UBS AG (EPT) Form 8.5 (EPT/RI) (4072O)
06 Agosto 2014 - 6:44AM
UK Regulatory
TIDMDXNS
RNS Number : 4072O
UBS AG (EPT)
06 August 2014
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING
CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader: UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Dixons Retail Plc
Use a separate form for each offeror/offeree
----------------------------
(c) Name of the party to the offer with which exempt principal trader is connected: Carphone Warehouse Grp Plc
----------------------------
(d) Date dealing undertaken: 05 August 2014
----------------------------
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in YES
respect Carphone Warehouse Grp Plc
of any other party to this offer?
----------------------------
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of relevant Purchases/ sales Total number of Highest price per Lowest price per unit
security securities unit paid/received paid/received
2.5p ordinary Buy 449206 0.78212 EUR 0.660531 EUR
------------------ ----------------------- ---------------------- -----------------------
2.5p ordinary Buy 807445 0.53030 GBP 0.528093 GBP
------------------ ----------------------- ---------------------- -----------------------
2.5p ordinary Sell 449206 0.782121 EUR 0.660531 EUR
------------------ ----------------------- ---------------------- -----------------------
2.5p ordinary Sell 17048384 0.534124 GBP 0.52250 GBP
------------------ ----------------------- ---------------------- -----------------------
(b) Derivatives transactions (other than options)
Class of relevant Product description Nature of dealing Number of reference Price per unit
security e.g. CFD e.g. opening/closing a securities
long/short position,
increasing/reducing a
long/short position
2.5p ordinary CFD Long 39774 0.534124
GBP
-------------------- ------------------------- ------------------------- ---------------
2.5p ordinary CFD Long 6607231 0.5247375
GBP
-------------------- ------------------------- ------------------------- ---------------
2.5p ordinary CFD Long 4205229 0.528141
GBP
-------------------- ------------------------- ------------------------- ---------------
2.5p ordinary CFD Long 515100 0.5284
GBP
-------------------- ------------------------- ------------------------- ---------------
2.5p ordinary CFD Long 2184198 0.53010988
GBP
-------------------- ------------------------- ------------------------- ---------------
2.5p ordinary CFD Long 245700 0.53022112 GBP
-------------------- ------------------------- ------------------------- ---------------
2.5p ordinary CFD Long 2211300 0.5299
GBP
-------------------- ------------------------- ------------------------- ---------------
2.5p ordinary CFD Short 33273 0.5303
GBP
-------------------- ------------------------- ------------------------- ---------------
2.5p ordinary CFD Short 272129 0.530195
GBP
-------------------- ------------------------- ------------------------- ---------------
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number of Exercise Type Expiry date Option money
relevant description purchasing, securities price per e.g. paid/
security e.g. call selling, to which unit American, received per
option varying etc. option European unit
relates etc.
(ii) Exercising
Class of relevant security Product description Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
The currency of all prices and other monetary amounts should be
stated.
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(b), copy
table 2(a), (b), (c) or (d) (as appropriate) for each additional
class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal
or informal, relating to relevant securities which may be an inducement to deal or refrain
from dealing entered into by the exempt principal trader making the disclosure and any party
to the offer or any person acting in concert with a party to the offer:
If there are no such agreements, arrangements or understandings, state "none "
None
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt
principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
Date of disclosure: 06 August 2014
Contact name: Gemma Crewdson
--------------------
Telephone number: +44 (0)20 7568 1245
--------------------
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information Service and must also be emailed to the
Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market
Surveillance Unit is available for consultation in relation to the
Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
This information is provided by RNS
The company news service from the London Stock Exchange
END
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