Statement of Changes in Beneficial Ownership (4)
03 Dezembro 2021 - 6:59PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Fog Cutter Holdings, LLC |
2. Issuer Name and Ticker or Trading Symbol
Fat Brands, Inc
[
FAT
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director __X__ 10% Owner
__X__ Officer (give title below) _____ Other (specify below)
President and CEO |
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(Last)
(First)
(Middle)
9720 WILSHIRE BLVD, SUITE 500 |
3. Date of Earliest Transaction
(MM/DD/YYYY)
12/1/2021 |
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(Street)
BEVERLY HILLS, CA 90212
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
___ Form filed by One Reporting Person
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X
_ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security
(Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code
(Instr. 8)
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4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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| Class B Common Stock | 12/1/2021 | | P | | 2000 | A | $11.40 (1) | 703514 | I (2) | By Fog Cutter Holdings, LLC |
| Class B Common Stock | | | | | | | | 2333 | D (3) | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code
(Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4) | 8. Price of Derivative Security
(Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
| Explanation of Responses: |
| (1) | The reported price in Column 4 is a weighted average price, reflecting 1,000 shares acquired at $11.30 per share and 1,000 shares acquired at $11.50 per share. |
| (2) | These shares are owned directly by Fog Cutter Holdings, LLC ("Fog Cutter"), a 10% beneficial owner of the Issuer, and indirectly by Andrew A. Wiederhorn as the sole manager of Fog Cutter. Mr. Wiederhorn disclaims beneficial ownership of the shares held by Fog Cutter except to the extent of his pecuniary interest therein, and the inclusion of such securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose. |
| (3) | These shares are owned directly by Andrew A. Wiederhorn. |
Reporting Owners
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| Reporting Owner Name / Address | Relationships |
| Director | 10% Owner | Officer | Other |
Fog Cutter Holdings, LLC
9720 WILSHIRE BLVD, SUITE 500
BEVERLY HILLS, CA 90212 | X | X | President and CEO |
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WIEDERHORN ANDREW
9720 WILSHIRE BLVD., SUITE 500
BEVERLY HILLS,, CA 90212 | X | X | President and CEO |
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Signatures
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| /s/ Andrew A. Wiederhorn, individually and as Manager | | 12/3/2021 |
| **Signature of Reporting Person | Date |
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