UBS AG (EPT) Form 8.5 (EPT/RI) - Replacement (4130O)
06 Agosto 2014 - 7:08AM
UK Regulatory
TIDMDXNS
RNS Number : 4130O
UBS AG (EPT)
06 August 2014
This announcement replaces the previous RNS announcement
2890O
released at 11:35am on the 5(th) August 2014. Amendments made to
total GBP Sells in 2(a) and 1 CFD addition in 2(b). All other
information remains unchanged.
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING
CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader: UBS Investment Bank, London
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(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Dixons Retail Plc
Use a separate form for each offeror/offeree
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(c) Name of the party to the offer with which exempt principal trader is connected: Carphone Warehouse Grp Plc
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(d) Date dealing undertaken: 04 August 2014
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(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in YES
respect Carphone Warehouse Grp Plc
of any other party to this offer?
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2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of relevant Purchases/ sales Total number of Highest price per Lowest price per unit
security securities unit paid/received paid/received
------------------------ ------------------ ----------------------- ---------------------- -----------------------
0.74697
2.5p ordinary Buy 554 EUR 0.67488 EUR
------------------------ ------------------ ----------------------- ---------------------- -----------------------
2.5p ordinary Buy 1969282 0.525512 GBP 0.51834 GBP
------------------------ ------------------ ----------------------- ---------------------- -----------------------
0.74697
2.5p ordinary Sell 554 EUR 0.67488 EUR
------------------------ ------------------ ----------------------- ---------------------- -----------------------
2.5p ordinary Sell 5944035 0.526536 GBP 0.51834 GBP
------------------------ ------------------ ----------------------- ---------------------- -----------------------
2.5p ordinary Sell 8938 0.880407 USD 0.880407 USD
------------------------ ------------------ ----------------------- ---------------------- -----------------------
(b) Derivatives transactions (other than options)
Class of relevant Product description Nature of dealing Number of reference Price per unit
security e.g. CFD e.g. opening/closing a securities
long/short position,
increasing/reducing a
long/short position
------------------------- -------------------- ------------------------- ------------------------- ---------------
2.5p ordinary CFD Long 8938 0.88040673 USD
------------------------- -------------------- ------------------------- ------------------------- ---------------
2.5p ordinary CFD Long 195995 0.522887 GBP
------------------------- -------------------- ------------------------- ------------------------- ---------------
2.5p ordinary CFD Long 607105 0.52653594 GBP
------------------------- -------------------- ------------------------- ------------------------- ---------------
2.5p ordinary CFD Long 2254600 0.5265 GBP
------------------------- -------------------- ------------------------- ------------------------- ---------------
2.5p ordinary CFD Long 18378 0.523043 GBP
------------------------- -------------------- ------------------------- ------------------------- ---------------
2.5p ordinary CFD Long 1979520 0.52524 GBP
------------------------- -------------------- ------------------------- ------------------------- ---------------
2.5p ordinary CFD Short 549994 0.523318 GBP
------------------------- -------------------- ------------------------- ------------------------- ---------------
2.5p ordinary CFD Short 530851 0.52346 GBP
------------------------- -------------------- ------------------------- ------------------------- ---------------
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number of Exercise Type Expiry date Option money
relevant description purchasing, securities price per e.g. paid/
security e.g. call selling, to which unit American, received per
option varying etc. option European unit
relates etc.
------------- ------------- ------------- ------------- -------------- ------------- ------------ -------------
(ii) Exercising
Class of relevant security Product description Number of securities Exercise price per unit
e.g. call option
--------------------------- -------------------- --------------------- ------------------------
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
--------------------------- ------------------------------- -------- -------------------------------
The currency of all prices and other monetary amounts should be
stated.
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(b), copy
table 2(a), (b), (c) or (d) (as appropriate) for each additional
class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal
or informal, relating to relevant securities which may be an inducement to deal or refrain
from dealing entered into by the exempt principal trader making the disclosure and any party
to the offer or any person acting in concert with a party to the offer:
If there are no such agreements, arrangements or understandings, state "none "
----------------------------------------------------------------------------------------------
None
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(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt
principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
-----------------------------------------------------------------------------------------------
None
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Date of disclosure: 05 August 2014
--------------------- --------------------
Contact name: Gemma Crewdson
--------------------- --------------------
Telephone number: +44 (0)20 7568 1245
--------------------- --------------------
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information Service and must also be emailed to the
Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market
Surveillance Unit is available for consultation in relation to the
Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
This information is provided by RNS
The company news service from the London Stock Exchange
END
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