
Decreasing
Long
|
17,282
|
26.1950
GBP
|
|
USD 0.54945
ordinary
|
CFD
|
Decreasing
Long
|
17,914
|
26.2778
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
20,866
|
615.9144
ZAR
|
|
USD 0.54945
ordinary
|
CFD
|
Decreasing
Long
|
29,246
|
26.6133
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
31,089
|
26.3069
GBP
|
|
USD 0.54945
ordinary
|
CFD
|
Decreasing
Long
|
32,428
|
26.1249
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
32,620
|
26.2247
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
34,189
|
26.3678
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
35,851
|
26.4346
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
41,690
|
26.3261
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
43,711
|
26.3375
GBP
|
|
USD 0.54945
ordinary
|
CFD
|
Decreasing
Long
|
53,394
|
26.2548
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
81,357
|
603.5000
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
83,479
|
26.1950
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
85,000
|
26.3581
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
130,870
|
26.2893
GBP
|
|
USD 0.54945
ordinary
|
CFD
|
Decreasing
Long
|
182,516
|
26.4585
GBP
|
|
USD 0.54945
ordinary
|
CFD
|
Decreasing
Long
|
183,041
|
26.4744
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
209,488
|
610.7845
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
260,495
|
26.3983
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
301,575
|
610.6215
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
591,001
|
26.3626
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Short
|
275
|
612.0100
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Short
|
275
|
611.6162
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Short
|
414
|
610.6349
ZAR
|
|
USD 0.54945
ordinary
|
CFD
|
Decreasing
Short
|
1,688
|
621.7506
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Short
|
2,000
|
624.9609
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Short
|
3,806
|
616.4101
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Short
|
5,000
|
26.0975
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Short
|
8,320
|
610.6867
ZAR
|
|
USD 0.54945
ordinary
|
CFD
|
Decreasing
Short
|
8,352
|
30.7116
EUR
|
|
USD 0.54945
ordinary
|
CFD
|
Decreasing
Short
|
15,150
|
606.8357
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Short
|
23,342
|
606.4482
ZAR
|
|
USD 0.54945
ordinary
|
CFD
|
Decreasing
Short
|
339,305
|
612.2203
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Short
|
449,157
|
609.6336
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
11
|
26.4254
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
24
|
26.7000
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
55
|
26.2050
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
67
|
26.7350
GBP
|
|
USD 0.54945
ordinary
|
CFD
|
Increasing
Long
|
85
|
26.3481
GBP
|
|
USD 0.54945
ordinary
|
CFD
|
Increasing
Long
|
176
|
26.1950
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
191
|
26.1936
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
339
|
27.0966
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
523
|
610.1778
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
537
|
26.3854
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
967
|
26.7275
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
1,320
|
613.3089
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
1,599
|
26.0607
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
1,955
|
26.9348
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
2,676
|
627.8075
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
3,424
|
26.7969
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
5,000
|
26.8911
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
6,380
|
26.6205
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
7,000
|
26.8512
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
7,254
|
26.1536
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
8,629
|
27.0677
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
9,199
|
604.1487
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
14,508
|
26.1886
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
15,700
|
26.9340
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
16,834
|
26.9371
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
20,866
|
615.9144
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
43,719
|
26.3865
GBP
|
|
USD 0.54945
ordinary
|
CFD
|
Increasing
Long
|
46,267
|
26.4343
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
47,400
|
26.7181
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
53,300
|
26.2210
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
59,302
|
26.2199
GBP
|
|
USD 0.54945
ordinary
|
CFD
|
Increasing
Long
|
68,272
|
27.1177
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
89,109
|
603.5000
ZAR
|
|
USD 0.54945
ordinary
|
CFD
|
Increasing
Long
|
146,451
|
26.4869
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
193,488
|
26.2866
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
195,111
|
26.1948
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
209,488
|
610.7845
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
301,575
|
610.6215
ZAR
|
|
USD 0.54945
ordinary
|
CFD
|
Increasing
Long
|
317,139
|
26.3890
GBP
|
|
USD 0.54945
ordinary
|
CFD
|
Increasing
Long
|
1,711,204
|
26.3817
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Short
|
275
|
611.6162
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Short
|
275
|
612.0100
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Short
|
414
|
610.6349
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Short
|
2,000
|
624.9609
ZAR
|
|
USD 0.54945
ordinary
|
CFD
|
Increasing
Short
|
2,676
|
627.9299
ZAR
|
|
USD 0.54945
ordinary
|
CFD
|
Increasing
Short
|
2,813
|
31.3875
EUR
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Short
|
3,806
|
616.4101
ZAR
|
|
USD 0.54945
ordinary
|
CFD
|
Increasing
Short
|
7,752
|
603.6659
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Short
|
8,320
|
610.6867
ZAR
|
|
USD 0.54945
ordinary
|
CFD
|
Increasing
Short
|
9,199
|
604.3904
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Short
|
23,342
|
606.4482
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Short
|
76,028
|
26.3698
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Short
|
339,305
|
612.4040
ZAR
|
|
USD 0.54945
ordinary
|
CFD
|
Increasing
Short
|
449,157
|
609.8165
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Opening
Long
|
245
|
26.0970
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Opening
Long
|
1,317
|
26.5661
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Opening
Long
|
1,452
|
26.3427
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Opening
Long
|
1,771
|
26.1591
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Opening
Long
|
3,106
|
26.1606
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Opening
Long
|
15,615
|
26.5659
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Opening
Long
|
19,085
|
26.1720
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Opening
Long
|
41,652
|
26.1197
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Opening
Short
|
5,000
|
26.2389
GBP
|
|
|
|
|
|
|
|
|
|
|
(c)
|
Stock-settled derivative transactions (including
options)
|
|
(i)
|
Writing, selling, purchasing or varying
|
|
Class
of
relevant
security
|
Product
description
|
Writing,
purchasing,
selling,
varying etc
|
Number
of
securities
to which
option
relates
|
Exercise
price
per unit
|
Type
|
Expiry
date
|
Option
money
paid/
received
per unit
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
(ii)
|
Exercising
|
|
|
|
|
|
|
|
Class of relevant
security
|
Product
description
|
Exercising/ exercised
against
|
Number of
securities
|
Exercise price per
unit
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
(d)
|
Other dealings (including subscribing for new
securities)
|
|
Class of relevant
security
|
Nature of
Dealings
|
Details
|
Price per unit (if
applicable)
|
|
|
|
|
|
|
4.
|
OTHER INFORMATION
|
|
(a)
|
Indemnity and other dealings arrangements
|
|
Details of any indemnity or option arrangement, or any
agreement or understanding,
formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into
by
the exempt principal trader making the disclosure and any
party
to the offer or any person acting in concert with a party to
the offer:
|
|
NONE
|
|
(b)
|
Agreements, arrangements or understandings relating to options
or derivatives
|
|
Details of any agreement, arrangement or understanding, formal
or informal, between
the exempt principal trader making the disclosure and any
other person relating to:
(i) the voting rights of any relevant securities
under any option; or
(ii) the voting rights of future acquisition or
disposal of any relevant securities to which
any derivative is referenced:
|
|
NONE
|
|
(c)
|
Attachments
|
|
Is
a Supplemental Form 8 (Open Positions) attached?
|
NO
|
|
Date of disclosure:
|
15 May 2024
|
|
Contact name:
|
Large Holdings Regulatory
Operations
|
|
Telephone number:
|
020 3134
7213
|