Amended Annual Report (10-k/a)
23 Setembro 2021 - 11:00AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 10-K/A
(Amendment No.1)
(Mark
One)
☑ ANNUAL REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF
1934
For the
fiscal year ended June 30, 2021.
or
☐ TRANSITION REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF
1934
For the
transition period from __________ to ____________.
Commission
file number 0-12697
Dynatronics Corporation
(Exact
name of registrant as specified in its charter)
|
Utah
|
87-0398434
|
|
(State
or other jurisdiction of incorporation or
organization)
|
(I.R.S.
Employer Identification No.)
|
1200 Trapp Road, Eagan, Minnesota 55121
(Address
of principal executive offices, Zip Code)
(801)
568-7000
(Registrant’s
telephone number, including area code)
Securities
registered pursuant to Section 12(b) of the Act:
|
Title of each class
|
Trading symbol
|
Name of each exchange on which registered
|
|
Common
Stock, no par value per share
|
DYNT
|
The
NASDAQ Capital Market
|
Securities
registered pursuant to Section 12(g) of the Exchange
Act:
None
Indicate
by check mark if the registrant is a well-known seasoned issuer, as
defined in Rule 405 of the Securities Act. Yes ☐ No ☑
Indicate
by check mark if the registrant is not required to file reports
pursuant to Section 13 or Section 15(d) of the Act. Yes
☐ No ☑
Indicate
by check mark whether the registrant (1) has filed all reports
required to be filed by Section 13 or 15(d) of the Securities
Exchange Act of 1934 during the preceding 12 months (or for such
shorter period that the registrant was required to file such
reports), and (2) has been subject to such filing requirements for
the past 90 days. Yes ☑ No ☐
Indicate
by check mark whether the registrant has submitted electronically
every Interactive Data File required to be submitted pursuant to
Rule 405 of Regulation S-T (§ 232.405 of this chapter) during
the preceding 12 months (or for such shorter period that the
registrant was required to submit and post such files). Yes
☑ No
☐
Indicate
by check mark whether the registrant is a large accelerated filer,
an accelerated filer, a non-accelerated filer, a smaller reporting
company, or an emerging growth company. See the definitions of
“large accelerated filer,” “accelerated
filer” “smaller reporting company,” and
“emerging growth company” in Rule 12b-2 of the Exchange
Act.
|
Large
accelerated filer ☐
|
Accelerated
filer ☐
|
|
Non-accelerated
filer ☐ (Do not check if a smaller
reporting company)
|
Smaller
reporting company ☑
|
|
|
Emerging
growth company ☐
|
If an
emerging growth company, indicate by check mark if the registrant
has elected not to use the extended transition period for complying
with any new or revised financial accounting standards provided
pursuant to Section 13(a) of the Exchange Act. ☐
Indicate
by check mark whether the registrant is a shell company (as defined
in Rule 12b-2 of the Act). Yes ☐ No ☑
The
aggregate market value of the common stock of the registrant held
by non-affiliates computed by reference to the price at which the
common stock was last sold on December 31, 2020 (the last day of
the registrant’s most recently completed second fiscal
quarter), was approximately $9.5 million.
Indicate
the number of shares outstanding of each of the issuer’s
classes of common stock, as of the latest practicable
date:
As of
September 20, 2021, there were 17,574,296 shares of the
issuer’s common stock outstanding.
DOCUMENTS INCORPORATED BY REFERENCE
Portions of the definitive Proxy Statement to be delivered to shareholders
in connection with the Annual Meeting of Shareholders to be held on
November 18, 2021 are incorporated by reference into Part
III.
AMENDMENT NO. 1 TO THE ANNUAL REPORT ON FORM 10-K
FOR THE YEAR ENDED JUNE 30, 2021
EXPLANATORY NOTE
The
purpose of this Amendment No. 1 to our Annual Report on Form 10-K
for the period ended June 30, 2021 as filed with the Securities and
Exchange Commission on September 23, 2021 is to furnish Exhibits
101 to the Form 10-K.
No
changes have been made to the Annual Report other than the
furnishing of Exhibit 101.INS, 101.SCH, 101.CAL, 101.DEF, 101.LAB
and 101.PRE described above. This Amendment No. 1 to Form 10-K does
not reflect subsequent events occurring after the original filing
date of the Form 10-K or modify or update in any way disclosures
made in the Form 10-K, as amended.
