Regent Pacific Group Limited Form 8 (OPD) (Plethora Solutions) - Replacement (3577M)
20 Janeiro 2016 - 7:00AM
UK Regulatory
TIDM0575 TIDMPLE
RNS Number : 3577M
Regent Pacific Group Limited
20 January 2016
AMENDMENT (Section 3)
FORM 8 (OPD)
PUBLIC OPENING POSITION DISCLOSURE BY A PARTY TO AN OFFER
Rules 8.1 and 8.2 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Full name of discloser: Regent Pacific Group Limited
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(b) Owner or controller of interests and short positions disclosed, if different
from 1(a):
The naming of nominee or vehicle companies is insufficient. For a trust, the
trustee(s),
settlor and beneficiaries must be named.
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(c) Name of offeror/offeree in relation to whose relevant securities this form Plethora Solutions Holdings plc
relates:
Use a separate form for each offeror/offeree
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(d) Is the discloser the offeror or the offeree? OFFEROR
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(e) Date position held: 20 January 2016
The latest practicable date prior to the disclosure
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(f) In addition to the company in 1(c) above, is the discloser making YES - Regent Pacific Group Limited
disclosures in respect
of any other party to the offer?
If it is a cash offer or possible cash offer, state "N/A"
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2. POSITIONS OF THE PARTY TO THE OFFER MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in
more than one class of relevant securities of the offeror or
offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for
each additional class of relevant security.
(a) Interests and short positions in the relevant securities of
the offeror or offeree to which the disclosure relates
Class of relevant security: Ordinary shares
------------------------------------------------------------------------- -------------------------------------------
Interests Short positions
------------------------------------------------------------------------- ----------------------- ------------------
Number % Number %
------------------------------------------------------------------------- ------------- -------- ------------- ---
(1) Relevant securities owned and/or controlled: 86,799,490 10.54 - -
------------------------------------------------------------------------- ------------- -------- ------------- ---
(2) Cash-settled derivatives: - - - -
------------------------------------------------------------------------- ------------- -------- ------------- ---
(3) Stock-settled derivatives (including options) and agreements to - - - -
purchase/sell:
------------------------------------------------------------------------- ------------- -------- ------------- ---
TOTAL: 86,799,490 10.54 - -
------------------------------------------------------------------------- ------------- -------- ------------- ---
Class of relevant security: Warrants 2019
------------------------------------------------------------------------- -------------------------------------------
Interests Short positions
------------------------------------------------------------------------- ----------------------- ------------------
Number % Number %
------------------------------------------------------------------------- ------------- -------- ------------- ---
(1) Relevant securities owned and/or controlled: 12,649,745 12.50 - -
------------------------------------------------------------------------- ------------- -------- ------------- ---
(2) Cash-settled derivatives: - - - -
------------------------------------------------------------------------- ------------- -------- ------------- ---
(3) Stock-settled derivatives (including options) and agreements to - - - -
purchase/sell:
------------------------------------------------------------------------- ------------- -------- ------------- ---
TOTAL: 12,649,745 12.50 - -
------------------------------------------------------------------------- ------------- -------- ------------- ---
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions
(including traded options), or agreements to purchase or sell
relevant securities, should be given on a Supplemental Form 8 (Open
Positions).
Details of any securities borrowing and lending positions or
financial collateral arrangements should be disclosed on a
Supplemental Form 8 (SBL).
(b) Rights to subscribe for new securities
Class of relevant security in relation to which subscription right exists: -
----------------------------------------------------------------------------
Details, including nature of the rights concerned and relevant percentages: -
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3. POSITIONS OF PERSONS ACTING IN CONCERT WITH THE PARTY TO THE OFFER MAKING THE DISCLOSURE
Details of any interests, short positions and rights to subscribe (including directors' and
other employee options) of any person acting in concert with the party to the offer making
the disclosure:
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The directors of Regent Pacific Group Limited and their concert parties have the following
holdings in the securities of Plethora Solutions Holdings plc:
Director Held in Number of Notes
Own Name, 1p Ordinary
or Concert Shares
Party
-------------- -------------- ---------------- -----------------------
James Mellon Own Name 63,944,045 (Registered
(7.77%) holder is
Vidacos Nominees
Limited)
-------------- -------------- ---------------- -----------------------
Own Name 1,250,000 Held by Jim
(0.15%) Mellon Retirement
Account.
(Registered
holder is
Pershing
Nominees
Limited)
-------------- -------------- ---------------- -----------------------
Concert 82,414,726 A company
Party: (10.01%) wholly owned
Galloway by a settlement,
Limited of which
James Mellon
is a beneficiary.
(Registered
holders are:
Vidacos Nominees
Limited (69,414,726)
and Pershing
Nominees
Limited (13,000,000))
-------------- ---------------- -----------------------
Concert 7,750,000 James Mellon
Party: (0.94%) is a 29 per
Port Erin cent. shareholder
Biopharma and the chairman
Investments of Port Erin
Limited Biopharma
Investments
Limited.
(Registered
holder is
NY Nominees
January 20, 2016 04:00 ET (09:00 GMT)
to the offer making the disclosure, or any person acting in concert with it, and any other
person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
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None
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(c) Attachments
Are any Supplemental Forms attached?
Supplemental Form 8 (Open Positions) NO
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Supplemental Form 8 (SBL) NO
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Date of disclosure: 20 January 2016
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Contact name: Stella Fung
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Telephone number: +852 2514 6188
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Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information Service and must also be emailed to the
Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market
Surveillance Unit is available for consultation in relation to the
Code's disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
This information is provided by RNS
The company news service from the London Stock Exchange
END
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