Downing Strategic Micro-Cap Investment Trust plc Notification Of Major Holdings
24 Novembro 2023 - 8:55AM
UK Regulatory
TIDMDSM
Downing Strategic Micro-Cap Investment Trust Plc
LEI: 213800QMYPUW4POFFX69
Notification of major holdings
24 November 2023
NOTIFICATION OF MAJOR HOLDINGS
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1a. Identity of the issuer or the
underlying issuer of existing shares
to which voting rights are attached DOWNING STRATEGIC MICRO-CAP INVESTMENT
(ii) : TRUST PLC
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1b. Please indicate if the issuer is a non-UK issuer (please mark
with an "X" if appropriate)
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Non-UK issuer
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2. Reason for the notification (please mark the appropriate box or
boxes with an "X")
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An acquisition or disposal of voting rights X
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An acquisition or disposal of financial instruments
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An event changing the breakdown of voting rights
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Other (please specify) (iii) :
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3. Details of person subject to the notification obligation (iv)
Name MIGO Opportunities Trust plc
City and country of registered office
(if applicable) London, England
4. Full name of shareholder(s) (if different from 3.) (v)
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Name BONY OCS Nominees Limited
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City and country of registered office
(if applicable)
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5. Date on which the threshold was
crossed or reached (vi) : 22/11/2023
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6. Date on which issuer notified
(DD/MM/YYYY): 24/11/2023
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7. Total positions of person(s) subject to the notification obligation
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% of voting rights
% of voting rights through financial Total number
attached to shares instruments Total of both of voting rights
(total of 8. (total of 8.B in % (8.A held in issuer
A) 1 + 8.B 2) + 8.B) (8.A + 8.B) (vii)
------------------------- ------------------- ----------------------- ------------- -----------------------
Resulting situation
on the date on
which threshold
was crossed or
reached 5.15% 5.15% 2,400,000
------------------------- ------------------- ----------------------- ------------- -----------------------
Position of previous
notification
(if
applicable) 4.15% 4.15%
------------------------- ------------------- ----------------------- ------------- -----------------------
8. Notified details of the resulting situation on the date on which
the threshold was crossed or reached (viii)
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A: Voting rights attached to shares
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Class/type of
shares
ISIN code (if
possible) Number of voting rights (ix) % of voting rights
------------------------- -------------------------------------------- --------------------------------------
Direct Indirect Direct Indirect
(DTR5.1) (DTR5.2.1) (DTR5.1) (DTR5.2.1)
------------------------ ------------------- ----------------------- ------------------------- -----------
GB00BF0SCX52 2,400,000 0 5.15% 0
------------------------- ------------------- ----------------------- ------------------------- -----------
SUBTOTAL 8. A 2,400,000 5.15%
------------------------- -------------------------------------------- --------------------------------------
B 1: Financial Instruments according to DTR5.3.1R (1) (a)
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Type of financial Expiration Exercise/ Number of voting % of voting
instrument date (x) Conversion Period (xi) rights that rights
may be acquired
if the instrument
is
exercised/converted.
------------------------- ------------------- ----------------------- ------------------------- -----------
SUBTOTAL 8. B 1
----------------------- ------------------------- -----------
B 2: Financial Instruments with similar economic effect according
to DTR5.3.1R (1) (b)
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Type of financial Expiration Exercise/ Physical or Number of % of voting
instrument date (x) Conversion Period cash voting rights
(x) (i) Settlement rights
(xii)
------------------------ -------------------- ----------------------- ------------- ---------- -----------
SUBTOTAL
8.B.2
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9. Information in relation to the person subject to the notification
obligation (please mark the
applicable box with an "X")
Person subject to the notification obligation is not controlled X
by any natural person or legal entity and does not control
any other undertaking(s) holding directly or indirectly
an interest in the (underlying) issuer (xiii)
Full chain of controlled undertakings through which the
voting rights and/or the
financial instruments are effectively held starting with
the ultimate controlling natural person or legal entity
(please add additional rows as necessary) (xiv)
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Name (xv) % of voting rights % of voting rights Total of both if
if it equals or through financial it equals or is
is higher than the instruments if it higher than the
notifiable threshold equals or is higher notifiable threshold
than the notifiable
threshold
----------- ----------------------------- ----------------------- -----------------------
10. In case of proxy voting, please identify:
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Name of the proxy holder
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The number and % of voting rights
held
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The date until which the voting rights
will be held
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11. Additional information (xvi)
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MIGO Opportunities Trust plc holds its shares through BONY OCS Nominees
Limited as custodian.
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Place of completion London, UK
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Date of completion 24/11/2023
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(END) Dow Jones Newswires
November 24, 2023 06:55 ET (11:55 GMT)
Copyright (c) 2023 Dow Jones & Company, Inc.
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