Statement of Changes in Beneficial Ownership (4)
16 Junho 2023 - 6:57PM
Edgar (US Regulatory)
FORM 4
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0287
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
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HUDSON DENNIS S III |
2. Issuer Name and Ticker or Trading Symbol
SEACOAST BANKING CORP OF FLORIDA
[
SBCF
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner _____ Officer (give title below) _____ Other (specify below)
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(Last)
(First)
(Middle)
SEACOAST BANKING CORP. OF FLORIDA, P.O. BOX 9012 |
3. Date of Earliest Transaction
(MM/DD/YYYY)
6/15/2023 |
(Street)
STUART, FL 34995 |
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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(City)
(State)
(Zip)
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Rule 10b5-1(c) Transaction Indication
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Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan that is intended to
satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock | 6/15/2023 | | M | | 10400 | A | $11.00 | 216679 | D (1) | |
Common Stock | | | | | | | | 1862 | D (2) | |
Common Stock | | | | | | | | 3512 | D (3) | |
Common Stock | | | | | | | | 21867 | I | Held by Spouse in Trust |
Common Stock | | | | | | | | 9356 | D (4) | |
Common Stock | | | | | | | | 31602.843 | D (5) | |
Common Stock | | | | | | | | 18104 | D (6) | |
Common Stock | | | | | | | | 51416 | I | Held by Sherwood Partners, Ltd, family partnership |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Common Stock Right to Buy (7) | $11.00 | 6/15/2023 | | M | | | 10400 | 6/28/2014 | 6/27/2023 | Common Stock | 10400 | $0.00 | 0 | D | |
Common Stock Right to Buy (7) | $31.15 | | | | | | | (8) | 4/2/2028 | Common Stock | 55279 | | 55279 | D | |
Common Stock Right to Buy (7) | $28.69 | | | | | | | (9) | 4/3/2027 | Common Stock | 78021 | | 78021 | D | |
Common Stock Right to Buy (7) | $14.82 | | | | | | | (10) | 2/28/2024 | Common Stock | 51956 | | 51956 | D | |
Common Stock Right to Buy (7) | $10.54 | | | | | | | 4/29/2015 | 4/29/2024 | Common Stock | 50000 | | 50000 | D | |
Explanation of Responses: |
(1) | Shares held in Trust |
(2) | Represents an unvested time-based restricted stock award granted on April 1, 2021, which shall vest over 3 years in one-third increments, beginning April 1, 2022, and on each anniversary thereafter, subject to continued employment. |
(3) | Represents an unvested time-based restricted stock award granted on April 1, 2022, which shall vest over 3 years in one-third increments, beginning April 1, 2023, and on each anniversary thereafter, subject to continued employment. |
(4) | Held in IRA |
(5) | Represents shares held in the Company's Retirement Savings Plan as of March 31, 2023 |
(6) | Shares held jointly with spouse |
(7) | Granted pursuant to the Company's Amended and Restated 2013 Incentive Plan |
(8) | Vests over 3 years in one-third increments each anniversary of the date of grant beginning on the first anniversary of the date of grant (the date indicated), subject to continuous employment on each vesting date and the Company's banking subsidiary meets certain capital requirements. |
(9) | Originally had two tiered vesting. The performance criteria was met and the time-based vesting began on 12/1/2016. Option vests in equal installments at the end of each month over the next 48 months, provided that Optionee remains in continuous service on each applicable vesting date. |
(10) | Vests over 3 years in one-third increments each anniversary of the date of grant beginning on the first anniversary of the date of grant (the date indicated), subject to continued employment. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
HUDSON DENNIS S III SEACOAST BANKING CORP. OF FLORIDA P.O. BOX 9012 STUART, FL 34995 | X |
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Signatures
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/s/ Dennis S. Hudson, III | | 6/16/2023 |
**Signature of Reporting Person | Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
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