Initial Statement of Beneficial Ownership (3)
03 Outubro 2013 - 4:50PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
Estimated average burden
hours per response...
0.5
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
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Zeitler Robert J
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2. Date of Event Requiring Statement (MM/DD/YYYY)
10/1/2013
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3. Issuer Name
and
Ticker or Trading Symbol
MOLEX INC [MOLX/MOLXA]
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(Last)
(First)
(Middle)
2222 WELLINGTON COURT
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4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director
_____ 10% Owner
___
X
___ Officer (give title below)
_____ Other (specify below)
Sr. Vice President,Gen Counsel /
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(Street)
LISLE, IL 60532
(City)
(State)
(Zip)
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5. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
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X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security
(Instr. 4)
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2. Amount of Securities Beneficially Owned
(Instr. 4)
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3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
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4. Nature of Indirect Beneficial Ownership
(Instr. 5)
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Class A Common Stock
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19244.4644
(1)
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D
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Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 4)
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2. Date Exercisable and Expiration Date
(MM/DD/YYYY)
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3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
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4. Conversion or Exercise Price of Derivative Security
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5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
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6. Nature of Indirect Beneficial Ownership
(Instr. 5)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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Stock Option (Right to Acquire) Class A
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4/24/2010
(2)
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4/24/2019
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Class A Common Stock
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1500
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$14.51
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D
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Stock Option (Right to Acquire) Class A
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10/1/2011
(2)
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10/1/2020
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Class A Common Stock
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5500
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$17.45
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D
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Stock Option (Right to Acquire) Class A
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10/3/2012
(2)
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10/3/2021
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Class A Common Stock
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5740
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$15.85
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D
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Stock Option (Right to Acquire) Class A
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10/1/2013
(2)
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10/1/2022
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Class A Common Stock
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4700
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$21.40
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D
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Stock Option (Right to Acquire) Class A
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2/1/2014
(3)
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2/1/2015
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Class A Common Stock
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5000
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$11.50
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D
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Explanation of Responses:
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(
1)
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The total amount of securities beneficially owned include restricted stock awards issued under the 2008 Molex Stock Incentive Plan that vests in 25% annual increments on the anniversary of the award commencing one year after the award are represented in this total as follows: 1,500 shares outstanding from a grant awarded on October 1, 2010; 2,400 shares outstanding from a grant awarded on October 3, 2011 and 3,200 shares outstanding from a grant awarded on October 1, 2012.
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(
2)
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Option granted under the 2008 Molex Stock Incentive Plan that vests ratably over four years commencing on the first anniversary of the grant date and expires on the tenth anniversary of the grant date.
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(
3)
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Option granted under the 2008 Molex Incentive Stock Option Plan that vests 100% on the sixth anniversary of the grant date and expires on the seventh anniversary of the grant date.
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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Zeitler Robert J
2222 WELLINGTON COURT
LISLE, IL 60532
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Sr. Vice President,Gen Counsel
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Signatures
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/s/ Mark Pacioni, attorey-in-fact for Mr. Zeitler
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10/3/2013
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 5(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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