Amended Annual Statement of Changes in Beneficial Ownership (5/a)
05 Maio 2021 - 11:14AM
Edgar (US Regulatory)
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
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Form 3 Holdings Reported
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Form 4 Transactions Reported
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Calderin Diego F. | 2. Issuer Name and Ticker or Trading SymbolBRYN MAWR BANK CORP [BMTC] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner _____ Officer (give title below) _____ Other (specify below)
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(Last)
(First)
(Middle)
971 FREDERICK DRIVE | 3. Statement for Issuer's Fiscal Year Ended (MM/DD/YYYY) 12/31/2020 |
(Street)
WEST CHESTER, PA 19380
(City)
(State)
(Zip)
| 4. If Amendment, Date Original Filed(MM/DD/YYYY) 2/10/2021 | 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form Filed by One Reporting Person
___ Form Filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3) | 2. Trans. Date | 2A. Deemed Execution Date, if any | 3. Trans. Code (Instr. 8) | 4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) |
Amount | (A) or (D) | Price |
Common Stock | | | | | | | 6422.969 (1) | D | |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (MM/DD/YYYY) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of Derivative Securities Beneficially Owned at End of Issuer's Fiscal Year (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
(A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Restricted Stock Units | | | | | | | (3) | (3) | Common Stock | 169.0 | | 169 | D | |
Restricted Stock Units | | | | | | | (4) | (4) | Common Stock | 218.0 | | 218 | D | |
Restricted Stock Units | | | | | | | (5) | (5) | Common Stock | 216.0 | | 216 | D | |
Explanation of Responses: |
(1) | This Form 5/A corrects the number of shares owned by the reporting person at 12/31/20, and the reporting person's prior Forms 4 and 5, which inadvertently omitted several small acquisitions of shares acquired pursuant to dividend reinvestment that were exempt from reporting at the time of acquisition pursuant to Section 16 of the Securities Exchange Act of 1934, as amended. This amended amount includes the following shares acquired on the dates indicated: 6.242 shares on 6/1/18; 6.92 shares on 9/4/18; 8.547 shares on 12/3/18; 14.377 shares on 3/1/19; 18.477 shares on 6/3/19; 20.843 shares on 9/3/19; 18.146 shares on 12/2/19; 21.399 shares on 3/2/20; 39.918 shares on 6/1/20; 42.909 shares on 9/1/20; and 37.697 shares on 12/1/20. It is also noted that the above table does not include 30.494 shares the reporting person acquired via dividend reinvestment on 3/1/21 since the date of acquisition was after 12/31/20; these shares will be reported in the reporting person's next Form 4 filing. |
(2) | Each restricted stock unit represents a contingent right to receive one share of BMTC common stock. |
(3) | Represents Restricted Stock Units granted under the Bryn Mawr Bank Corporation Amended and Restated 2010 Long-Term Incentive Plan that, subject to certain conditions, will vest on August 9, 2021. |
(4) | Represents time-based Restricted Stock Units granted under the Bryn Mawr Bank Corporation Amended and Restated 2010 Long-Term Incentive Plan that, subject to certain conditions, will vest on February 6, 2023. |
(5) | Represents Restricted Stock Units granted under the Bryn Mawr Bank Corporation Amended and Restated 2010 Long-Term Incentive Plan that, subject to certain conditions, will vest on May 2, 2022. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Calderin Diego F. 971 FREDERICK DRIVE WEST CHESTER, PA 19380 | X |
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Signatures
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/s/ Lori Goldman, Attorney-in-Fact | | 5/5/2021 |
**Signature of Reporting Person | Date |
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