Statement of Changes in Beneficial Ownership (4)
21 Setembro 2020 - 4:04PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
|
|
1. Name and Address of Reporting Person
*
Apotheker Leo |
2. Issuer Name and Ticker or Trading Symbol
Burgundy Technology Acquisition Corp
[
BTAQ.U
]
|
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director __X__ 10% Owner __X__ Officer (give title below) _____ Other (specify below) Co-CEO |
(Last)
(First)
(Middle)
C/O BURGUNDY TECHNOLOGY ACQUISITION CORP, PO BOX 1093, BOUNDARY HALL, CRICKET SQ |
3. Date of Earliest Transaction
(MM/DD/YYYY)
9/18/2020 |
(Street)
GRAND CAYMAN, E9 KY1-1102
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
___ Form filed by One Reporting Person
_
X
_ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
|
1.Title of Security (Instr. 3)
|
2. Trans. Date
|
2A. Deemed Execution Date, if any
|
3. Trans. Code (Instr. 8)
|
4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
|
5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
|
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
|
7. Nature of Indirect Beneficial Ownership (Instr. 4)
|
Code
|
V
|
Amount
|
(A) or (D)
|
Price
|
Class A Ordinary Shares | 9/18/2020 | | P | | 112500 | A | (1) | 1062500 | I | See footnote (2) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Warrant (1)(5) | $11.50 | 9/18/2020 | | P | | 56250 | | (3) | (4) | Class A Ordinary Shares | 56250 | (1) | 531250 | I | See footnote (2) |
Explanation of Responses: |
(1) | Includes securities underlying units which, prior to the effectiveness of the registration statement relating to the issuer's public offering, Burgundy Technology Sponsor Limited (the "Sponsor") irrevocably committed to purchase. The purchase of these units is being made on a private placement basis with the second closing thereunder held simultaneously with the closing of the underwriters' exercise of the over-allotment option in full. 112,500 private placement units were acquired for an aggregate purchase price of $1,125,000. Each unit consists of one share of Class A ordinary share and one-half of one warrant, with each whole warrant entitling the holder to purchase one share of Class A ordinary share at $11.50 per share. |
(2) | The Sponsor is the record holder of the shares and warrants reported herein. Messrs. Leo Apotheker and James Scott Mackey are shareholders of the Sponsor. Each of Messrs. Apotheker and Mackey disclaims beneficial interests of such shares and warrants except to the extent of his pecuniary interest therein. |
(3) | The warrants will become exercisable on the later of (a) 30 days after the issuer's completion of an initial business combination or August 31, 2021. |
(4) | The warrants will expire five years after the completion of the Issuer's initial business combination. |
(5) | Includes 56,250 warrants underlying the units referred to in footnote 1. |
Reporting Owners
|
Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Apotheker Leo C/O BURGUNDY TECHNOLOGY ACQUISITION CORP PO BOX 1093, BOUNDARY HALL, CRICKET SQ GRAND CAYMAN, E9 KY1-1102 | X | X | Co-CEO |
|
MacKey James Scott C/O BURGUNDY TECHNOLOGY ACQUISITION CORP PO BOX 1093, BOUNDARY HALL, CRICKET SQ GRAND CAYMAN, E9 KY1-1102 | X | X | Co-CEO, CFO & Secretary |
|
Burgundy Technology Sponsor Ltd C/O BURGUNDY TECHNOLOGY ACQUISITION CORP PO BOX 1093, BOUNDARY HALL, CRICKET SQ GRAND CAYMAN, E9 KY1-1102 |
| X |
|
|
Signatures
|
/s/ Leo Apotheker | | 9/21/2020 |
**Signature of Reporting Person | Date |
/s/ James Scott Mackey | | 9/21/2020 |
**Signature of Reporting Person | Date |
/s/ James Scott Mackey, Director of Burgundy Technology Sponsor Limited | | 9/21/2020 |
**Signature of Reporting Person | Date |
Burgundy Technology Acqu... (NASDAQ:BTAQU)
Gráfico Histórico do Ativo
De Mai 2024 até Jun 2024
Burgundy Technology Acqu... (NASDAQ:BTAQU)
Gráfico Histórico do Ativo
De Jun 2023 até Jun 2024
Notícias em tempo-real sobre Burgundy Technology Acquition Corporation da NASDAQ bolsa de valores: 0 artigos recentes
Mais Notícias de Burgundy Technology Acquisition Corp