Initial Statement of Beneficial Ownership (3)
09 Dezembro 2020 - 7:20PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
REGAN TIMOTHY D |
2. Date of Event Requiring Statement (MM/DD/YYYY)
11/30/2020
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3. Issuer Name and Ticker or Trading Symbol
TCF FINANCIAL CORP [TCF]
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(Last)
(First)
(Middle)
333 W FORT STREET, SUITE 1800 |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director _____ 10% Owner ___X___ Officer (give title below) _____ Other (specify below) Chief Audit Officer / |
(Street)
DETROIT, MI 48226
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY)
| 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock | 26869 (1) | D | |
Common Stock | 594 (2) | I | Timothy D. Regan Revocable Trust |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 4) | 2. Date Exercisable and Expiration Date (MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Employee Stock Options (right to buy) | (3) | 2/22/2027 | Common Stock | 1130.0 | $53.72 | D | |
Explanation of Responses: |
(1) | Includes time-based restricted stock units awards with accrued dividend equivalents that are convertible into shares of issuer's common stock on a one-for-one basis upon vesting, subject to certain exceptions. |
(2) | The filing of this statement shall not be construed as an admission that the undersigned is, for the purpose of Section 16 of the Securities and Exchange Act of 1934 or otherwise, the beneficial owner of the securities. |
(3) | Vests in five equal annual installments beginning on February 21, 2018. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
REGAN TIMOTHY D 333 W FORT STREET SUITE 1800 DETROIT, MI 48226 |
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| Chief Audit Officer |
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Signatures
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Timothy D. Regan by POA Kirk D. Johnson | | 12/9/2020 |
**Signature of Reporting Person | Date |
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