Restore Medical, Inc. - Statement of Ownership (SC 13G)
13 Fevereiro 2008 - 6:56PM
Edgar (US Regulatory)
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
SCHEDULE 13G
(RULE 13d-102)
INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT
TO RULES 13d-1(b) (c), AND (d) AND AMENDMENTS THERETO FILED
PURSUANT TO RULE 13d-2(b)(1)
Restore Medical, Inc.
(Name of Issuer)
COMMON STOCK
(Title of Class of Securities)
76128C100
(CUSIP Number)
December 31, 2007
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule
is filed:
[_] Rule 13d-1(b)
[_] Rule 13d-1(c)
[X] Rule 13d-1(d)
(1) The remainder of this cover page shall be filled out for a reporting
person's initial filing on this form with respect to the subject class of
securities, and for any subsequent amendment containing information which would
alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not
be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange
Act of 1934 or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, SEE the
NOTES).
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CUSIP NO. 76128C100 PAGE 2 OF 7 PAGES
=================== =================
================================================================================
1. NAMES OF REPORTING PERSONS.
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY).
GE Asset Management Incorporated, as Investment Adviser to certain
entities and accounts I.R.S. #06-1238874
----- --------------------------------------------------------------------------
2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [_]
(b) [X]
----- --------------------------------------------------------------------------
3. SEC USE ONLY
----- --------------------------------------------------------------------------
4. CITIZENSHIP OR PLACE OF ORGANIZATION
State of Delaware
--------------------------------------------------------------------------------
5. SOLE VOTING POWER
872,069
NUMBER OF ----- -------------------------------------------------
SHARES 6. SHARED VOTING POWER
BENEFICIALLY
OWNED BY None
EACH ----- -------------------------------------------------
REPORTING 7. SOLE DISPOSITIVE POWER
PERSON
WITH 872,069
----- -------------------------------------------------
8. SHARED DISPOSITIVE POWER
None
--------------------------------------------------------------------------------
9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
872,069
----- --------------------------------------------------------------------------
10. CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [_]
----- --------------------------------------------------------------------------
11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
5.54%(2)
----- --------------------------------------------------------------------------
12. TYPE OF REPORTING PERSON*
IA, CO
================================================================================
*SEE INSTRUCTIONS BEFORE FILLING OUT
(2) This percentage is based on 15,731,094 shares of Common Stock outstanding
as of October 30, 2007, as set forth in the Issuer's Form 10-Q for the
quarterly period ended September 30, 2007.
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=================== =================
CUSIP NO. 76128C100 PAGE 3 OF 7 PAGES
=================== =================
================================================================================
1. NAMES OF REPORTING PERSONS.
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY).
General Electric Company
I.R.S. #14-0689340
----- --------------------------------------------------------------------------
2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [_]
(b) [X]
----- --------------------------------------------------------------------------
3. SEC USE ONLY
----- --------------------------------------------------------------------------
4. CITIZENSHIP OR PLACE OF ORGANIZATION
State of New York
--------------------------------------------------------------------------------
5. SOLE VOTING POWER
None
NUMBER OF ----- -------------------------------------------------
SHARES 6. SHARED VOTING POWER
BENEFICIALLY
OWNED BY Disclaimed (see 9 below)
EACH ----- -------------------------------------------------
REPORTING 7. SOLE DISPOSITIVE POWER
PERSON
WITH None
----- -------------------------------------------------
8. SHARED DISPOSITIVE POWER
Disclaimed (see 9 below)
--------------------------------------------------------------------------------
9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
Beneficial ownership of all shares disclaimed by General Electric Company
----- --------------------------------------------------------------------------
10. CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
[X] Disclaimed (see 9 above)
----- --------------------------------------------------------------------------
11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
Not Applicable (see 9 above)
----- --------------------------------------------------------------------------
12. TYPE OF REPORTING PERSON*
CO
================================================================================
*SEE INSTRUCTIONS BEFORE FILLING OUT
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INTRODUCTORY NOTE: This Schedule 13G is filed on behalf of General Electric
Company, a New York corporation ("GE") and GE Asset Management Incorporated, a
Delaware corporation and a wholly owned subsidiary of GE ("GEAM", and together
with GE, the "Reporting Persons"). GEAM is a registered investment adviser and
acts as an Investment Adviser to certain entities and accounts. GEAM may be
deemed to be the beneficial owner of 872,069 shares of Common Stock of Restore
Medical, Inc. owned by such other entities and accounts. GEAM and GE expressly
disclaim that they are members of a "group." GE disclaims beneficial ownership
of all shares.
