UBS AG (EPT) Form 8.5 (EPT/RI) - Kaz Minerals plc (8445U)
08 Abril 2021 - 7:22AM
UK Regulatory
TIDMKAZ
RNS Number : 8445U
UBS AG (EPT)
08 April 2021
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING
CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader: UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Kaz Minerals plc
Use a separate form for each offeror/offeree
----------------------------
(c) Name of the party to the offer with which exempt principal trader is connected: Kaz Minerals plc
----------------------------
(d) Date dealing undertaken: 07 April 2021
----------------------------
(e) In addition to the company in 1(b) above, is the exempt principal trader making NO
disclosures
in respect of any other party to this offer?
If it is a cash offer or possible cash offer, state "N/A"
----------------------------
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(b), copy
table 2(a), (b), (c) or (d) (as appropriate) for each additional
class of relevant security dealt in.
The currency of all prices and other monetary amounts should be
stated.
(a) Purchases and sales
Class of relevant Purchases/ sales Total number of Highest price per unit Lowest price per unit
security securities paid/received paid/received
20p ordinary Buy 103248 8.66000 GBP 8.58791 GBP
----------------- ------------------------ ----------------------- -----------------------
20p ordinary Sell 90074 8.66000 GBP 8.58791 GBP
----------------- ------------------------ ----------------------- -----------------------
(b) Cash-settled derivative transactions
Class of relevant Product description Nature of dealing Number of reference Price per unit
security e.g. CFD e.g. opening/closing a securities
long/short position,
increasing/reducing a
long/short position
20p ordinary CFD Long 360 8.658 GBP
-------------------- ----------------------- ----------------------- ---------------------
20p ordinary CFD Long 3200 8.65302031 GBP
-------------------- ----------------------- ----------------------- ---------------------
20p ordinary CFD Long 6918 8.62751923 GBP
-------------------- ----------------------- ----------------------- ---------------------
20p ordinary CFD Long 10 8.654 GBP
-------------------- ----------------------- ----------------------- ---------------------
20p ordinary CFD Long 1818 8.655248 GBP
-------------------- ----------------------- ----------------------- ---------------------
20p ordinary CFD Long 7068 8.639586 GBP
-------------------- ----------------------- ----------------------- ---------------------
20p ordinary CFD Long 1250 8.655136 GBP
-------------------- ----------------------- ----------------------- ---------------------
20p ordinary CFD Long 374 8.655 GBP
-------------------- ----------------------- ----------------------- ---------------------
20p ordinary CFD Long 457 8.65339168490153 GBP
-------------------- ----------------------- ----------------------- ---------------------
20p ordinary CFD Long 2251 8.65334962239005 GBP
-------------------- ----------------------- ----------------------- ---------------------
20p ordinary CFD Long 1292 8.65335139318885 GBP
-------------------- ----------------------- ----------------------- ---------------------
20p ordinary CFD Long 59375 8.648539 GBP
-------------------- ----------------------- ----------------------- ---------------------
20p ordinary CFD Short 256 8.66 GBP
-------------------- ----------------------- ----------------------- ---------------------
20p ordinary CFD Short 20614 8.656 GBP
-------------------- ----------------------- ----------------------- ---------------------
20p ordinary CFD Short 5053 8.655516 GBP
-------------------- ----------------------- ----------------------- ---------------------
20p ordinary CFD Short 4000 8.65699 GBP
-------------------- ----------------------- ----------------------- ---------------------
20p ordinary CFD Short 9145 8.659561 GBP
-------------------- ----------------------- ----------------------- ---------------------
20p ordinary CFD Short 9365 8.655028 GBP
-------------------- ----------------------- ----------------------- ---------------------
20p ordinary CFD Short 1982 8.653596 GBP
-------------------- ----------------------- ----------------------- ---------------------
20p ordinary CFD Short 5448 8.655923 GBP
-------------------- ----------------------- ----------------------- ---------------------
20p ordinary CFD Short 3003 8.655497 GBP
-------------------- ----------------------- ----------------------- ---------------------
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number of Exercise Type Expiry date Option money
relevant description purchasing, securities price per e.g. paid/
security e.g. call selling, to which unit American, received per
option varying etc. option European unit
relates etc.
(ii) Exercise
Class of relevant Product description Exercising/ exercised Number of securities Exercise price per
security e.g. call option against unit
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal
or informal, relating to relevant securities which may be an inducement to deal or refrain
from dealing entered into by the exempt principal trader making the disclosure and any party
to the offer or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such
agreements, arrangements or understandings, state "none "
None
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt
principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
Date of disclosure: 08 April 2021
Contact name: Richard Howard
--------------------
Telephone number: +44 (0)207 568 9128
--------------------
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information Service and must also be emailed to the
Takeover Panel at monitoring@disclosure.org.uk
The Panel's Market Surveillance Unit is available for
consultation in relation to the Code's dealing disclosure
requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk .
This information is provided by RNS, the news service of the
London Stock Exchange. RNS is approved by the Financial Conduct
Authority to act as a Primary Information Provider in the United
Kingdom. Terms and conditions relating to the use and distribution
of this information may apply. For further information, please
contact rns@lseg.com or visit www.rns.com.
RNS may use your IP address to confirm compliance with the terms
and conditions, to analyse how you engage with the information
contained in this communication, and to share such analysis on an
anonymised basis with others as part of our commercial services.
For further information about how RNS and the London Stock Exchange
use the personal data you provide us, please see our Privacy
Policy.
END
FERUPUBGCUPGGUR
(END) Dow Jones Newswires
April 08, 2021 06:22 ET (10:22 GMT)
Kaz Minerals (LSE:KAZ)
Gráfico Histórico do Ativo
De Mai 2024 até Jun 2024
Kaz Minerals (LSE:KAZ)
Gráfico Histórico do Ativo
De Jun 2023 até Jun 2024