- Amended Statement of Ownership: Solicitation (SC 14D9/A)
10 Maio 2012 - 8:32AM
Edgar (US Regulatory)
SECURITIES AND EXCHANGE
COMMISSION
Washington, D.C. 20549
SCHEDULE 14D-9
(Rule 14d-101)
Solicitation/Recommendation Statement
Under Section 14(d)(4) of the Securities Exchange Act of 1934
(Amendment No. 5)
ALLOS
THERAPEUTICS, INC.
(Name of Subject Company)
ALLOS THERAPEUTICS, INC.
(Name of Persons Filing Statement)
Common Stock,
par value $0.001 per share
(Title of Class of Securities)
019777101
(CUSIP Number of Class of Securities)
Paul Berns
Chief Executive Officer
11080 CirclePoint Road, Suite 200
Westminster, CO 80020
(303) 426-6262
(Name, address and telephone number of persons authorized to receive
notices and communications on behalf of the persons filing statement)
With copies to:
Joshua M. Dubofsky
Latham & Watkins LLP
140 Scott Drive
Menlo Park, California 94025-3656
(650) 328-4600
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Check the box if the filing relates solely to preliminary communications made before the commencement of a tender offer.
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Purpose of Amendment
This Amendment No. 5 (this Amendment) amends and supplements the Solicitation/Recommendation Statement on Schedule 14D-9 initially filed with the Securities and Exchange Commission
(the SEC) on April 13, 2012 and amended on April 20, 2012, April 24, 2012, May 1, 2012 and May 7, 2012 (as the same may further be amended or supplemented from time to time, the Schedule
14D-9), by Allos Therapeutics, Inc., a Delaware corporation (the Company), relating to the tender offer disclosed in a Tender Offer Statement on Schedule TO, dated April 13, 2012 (the Schedule TO), filed by
Sapphire Acquisition Sub, Inc., a Delaware corporation (Purchaser) and a wholly owned subsidiary of Spectrum Pharmaceuticals, Inc., a Delaware corporation, pursuant to which Purchaser is offering to purchase all outstanding shares of
common stock, par value $0.001 per share (including the associated rights to purchase shares of Series A Junior Participating Preferred Stock, the Shares), of the Company, at a purchase price of $1.82 per share, plus one contingent value
right to receive additional consideration of $0.11 per Share in cash upon the achievement of specified milestones, upon the terms and subject to the conditions set forth in the Offer to Purchase, dated April 13, 2012, and in the related Letter
of Transmittal.
All information in the Schedule 14D-9 is incorporated into this Amendment by reference, except that such information is
hereby amended to the extent specifically provided herein.
Item 8.
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Additional Information
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Item 8 of the Schedule 14D-9 is hereby amended by inserting the following as the new third paragraph in the section titled Regulatory Approvals:
On May 10, 2012, the Company and Parent issued a joint press release announcing that each of the Company and Parent had received a Request For
Additional Information and Documentary Material from the FTC (the
Second Request
), which extends the waiting period under the HSR Act until 11:59 p.m. (New York time) on the 10th day after the date Parent has substantially
complied with the Second Request, or until 11:59 p.m., New York Time, on the next business day following that date, if the 10th day falls on a Saturday, Sunday or legal holiday. After that time, the waiting period may be extended only by a court
order or with the parties consent. The FTC may terminate the waiting period before its expiration. A copy of the joint press release is filed as Exhibit (a)(5) hereto, and is incorporated herein by reference.
Item 8 of the Schedule 14D-9 is hereby amended by inserting the following caption and paragraph immediately preceding the section titled
Forward-Looking Statements:
Extension of the Offer.
On May 10, 2012, Purchaser extended the Offer, in accordance with the Merger Agreement and in conjunction with the Second Request and the FTCs continuing review of information regarding the
Offer and the Merger, until 5:00 p.m., New York City time, on May 24, 2012. The Offer had previously been scheduled to expire at midnight, New York City time, at the end of the day on May 10, 2012.
Item 9 of the Schedule 14D-9 is hereby amended by adding the following exhibit:
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Exhibit
Number
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Description
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(a)(5)
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Joint Press Release issued by the Company and Spectrum Pharmaceuticals, Inc. on May 10, 2012.
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2
SIGNATURE
After due inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Dated: May 10, 2012
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ALLOS THERAPEUTICS, INC.
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By:
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/s/ Marc H. Graboyes
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Name:
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Marc H. Graboyes
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Title:
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Senior Vice President, General Counsel
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