Pacific Alliance Asia Opp Fd Ld Holdings in Company (4834L)
04 Julho 2014 - 6:45AM
UK Regulatory
TIDMPAX
RNS Number : 4834L
Pacific Alliance Asia Opp Fd Ld
04 July 2014
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES(i)
--------------------------------------------------
1. Identity of the issuer or the underlying Pacific Alliance Asia Opportunity
issuer Fund Ltd
of existing shares to which voting rights
are
attached: (ii)
------------------------------------------------- ------------------------------------
2 Reason for the notification (please tick the appropriate box or boxes):
---------------------------------------------------------------------------------------
An acquisition or disposal of voting rights X
------------------------------------------------------------------------------ -------
An acquisition or disposal of qualifying financial instruments
which may result in the acquisition of shares already issued to
which voting rights are attached
------------------------------------------------------------------------------ -------
An acquisition or disposal of instruments with similar economic
effect to qualifying financial instruments
------------------------------------------------------------------------------ -------
An event changing the breakdown of voting rights
------------------------------------------------------------------------------ -------
Other (please
specify):
------------------ ---------------------------------------------------------- -------
3. Full name of person(s) subject MIO Partners, Inc., on behalf of the
to the entities listed in item 4
notification obligation: (iii)
------------------------------------------ -------------------------------------------
4. Full name of shareholder(s) Barfield Nominees Limited A/C SLI01
(if different from 3.):(iv) Barfield Nominees Limited A/C CSJ01
FBO Compass Special Situations Fund
LLC
Barfield Nominees Limited A/C CSC01
------------------------------------------ -------------------------------------------
5. Date of the transaction and date May 29, 2014
on
which the threshold is crossed
or
reached: (v)
------------------------------------------ -------------------------------------------
6. Date on which issuer notified: July 3, 2014
------------------------------------------ -------------------------------------------
7. Threshold(s) that is/are crossed 0% (see schedule A)
or
reached: (vi, vii)
------------------------------------------ -------------------------------------------
8. Notified details:
------------------------------------------------------------------------------------------------------------------------
A: Voting rights attached to shares (viii, ix)
------------------------------------------------------------------------------------------------------------------------
Class/type Situation previous Resulting situation after the triggering
of to the triggering transaction
shares transaction
if possible
using
the ISIN
CODE
KYG6846J1067
------------- ------------------------------------- ------------------------------------------------------------------
Number Number Number Number of voting % of voting rights
of of of rights (x)
Shares Voting shares
Rights
------------- ---------------- ------------------- --------- ----------------------- ------------------------------
Direct Direct Indirect Direct Indirect
(xi) (xii)
------------- ------ ------ ------ ----- ---- --------- ------------ --------- -------------- --------------
*PLEASE SEE
SCHEDULE A
ATTACHED
HERETO*
------ --------- ------------ --------- -------------- --------------
B: Qualifying Financial Instruments
------------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
------------------------------------------------------------------------------------------------------------------------
Type of financial Expiration Exercise/ Number of voting % of voting
instrument date (xiii) Conversion Period rights that may rights
(xiv) be
acquired if the
instrument is
exercised/ converted.
----------------------- -------------- ----------------------------- -------------------------- --------------------
C: Financial Instruments with similar economic effect to Qualifying Financial
Instruments (xv, xvi)
------------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
------------------------------------------------------------------------------------------------------------------------
Type of Exercise Expiration Exercise/ Number of voting % of voting rights
financial price date (xvii) Conversion rights instrument (xix, xx)
instrument period refers to
(xviii)
--------------- -------------- ------------- --------------- ---------------------------- -------------------------
Nominal Delta
--------------- -------------- ------------- --------------- ---------------------------- ------------ -----------
Total (A+B+C)
------------------------------------------------------------------------------------------------------------------------
Number of voting rights Percentage of voting rights
------------------------------------------------------------- ---------------------------------------------------------
*PLEASE SEE SCHEDULE A ATTACHED HERETO*
------------------------------------------------------------- ---------------------------------------------------------
9. Chain of controlled undertakings through which the voting rights and/or
the
financial instruments are effectively held, if applicable: (xxi)
-------------------------------------------------------------------------------------
MIO Partners, Inc. ("MIO") is:
the managing member of Compass Special Situation Fund LLC, the beneficial
owner of Barfield Nominees Limited A/C CSJ01 FBO Compass Special Situations
Fund LLC, which is a custody account held with Northern Trust Guernsey
Limited ("NTGL");
the manager of Compass Offshore Special Situations PCC Limited, the beneficial
owner of Barfield Nominees Limited A/C CSC01, which is a custody account
held with NTGL;
the manager of SSALT Fund Limited, the beneficial owner of Barfield Nominees
Limited A/C SLI01, which is a custody account held with NTGL.
NTGL is authorized to act on behalf of the accounts when instructed to
do so by MIO.
Proxy Voting:
-------------------------------------------------------------------------------------
10. Name of the proxy holder: MIO Partners, Inc., on behalf
of the entities first listed
in item 4
---------------------------------------------------- -------------------------------
11. Number of voting rights proxy holder will None - 5,000,000 acquired
cease
to hold:
---------------------------------------------------- -------------------------------
12. Date on which proxy holder will cease to n/a
hold
voting rights:
---------------------------------------------------- -------------------------------
13. Additional information:
---------------------------------------- -------------------------------------------
14. Contact name: Casey Lipscomb
---------------------------------------- -------------------------------------------
15. Contact telephone number: 1-212-415-5332
---------------------------------------- -------------------------------------------
SCHEDULE A
CHANGE IN SHAREHOLDINGS BY ENTITIES MANAGED BY MIO PARTNERS INC.
IN
PACIFIC ALLIANCE ASIA OPPORTUNITY FUND LIMITED
Shareholder Situation Previous Resulting Situation After the Triggering
Managed to the Triggering Transaction
Transaction
--------------------- ------------------------ ---------------------------------------------------------
No. of No. of No. of No. of Voting Rights % of Voting Rights
Shares Voting Shares
Rights
--------------------- ----------- ----------- --------- ----------------------- ---------------------
Direct Direct Indirect Direct Indirect
--------------------- ----------- ----------- --------- ---------- ----------- --------- ----------
Barfield Nominees
Limited A/C
CSC01 11,293,829 11,293,829 0 0 0%
--------------------- ----------- ----------- --------- ---------- ----------- --------- ----------
Barfield Nominees
Limited A/C
CSJ01 FBO Compass
Special Situations
Fund LLC 4,568,216 4,568,216 0 0 0%
--------------------- ----------- ----------- --------- ---------- ----------- --------- ----------
Barfield Nominees
Limited A/C
SLI01 4,868,663 4,868,663 0 0 0%
--------------------- ----------- ----------- --------- ---------- ----------- --------- ----------
TOTALS 20,730,708 20,730,708 0 0 0%
--------------------- ----------- ----------- --------- ---------- ----------- --------- ----------
This information is provided by RNS
The company news service from the London Stock Exchange
END
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