Notification Filed by National Security Exchange to Report the Removal From Listing and Registration of Matured, Redeemed or Retired Securities Initial Filing Amendments (25-nse)
18 Agosto 2021 - 5:19PM
Edgar (US Regulatory)
NOTIFICATION OF REMOVAL FROM LISTING AND/OR REGISTRATION UNDER SECTION 12(b)
OF THE SECURITIES EXCHANGE ACT OF 1934.
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Commission File Number
000-51233 |
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Issuer: | GLADSTONE INVESTMENT CORPORATIONDE |
Exchange: | Nasdaq Stock Market LLC |
(Exact name of Issuer as specified in its charter, and name of
Exchange where security is listed and/or registered)
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Address: | 1521 Westbranch Road Maclean, VIRGINIA 22102 |
Telephone number: | +1 703 286-7000 |
(Address, including zip code, and telephone number, including area code, of Issuer's
principal executive offices)
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6.375% Series E Cumulative Term Preferred Stock due 2025 |
(Description of class of securities)
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Please place an X in the box to designate the rule provision relied upon to strike
the class of securities from listing and registration:
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o 17 CFR 240.12d2-2(a)(1) |
x 17 CFR 240.12d2-2(a)(2) |
o 17 CFR 240.12d2-2(a)(3) |
o 17 CFR 240.12d2-2(a)(4) |
o
Pursuant to 17 CFR 240.12d2-2(b), the Exchange has complied with its rules to strike the class of securities from listing and/or withdraw registration on the Exchange.
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o
Pursuant to 17 CFR 240.12d2-2(c), the Issuer has complied with its rules of the Exchange and the requirements of 17 CFR 240.12d-2(c) governing the voluntary withdrawal of the class of securities from listing and registration on the Exchange.
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Pursuant to the requirements for the Securities Exchange Act of 1934,
Nasdaq Stock Market LLC
certifies that it has reasonable grounds to believe that it
meets all of the requirements for filing the Form 25 and has caused this notification to be
signed on its behalf by the undersigned duly authorized person.
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2021-08-18 | By | O'Neil Blake | | Senior Specialist |
Date
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1 |
Form 25 and attached Notice will be considered compliance with the provisions of
17 CFR 240.19d-1 as applicable. See General Instructions.
Gladstone Investment (NASDAQ:GAINN) Gráfico Histórico do Ativo De Jun 2024 até Jul 2024
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Form 8-K - Current report Terça, 6 de Fevereiro de 2024 (5 meses atrás) • Edgar (US Regulatory) |
Form 10-Q - Quarterly report [Sections 13 or 15(d)] Terça, 6 de Fevereiro de 2024 (5 meses atrás) • Edgar (US Regulatory) |
Form 8-K - Current report Terça, 9 de Janeiro de 2024 (6 meses atrás) • Edgar (US Regulatory) |
Form 8-K - Current report Sexta, 5 de Janeiro de 2024 (6 meses atrás) • Edgar (US Regulatory) |
Form DEFA14A - Additional definitive proxy soliciting materials and Rule 14(a)(12) material Quarta, 20 de Dezembro de 2023 (6 meses atrás) • Edgar (US Regulatory) |
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Form 40-17G - Fidelity Bond [Rule 17G-1(g)] Terça, 21 de Novembro de 2023 (7 meses atrás) • Edgar (US Regulatory) |
Form 4 - Statement of changes in beneficial ownership of securities Terça, 7 de Novembro de 2023 (8 meses atrás) • Edgar (US Regulatory) |
Form 8-K - Current report Quarta, 1 de Novembro de 2023 (8 meses atrás) • Edgar (US Regulatory) |
Form 10-Q - Quarterly report [Sections 13 or 15(d)] Quarta, 1 de Novembro de 2023 (8 meses atrás) • Edgar (US Regulatory) |
Form 8-K - Current report Terça, 31 de Outubro de 2023 (8 meses atrás) • Edgar (US Regulatory) |
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