LVD Lavendon Group

 
TIDMTTM TIDMLVD 
 
Form 8.3 - Lavdenon Group 
 
                                                 1 
Form 8.3                                                                               August 2016 
                                                                                          FORM 8.3 
 
                     PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY 
              A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE 
                            Rule 8.3 of the Takeover Code (the "Code") 
 
1.      KEY INFORMATION 
 
(a)Full name of discloser:                                      Sandell Asset Management Corp. 
(b)Owner or controller of interests and short positions 
disclosed, if different from 1(a): 
   The naming of nominee or vehicle companies is 
   insufficient.  For a trust, the trustee(s), settlor and 
   beneficiaries must be named. 
(c)Name of offeror/offeree in relation to whose relevant        Lavendon Group PLC 
securities this form relates: 
   Use a separate form for each offeror/offeree 
(d)If an exempt fund manager connected with an 
offeror/offeree, state this and specify identity of 
offeror/offeree: 
(e)Date position held/dealing undertaken:                       2/1/2017 
   For an opening position disclosure, state the latest 
   practicable date prior to the disclosure 
(f)In addition to the company in 1(c) above, is the discloser   N/A 
making disclosures in respect of any other party to the 
offer? 
   If it is a cash offer or possible cash offer, state 
   "N/A" 
 
2.POSITIONS OF THE PERSON MAKING THE DISCLOSURE 
 
If there are positions or rights to subscribe to disclose in more than one class of relevant 
securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for 
each additional class of relevant security. 
 
(a)Interests and short positions in the relevant securities of the offeror or offeree 
to which the disclosure relates following the dealing (if any) 
 
Class of relevant security:                                    1p ordinary 
 
                                               Interests                   Short positions 
 
                                               Number            %         Number            % 
(1)Relevant securities owned and/or 
controlled: 
 
(2)Cash-settled derivatives:                   4,784,336         2.81 
 
(3)Stock-settled derivatives (including 
options) and agreements to 
purchase/sell: 
                                               4,784,336         2.81 
TOTAL: 
 
All interests and all short positions should be disclosed. 
 
Details  of  any open stock-settled derivative positions (including traded options), or agreements 
to  purchase  or  sell  relevant  securities, should be given  on  a  Supplemental  Form  8  (Open 
Positions). 
 
(b)     Rights to subscribe for new securities (including directors' and other employee options) 
 
Class of relevant security in relation to 
which subscription right exists: 
Details, including nature of the rights 
concerned and relevant percentages: 
 
 
3.      DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE 
 
Where  there  have been dealings in more than one class of relevant securities of the  offeror  or 
offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class 
of relevant security dealt in. 
 
The currency of all prices and other monetary amounts should be stated. 
 
(a)     Purchases and sales 
 
  Class of relevant           Purchase/sale        Number of securities         Price per unit 
       security 
 
 
 
(b)     Cash-settled derivative transactions 
 
Class of relevant      Product            Nature of dealing          Number of      Price per unit 
    security         description       e.g. opening/closing a        reference 
                      e.g. CFD          long/short position,         securities 
                                        increasing/reducing a 
                                         long/short position 
 
1p ordinary        Swap              Increasing a long position    2,109,336         2.69 
 
 
(c)     Stock-settled derivative transactions (including options) 
 
(i)     Writing, selling, purchasing or varying 
 
Class of      Product        Writing,       Number of    Exercise       Type      Expiry      Option 
relevant    description     purchasing,    securities   price per       e.g.       date       money 
security     e.g. call       selling,       to which       unit      American,                paid/ 
              option       varying etc.      option                   European               received 
                                             relates                    etc.                 per unit 
 
 
(ii)    Exercise 
 
Class of relevant        Product           Exercising/          Number of         Exercise price 
    security           description      exercised against       securities           per unit 
                     e.g. call option 
 
 
 
(d)     Other dealings (including subscribing for new securities) 
 
 Class of relevant           Nature of dealing                Details          Price per unit (if 
      security         e.g. subscription, conversion                               applicable) 
 
 
 
 
4.      OTHER INFORMATION 
 
(a)     Indemnity and other dealing arrangements 
 
Details of any indemnity or option arrangement, or any agreement or understanding, formal or 
informal, relating to relevant securities which may be an inducement to deal or refrain from 
dealing entered into by the person making the disclosure and any party to the offer or any person 
acting in concert with a party to the offer: 
Irrevocable commitments and letters of intent should not be included.  If there are no such 
agreements, arrangements or understandings, state "none" 
None 
 
 
 
(b)     Agreements, arrangements or understandings relating to options or derivatives 
 
Details of any agreement, arrangement or understanding, formal or informal, between the person 
making the disclosure and any other person relating to: 
(i)the voting rights of any relevant securities under any option; or 
(ii)the voting rights or future acquisition or disposal of any relevant securities to which any 
   derivative is referenced: 
If there are no such agreements, arrangements or understandings, state "none" 
None 
 
 
 
(c)     Attachments 
 
Is a Supplemental Form 8 (Open Positions) attached?                                     No 
 
 
Date of disclosure:                               2/2/2016 
Contact name:                                     Adam Hoffman 
Telephone number:                                 1-212-603-5814 
 
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service. 
 
The  Panel's  Market  Surveillance Unit is available for consultation in relation  to  the  Code's 
disclosure requirements on +44 (0)20 7638 0129. 
 
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk. 
 
 
 
Sandell Asset Management Europe Limited 
 

(END) Dow Jones Newswires

February 02, 2017 10:30 ET (15:30 GMT)

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