Notice by Closed-end Investment Companies of Intention to Call or Redeem Their Own Securities (n-23c-2)
22 Junho 2023 - 5:13PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Notice of Intention
To Redeem Securities Pursuant to Rule 23c-2
Under the Investment
Company Act of 1940
Investment Company
Act file number: 814-00638
OXFORD SQUARE CAPITAL CORP.
(Name of Registrant)
8 Sound Shore Drive, Suite 255
Greenwich, CT 06830
(Address of Principal Executive Office)
The undersigned hereby notifies
the Securities and Exchange Commission that it intends to redeem securities of which it is the issuer, as set forth below in accordance
with the requirements of Rule 23c-2 under the Investment Company Act of 1940, as amended.
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(1) |
Title of the class of securities of Oxford Square Capital Corp. (the “Company”) to be redeemed: |
6.50% Notes due 2024 (CUSIP: 87244T 307; NasdaqGS: OXSQL)
(the “Notes”).
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(2) |
Date on which the securities are to be redeemed: |
The Notes will be redeemed on July 24, 2023 (the
“Redemption Date”).
|
(3) |
Applicable provisions of the governing instrument pursuant to which the securities are to be redeemed: |
The Notes are to be
redeemed pursuant to (i) Article Eleven of the Company’s base indenture governing the Notes, dated as of April 12, 2017 (the
“Base Indenture”), between the Company and U.S. Bank Trust Company, National Association, as trustee (the
“Trustee”), as amended and (ii) Section 1.01(h) of the First Supplemental Indenture, dated as of April 12, 2017, between
the Company and the Trustee (the “First Supplemental Indenture”).
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(4) |
The principal amount or number of shares and the basis upon which the securities to be redeemed are to be selected: |
The Company will redeem $40,000,000
in aggregate principal amount of the issued and outstanding Notes pursuant to the terms of the Base Indenture and the First Supplemental
Indenture. The Trustee will determine the method for selecting the particular
Notes to be redeemed in accordance with Section 1103 of the Base Indenture, the procedures of the Depository Trust Company, the Investment
Company Act of 1940, as amended, and the rules of any national securities exchange or quotation system on which the Notes are listed.
SIGNATURE
Pursuant to the requirements of Rule 23c-2 under
the Investment Company Act of 1940, as amended, the Company has duly caused this Notice of Intention to Redeem Securities to be signed
on its behalf by the undersigned on this 22nd day of June, 2023.
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OXFORD SQUARE CAPITAL CORP. |
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By: |
/s/ Jonathan H. Cohen |
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Name: |
Jonathan H. Cohen |
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Title: |
Chief Executive Officer |
Oxford Square Capital (NASDAQ:OXSQ)
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