- Current report filing (8-K)
21 Janeiro 2010 - 11:46AM
Edgar (US Regulatory)
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): January 21, 2010
KNIGHT CAPITAL GROUP, INC.
(Exact name of
registrant as specified in its charter)
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DELAWARE
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001-14223
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22-3689303
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(State or other jurisdiction
of incorporation)
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(Commission
File Number)
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(IRS Employer
Identification No.
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545 Washington Boulevard, Jersey City, NJ 07310
(Address of principal executive offices) (Zip Code)
(201) 222-9400
(Registrants telephone number, including area code)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the
following provisions (see General Instruction A.2. below):
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Knight Capital Group, Inc.
Current Report on Form 8-K
Item 2.02
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Results of Operations and Financial Condition
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Item 7.01
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Regulation FD Disclosure
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Item 9.01
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Financial Statements and Exhibits
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(a)
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Financial Statements of Businesses Acquired
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Not Applicable
(b)
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Pro Forma Financial Information
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Not Applicable
(c)
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Shell Company Transactions
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Not
Applicable
Exhibit 99.1 - Press
Release of Knight Capital Group, Inc. issued on January 21, 2010.
The following information is furnished under Item 2.02,
Results of Operations and Financial Condition, Item 7.01, Regulation FD Disclosure, and Item 9.01 Financial Statements and Exhibits. This information, including Exhibit 99.1, shall not be deemed
filed for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the Exchange Act), or incorporated by reference in any filing under the Securities Act of 1933, as amended, or the Exchange Act, except
as shall be expressly set forth by specific reference in such a filing.
On January 21, 2010, Knight Capital Group, Inc.
(Knight) issued a press release announcing its consolidated earnings for the fourth quarter of 2009. The press release did not include certain financial statements, related footnotes and certain other financial information that will be
filed with the Securities and Exchange Commission as part of Knights Annual Report on Form 10-K.
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigneds duly authorized signatory.
Dated: January 21, 2010
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KNIGHT CAPITAL GROUP, INC.
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By:
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/
S
/ A
NDREW
M.
G
REENSTEIN
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Name:
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Andrew M. Greenstein
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Title:
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Managing Director, Deputy General
Counsel and Assistant Secretary
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EXHIBIT INDEX
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Exhibit
No.
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Description
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99.1
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Press Release of Knight Capital Group, Inc. issued on January 21, 2010.
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