Additional Proxy Soliciting Materials (definitive) (defa14a)
27 Maio 2021 - 5:55PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 14A
Information Required in Proxy Statement
Schedule 14A Information
Proxy Statement Pursuant to Section 14(a) of the
Securities Exchange Act of 1934
Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐
Check the appropriate box:
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Preliminary Proxy Statement
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Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2))
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Definitive Proxy Statement
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Definitive Additional Materials
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Soliciting Material Pursuant to § 240.14a-12
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Harvest Capital Credit Corporation
(Name of Registrant as Specified in its Charter)
(Name of Person(s) Filing Proxy Statement, if Other Than Registrant)
Payment of Filing Fee (Check the appropriate box):
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No fee required.
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Fee computed on table below per Exchange Act Rules 14a-6(i)(1) and 0-11.
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(1)
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Title of each class of securities to which transaction applies:
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Aggregate number of securities to which transaction applies:
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Per unit price or other underlying value of transaction computed pursuant to Exchange Act Rule 0-11 (set forth the amount on which the filing fee is calculated and state how it was
determined):
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Proposed maximum aggregate value of transaction:
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(5)
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Total fee paid:
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Fee paid previously with preliminary materials.
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Check box if any part of the fee is offset as provided by Exchange Act Rule 0-11(a)(2) and identify the filing for which the offsetting fee was paid previously. Identify the
previous filing by registration statement number, or the Form or Schedule and the date of its filing.
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(1)
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Amount Previously Paid:
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Form, Schedule or Registration Statement No.:
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Filing Party:
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Date Filed:
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PORTMAN RIDGE FINANCE CORPORATION
HARVEST CAPITAL CREDIT CORPORATION
Supplement No. 1, dated May 27, 2021, to the
Proxy Statement/Prospectus, dated April 20, 2021
This supplement contains information that amends, supplements or modifies certain information contained in the prospectus of
Portman Ridge Finance Corporation (“PTMN”), dated April 20, 2021 (the “Prospectus”), and the definitive proxy statement of Harvest Capital Credit Corporation (“HCAP”), dated April 20, 2021 (the “Proxy Statement” and, together with the Prospectus,
the “Proxy Statement/Prospectus”). This supplement is part of, and should be read in conjunction with, the Proxy Statement/Prospectus. The Proxy Statement/Prospectus has been filed with the U.S. Securities and Exchange Commission (the “SEC”), and
is available free of charge at www.sec.gov or by calling PTMN at (212) 891-2880, or by writing to PTMN at 650 Madison Avenue, 23rd Floor, New York, New York 10022, Attention: Secretary, or by calling HCAP at (212) 906-3589, or by writing to HCAP
at 450 Park Avenue, 5th Floor, New York, NY 10022, Attention: Corporate Secretary. Capitalized terms used herein but not defined shall have the meanings ascribed to such terms in the Proxy Statement/Prospectus.
INCORPORATION BY REFERENCE FOR PTMN
This supplement incorporates by reference the documents set forth below that have previously been filed with the SEC:
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PTMN’s Quarterly Report on Form 10-Q for the period ended March 31, 2021, filed with the SEC on May 6, 2021; and
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PTMN’s Current Reports on Form 8-K (other than information furnished rather than filed) filed with the SEC on May 3, 2021 and May 12, 2021.
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INCORPORATION BY REFERENCE FOR HCAP
This supplement incorporates by reference the documents set forth below that have previously been filed with the SEC:
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HCAP’s Quarterly Report on Form 10-Q for the period ended March 31, 2021, filed with the SEC on May 7, 2021; and
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HCAP’s Current Reports on Form 8-K (other than information furnished rather than filed) filed with the SEC on May 25, 2021 and May 27,
2021.
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