Holding in Company - Dana Petroleum Plc
23 Setembro 2010 - 9:42AM
UK Regulatory
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Holding in Company - Dana Petroleum Plc
Form TR-1 with annex. FSA Version 2.1 updated April 2007
For filings with the FSA include the annex
For filings with issuer exclude the annex
TR-1: Notifications of Major Interests in Shares
Dana Petroleum Plc
1. Identity of the issuer or the underlying issuer of existing
shares to which voting rights are attached:
2. Reason for notification (yes/no)
An acquisition or disposal of voting rights
yes
An acquisition or disposal of financial instruments which may result in the acquisition of
shares already issued to which voting rights are attached
An event changing the breakdown of voting rights
Other (please specify):___late filing___________
P. Schoenfeld Asset Management LLP
3. Full name of person(s) subject to notification
obligation:
N/A
4. Full name of shareholder(s) (if different from 3):
13/09/2010
5. Date of transaction (and date on which the
threshold is crossed or reached if different):
23/09/2010
6. Date on which issuer notified:
3%
7. Threshold(s) that is/are crossed or reached:
8: Notified Details
A: Voting rights attached to shares
Class/type Situation previous to Resulting situation after the triggering transaction
of shares the triggering
If possible transaction
use ISIN
code
Number of Number of Number of Number of voting rights Percentage of voting
shares voting shares rights
rights
Direct Indirect Direct Indirect
B: Financial Instruments
Resulting situation after the triggering transaction
Type of financial Expiration date Exercise/ No. of voting rights Percentage of
instrument conversion that may be acquired voting rights
period/date (if the instrument
exercised/converted)
Contract for N/A N/A N/A 3.79 %
Difference
covering 3,506,643
shares
Total (A+B)
Number of voting rights Percentage of voting rights
9. Chain of controlled undertakings through which the voting rights and /or the financial instruments are
effectively held, if applicable:
Proxy Voting:
10. Name of proxy holder: N/A
11. Number of voting rights proxy holder will cease N/A
to hold:
12. Date on which proxy holder will cease to hold N/A
voting rights:
13. Additional information:
14 Contact name: Kristen Vetter
15. Contact telephone name: 212-649-9553
For notes on how to complete form TR-1 please see the FSA website.
Note: Annex should only be submitted to the FSA not the issuer
Annex: Notification of major interests in shares
A: Identity of the persons or legal entity subject to the notification obligation
Full name
(including legal form of legal entities)
Contact address
(registered office for legal entities)
Phone number & email
Other useful information
(at least legal representative for legal persons)
B: Identity of the notifier, if applicable
Full name
Contact address
Phone number & email
Other useful information
(e.g. functional relationship with the person or
legal entity subject to the notification obligation)
C: Additional information
P. Schoenfeld Asset Management LLP
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