In
addition, pursuant to Rule 12b-15 under the Securities Exchange Act
of 1934, as a result of this Amended Report, the certifications
pursuant to Section 302 and Section 906 of the Sarbanes-Oxley Act
of 2002, filed and furnished, respectively as exhibits to the
Original Report have been re-executed and re-filed as of the date
of this Amended Report and are included as exhibits
hereto.
PART IV
(b)
Exhibit
Listing.
An
index of exhibits incorporated by reference or filed with this
Annual Report on Form 10-K is provided below.
|
Exhibit Number
|
Description of Exhibit
|
Filing
Reference
|
|
|
Certification
under Rule 13a-14(a)/15d-14(a) of principal executive
officer
|
Filed
herewith
|
|
|
Certification
under Rule 13a-14(a)/15d-14(a) of principal financial officer
|
Filed
herewith
|
|
|
Certification
under Section 906 of the Sarbanes-Oxley Act of 2002 (18 U.S.C.
Section 1350) of principal executive officer
|
Filed
herewith
|
|
|
Certification
under Section 906 of the Sarbanes-Oxley Act of 2002 (18 U.S.C.
Section 1350) of principal financial officer
|
Filed
herewith
|
|
101.INS**
|
XBRL
Instance Document
|
Filed
herewith
|
|
101.SCH**
|
XBRL
Taxonomy Extension Schema Document
|
Filed
herewith.
|
|
101.CAL**
|
XBRL
Taxonomy Extension Calculation Linkbase Document
|
Filed
herewith
|
|
101.LAB**
|
XBRL
Taxonomy Extension Definition Linkbase Document
|
Filed
herewith
|
|
101.PRE**
|
XBRL
Taxonomy Extension Label Linkbase Document
|
Filed
herewith
|
|
101.DEF**
|
XBRL
Taxonomy Extension Definition Linkbase Document
|
Filed
herewith
|
**
Pursuant
to Regulation S-T, this interactive data file is deemed not filed
or part of a registration statement or prospectus for purposes of
Sections 11 or 12 of the Securities Act of 1933, is deemed not
filed for purposes of Section 18 of the Securities Exchange Act of
1934, and otherwise is not subject to liability under these
sections.
SIGNATURES
Pursuant
to the requirements of Section 13 or 15(d) of the Securities
Exchange Act of 1934, the registrant has duly caused this report to
be signed on its behalf by the undersigned, thereunto duly
authorized.
|
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DYNATRONICS
CORPORATION
|
|
|
|
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Date:
September 23, 2021
|
By:
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/s/
John A. Krier
|
|
|
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John A.
Krier
|
|
|
|
|
President
and Chief Executive Officer
(Principal
Executive Officer)
|
|
|
|
|
|
|
|
|
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/s/
Norman Roegner III
|
|
|
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Norman
Roegner III
|
|
|
|
|
Chief
Financial Officer
(Principal
Financial Officer)
|
|
|
|
|
|
|
Pursuant
to the requirements of the Securities Exchange Act of 1934, this
report has been signed below by the following persons on behalf of
the registrant and in the capacities and on the dates
indicated.
|
Date:
September 23, 2021
|
By:
|
/s/
John A. Krier
|
|
|
|
|
John A.
Krier
|
|
|
|
|
President
and Chief Executive Officer
(Principal
Executive Officer)
|
|
|
|
|
|
|
|
|
|
/s/
Norman Roegner III
|
|
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Norman
Roegner III
|
|
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Chief
Financial Officer
(Principal
Financial Officer)
|
|
|
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|
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/s/
Skyler N. Black
|
|
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Skyler
N. Black
|
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Corporate
Controller
(Principal
Accounting Officer)
|
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/s/
Erin S. Enright
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Erin S.
Enright
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Director,
Chairman
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/s/
Brian D. Baker
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Brian
D. Baker
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Director
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/s/
David B. Holtz
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David
B. Holtz
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Director
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/s/
Scott A. Klosterman
|
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Scott
A. Klosterman
|
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Director
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/s/
Brian M. Larkin
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Brian
M. Larkin
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Director
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/s/ R.
Scott Ward, Ph.D.
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R.
Scott Ward, Ph.D.
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Director
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