ESSR Essar Energy

 
TIDMTTM TIDMESSR 
 
Form 8.3 - Essar Energy Plc 
                                                                                          FORM 8.3 
 
                     PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY 
              A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE 
                            Rule 8.3 of the Takeover Code (the "Code") 
 
1.      KEY INFORMATION 
 
=--------------------------------------------------------------------------------- 
(a)Identity of the person whose positions/dealings are being    Glazer Capital LLC 
   disclosed: 
=--------------------------------------------------------------------------------- 
(b)Owner or controller of interests and short positions         NA 
   disclosed, if different from 1(a): 
   The naming of nominee or vehicle companies is 
   insufficient 
=--------------------------------------------------------------------------------- 
(c)Name of offeror/offeree in relation to whose relevant        Essar Energy Plc 
   securities this form relates: 
   Use a separate form for each offeror/offeree 
=--------------------------------------------------------------------------------- 
(d)If an exempt fund manager connected with an                  NA 
   offeror/offeree, state this and specify identity of 
   offeror/offeree: 
=--------------------------------------------------------------------------------- 
(e)Date position held/dealing undertaken:                       May 12, 2014 
=--------------------------------------------------------------------------------- 
(f)Has the discloser previously disclosed, or are they today    NO 
   disclosing, under the Code in respect of any other party 
   to this offer? 
=--------------------------------------------------------------------------------- 
 
2.      POSITIONS OF THE PERSON MAKING THE DISCLOSURE 
 
(a)     Interests and short positions in the relevant securities of the offeror or offeree to 
        which the disclosure relates following the dealing (if any) 
 
=------------------------------------------------------------------------------------------------ 
Class of relevant security:                4.25% guaranteed convertible bonds due February 2016 
=------------------------------------------------------------------------------------------------ 
                                                  Interests                  Short positions 
=------------------------------------------------------------------------------------------------ 
                                                  Number            %       Number           % 
=------------------------------------------------------------------------------------------------ 
(1)Relevant securities owned and/or             14,000,000        2.55% 
controlled: 
=------------------------------------------------------------------------------------------------ 
(2)Derivatives (other than options): 
=------------------------------------------------------------------------------------------------ 
(3)Options and agreements to 
purchase/sell: 
=------------------------------------------------------------------------------------------------ 
TOTAL:                                           14,000,000       2.55% 
=------------------------------------------------------------------------------------------------ 
 
All interests and all short positions should be disclosed. 
 
Details  of  any open derivative or option positions, or agreements to purchase or  sell  relevant 
securities, should be given on a Supplemental Form 8 (Open Positions). 
 
(b)     Rights to subscribe for new securities (including directors' and other executive options) 
 
=------------------------------------------------------------------------------------------- 
Class of relevant security in relation to 
which subscription right exists: 
=------------------------------------------------------------------------------------------- 
Details, including nature of the rights 
concerned and relevant percentages: 
=------------------------------------------------------------------------------------------- 
 
If  there  are  positions or rights to subscribe to disclose in more than one  class  of  relevant 
securities  of  the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate)  for 
each additional class of relevant security. 
 
3.      DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE 
 
(a)     Purchases and sales 
 
 
=----------------------------------------------------------------------------------------------- 
  Class of relevant           Purchase/sale        Number of securities         Price per unit 
       security 
=----------------------------------------------------------------------------------------------- 
4.25% guaranteed              Purchase                 10,000,000                99.125 
convertible bonds due 
February 2016 
=----------------------------------------------------------------------------------------------- 
4.25% guaranteed              Purchase                 4,000,000                 99.125 
convertible bonds due 
February 2016 
=----------------------------------------------------------------------------------------------- 
 
(b)     Derivatives transactions (other than options) 
 
=-------------------------------------------------------------------------------------------------- 
Class of relevant      Product            Nature of dealing          Number of      Price per unit 
    security         description       e.g. opening/closing a        reference 
                      e.g. CFD          long/short position,         securities 
                                        increasing/reducing a 
                                         long/short position 
 
=-------------------------------------------------------------------------------------------------- 
 
=-------------------------------------------------------------------------------------------------- 
 
=-------------------------------------------------------------------------------------------------- 
 
 
(c)     Options transactions in respect of existing securities 
 
(i)     Writing, selling, purchasing or varying 
 
=----------------------------------------------------------------------------------------------------- 
Class of      Product        Writing,       Number of    Exercise       Type      Expiry      Option 
relevant    description     purchasing,    securities   price per       e.g.       date       money 
security     e.g. call       selling,       to which       unit      American,                paid/ 
              option       varying etc.      option                   European               received 
                                             relates                    etc.                 per unit 
=----------------------------------------------------------------------------------------------------- 
 
 
 
=----------------------------------------------------------------------------------------------------- 
 
 
(ii)    Exercising 
 
 
=---------------------------------------------------------------------------------------------------- 
  Class of relevant        Product description     Number of securities       Exercise price per 
       security             e.g. call option                                         unit 
=---------------------------------------------------------------------------------------------------- 
 
 
=---------------------------------------------------------------------------------------------------- 
 
 
(d)     Other dealings (including subscribing for new securities) 
 
 
=------------------------------------------------------------------------------------------------- 
 Class of relevant           Nature of dealing                Details          Price per unit (if 
      security         e.g. subscription, conversion                               applicable) 
=------------------------------------------------------------------------------------------------- 
 
 
=------------------------------------------------------------------------------------------------- 
 
 
 
The currency of all prices and other monetary amounts should be stated. 
 
Where  there  have been dealings in more than one class of relevant securities of the  offeror  or 
offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class 
of relevant security dealt in. 
 
4.      OTHER INFORMATION 
 
(a)     Indemnity and other dealing arrangements 
 
=------------------------------------------------------------------------------------------------- 
Details of any indemnity or option arrangement, or any agreement or understanding, formal or 
informal, relating to relevant securities which may be an inducement to deal or refrain from 
dealing entered into by the person making the disclosure and any party to the offer or any person 
acting in concert with a party to the offer: 
If there are no such agreements, arrangements or understandings, state "none" 
=------------------------------------------------------------------------------------------------- 
NA 
=------------------------------------------------------------------------------------------------- 
 
 
(b)     Agreements, arrangements or understandings relating to options or derivatives 
 
=------------------------------------------------------------------------------------------------- 
Details of any agreement, arrangement or understanding, formal or informal, between the person 
making the disclosure and any other person relating to: 
(i)  the voting rights of any relevant securities under any option; or 
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any 
     derivative is referenced: 
If there are no such agreements, arrangements or understandings, state "none" 
=------------------------------------------------------------------------------------------------- 
NA 
=------------------------------------------------------------------------------------------------- 
 
(c)     Attachments 
 

Essar Energy (LSE:ESSR)
Gráfico Histórico do Ativo
De Nov 2024 até Dez 2024

Essar Energy (LSE:ESSR)
Gráfico Histórico do Ativo
De Dez 2023 até Dez 2024