Amended Statement of Beneficial Ownership (3/a)
28 Outubro 2021 - 5:23PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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3235-0104
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
FOWLER ERIK JAMES |
2. Date of Event Requiring Statement (MM/DD/YYYY)
6/18/2021
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3. Issuer Name and Ticker or Trading Symbol
LiveVox Holdings, Inc. [LVOX]
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(Last)
(First)
(Middle)
655 MONTGOMERY STREET, SUITE 1000 |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director _____ 10% Owner
___X___ Officer (give title below) _____ Other (specify below)
Chief Revenue Officer / |
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(Street)
SAN FRANCISCO, CA 94111
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY)
6/25/2021
| 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security
(Instr. 4) | 2. Amount of Securities Beneficially Owned
(Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5) | 4. Nature of Indirect Beneficial Ownership
(Instr. 5) |
| Class A Common Stock | 160328 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 4) | 2. Date Exercisable and Expiration Date
(MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5) | 6. Nature of Indirect Beneficial Ownership
(Instr. 5) |
| Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
| Phantom Shares | (1) | (1) | Class A Common Stock | 231032.331 (2) | $0.00 | I | See Footnote 1 |
| Explanation of Responses: |
| (1) | The reported securities represent interests in shares of Class A Common Stock beneficially held by LiveVox TopCo LLC which, at the discretion of the manager of LiveVox TopCo LLC, entitle the reporting person to a pro rata portion of any distribution made by LiveVox TopCo LLC. |
| (2) | The reported securities include interests in shares of Class A Common Stock beneficially held by LiveVox TopCo LLC that are subject to specified vesting conditions. |
Remarks:
This amendment to the Form 3 filed by the reporting person on June 25, 2021 (the "Original Form 3") is being filed to correct the amount of derivative and non-derivative securities reported therein because the securities reported in Table I of the Original Form 3 inadvertently included derivative securities that should have been reported as Phantom Shares in Table II. The aggregate amount of derivative and non-derivative securities held by the reporting person as of such date is unchanged as such aggregate amount was correctly reflected in the Original Form 3. |
Reporting Owners
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| Reporting Owner Name / Address | Relationships |
| Director | 10% Owner | Officer | Other |
FOWLER ERIK JAMES
655 MONTGOMERY STREET
SUITE 1000
SAN FRANCISCO, CA 94111 |
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| Chief Revenue Officer |
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Signatures
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| S. Gregory Clevenger, as Power of Attorney, for Erik J. Fowler | | 10/28/2021 |
| **Signature of Reporting Person | Date |
LiveVox (NASDAQ:LVOXU)
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