Item 1(a) Name of Issuer
Restore Medical, Inc.
Item 1(b) Address of Issuer's Principal Executive Office
2800 Patton Road
St. Paul, Minnesota 55113
Item 2(a) Name of Person Filing
GE Asset Management Incorporated as Investment Adviser to certain
entities and accounts
General Electric Company
Item 2(b) Address of Principal Business Office or, if none, Residence
The address of the principal offices of GEAM is 3001 Summer
Street, Stamford, Connecticut 06905. The address of the
principal offices of General Electric Company is 3135 Easton
Turnpike, Fairfield, Connecticut 06431.
Item 2(c) Citizenship
GE Asset Management Incorporated - Delaware corporation
General Electric Company - New York corporation
Item 2(d) Title of Class of Securities
Common Stock
Item 2(e) CUSIP Number
76128C100
Item 3 If this statement is filed pursuant to ss.ss.240.13d-1(b) or
240.13-2(b) or (c), check whether the person filing is a:
Item 3 is not applicable.
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Item 4 Ownership
---------------------
GEAM GE
(a) Amount beneficially owned 872,069 Disclaimed
(b) Percent of class 5.54% Disclaimed
(c) No. of shares to which person has
(i) sole power to vote or direct
the vote 872,069 None
(ii) shared power to vote or direct
the vote None Disclaimed
(iii) sole power to dispose or to
direct disposition 872,069 None
(iv) shared power to dispose or to
direct disposition None Disclaimed
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Item 5 Ownership of Five Percent or Less of a Class
Item 5 is not applicable.
Item 6 Ownership of More than Five Percent or Behalf of Another Person
Item 6 is not applicable.
Item 7 Identification and Classification of the Subsidiary Which Acquired
the Security Being Reported on By the Parent Holding Company
See disclosure in Introductory Note herein.
Item 8 Identification and Classification of Members of the Group
Item 8 is not applicable.
Item 9 Notice of Dissolution of a Group
Item 9 is not applicable.
Item 10 Certification
Item 10 is not applicable.
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SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
Dated: February 13, 2008
GE ASSET MANAGEMENT INCORPORATED
By: /s/ Michael M. Pastore
------------------------------------------
Name: Michael M. Pastore
Title: Senior Vice President - Deputy Gen.
Counsel & Asst. Secretary
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GENERAL ELECTRIC COMPANY
By: /s/ James W. Ireland III
------------------------------------------
Name: James W. Ireland III
Title: Vice President
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SCHEDULE I
JOINT FILING AGREEMENT
This will confirm the agreement by and between all the undersigned that the
Schedule 13G on or about this date and any amendments thereto with respect to
the beneficial ownership by the undersigned of shares of the Common Stock of
Restore Medical, Inc. is being filed on behalf of each of the undersigned.
Dated: February 13, 2008
GE ASSET MANAGEMENT INCORPORATED
By: /s/ Michael M. Pastore
------------------------------------------
Name: Michael M. Pastore
Title: Senior Vice President - Deputy Gen.
Counsel & Asst. Secretary
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GENERAL ELECTRIC COMPANY
By: /s/ James W. Ireland III
------------------------------------------
Name: James W. Ireland III
Title: Vice President
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