Statement of Ownership (sc 13g)
16 Fevereiro 2016 - 7:04PM
Edgar (US Regulatory)
SECURITIES AND EXCHANGE
COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the
Securities Exchange Act of 1934
(Amendment No.)*
Westbury Bancorp
Inc |
(Name of Issuer) |
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Common Stock |
(Title of Class of Securities) |
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95727P106 |
(CUSIP Number) |
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December 31,
2015 |
(Date of Event Which Requires Filing of this
Statement) |
Check the appropriate box to
designate the rule pursuant to which this Schedule is filed:
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X |
Rule
13d-1(b) |
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Rule 13d-1(c)
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Rule 13d-1(d)
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*The remainder of this cover
page shall be filled out for a reporting person's initial filing on this form
with respect to the subject class of securities, and for any subsequent
amendment containing information which would alter the disclosures provided in a
prior cover page.
The information required in
the remainder of this cover page shall not be deemed to be "filed" for the
purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or
otherwise subject to the liabilities of that section of the Act but shall be
subject to all other provisions of the Act (however, see the Notes).
Page 1 of 7
1 |
NAME OF REPORTING PERSON
Manulife Financial
Corporation |
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2 |
CHECK THE
APPROPRIATE BOX IF A MEMBER OF A GROUP* |
(a) ☐ (b) ☐ |
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N/A |
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3 |
SEC USE ONLY |
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4 |
CITIZENSHIP OR PLACE OF
ORGANIZATION
Canada |
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Number of Shares Beneficially Owned by Each Reporting Person With |
5 |
SOLE VOTING
POWER |
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-0- |
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6 |
SHARED VOTING
POWER |
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-0- |
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7 |
SOLE DISPOSITIVE
POWER |
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-0- |
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8 |
SHARED DISPOSITIVE
POWER |
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-0- |
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9 |
AGGREGATE AMOUNT
BENEFICIALLY OWNED BY EACH REPORTING PERSON |
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None, except through its indirect, wholly-owned subsidiaries,
Manulife Asset Management (US) LLC |
10 |
CHECK IF THE
AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* |
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N/A |
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11 |
PERCENT OF CLASS
REPRESENTED BY AMOUNT IN ROW 9 |
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See line 9 above. |
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12 |
TYPE OF
REPORTING PERSON* |
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HC |
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*SEE
INSTRUCTIONS |
Page 2 of 7
1 |
NAME OF REPORTING PERSON
Manulife Asset Management (US)
LLC |
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2 |
CHECK THE
APPROPRIATE BOX IF A MEMBER OF A GROUP* |
(a) ☐ (b) ☐ |
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N/A |
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3 |
SEC USE ONLY |
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4 |
CITIZENSHIP OR PLACE OF
ORGANIZATION
Delaware |
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Number of Shares Beneficially Owned by Each Reporting Person With |
5 |
SOLE VOTING
POWER |
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221,871 |
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6 |
SHARED VOTING
POWER |
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-0- |
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7 |
SOLE DISPOSITIVE
POWER |
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221,871 |
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8 |
SHARED DISPOSITIVE
POWER |
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-0- |
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9 |
AGGREGATE AMOUNT
BENEFICIALLY OWNED BY EACH REPORTING PERSON |
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221,871 |
10 |
CHECK IF THE
AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* |
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N/A |
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11 |
PERCENT OF CLASS
REPRESENTED BY AMOUNT IN ROW 9 |
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5.13% |
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12 |
TYPE OF
REPORTING PERSON* |
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IA |
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*SEE
INSTRUCTIONS |
Page 3 of 7
Item 1(a) |
Name of Issuer: |
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Westbury Bancorp Inc |
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Item 1(b) |
Address of Issuer's
Principal Executive Offices: |
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200 South Main
Street West Bend, Wisconsin, 53095 |
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Item 2(a) |
Name of Person
Filing: |
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This filing is made on
behalf of Manulife Financial Corporation ("MFC") and MFCs indirect,
wholly-owned subsidiaries, Manulife Asset Management (US) LLC ("MAM
(US)"). |
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Item 2(b) |
Address of Principal
Business Office: |
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The principal business
offices of MFC are located at 200 Bloor Street East, Toronto, Ontario,
Canada, M4W 1E5. The principal
business office of MAM (US) is located at 197 Clarendon Street, Boston,
Massachusetts 02116. |
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Item 2(c) |
Citizenship:
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MFC are organized and
exist under the laws of Canada. MAM
(US) is organized and exists under the laws of the State of Delaware.
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Item 2(d) |
Title of Class of
Securities: |
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Common Stock
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Item 2(e) |
CUSIP
Number: |
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95727P106
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Item 3 |
If this statement is
filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the
person filing is a:
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MFC: |
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(g)
(X) |
a parent holding company
or control person in accordance with
§240.13d-1(b)(1)(ii)(G). |
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MAM
(US): |
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(e) (X) |
an investment adviser in
accordance with §240.13d-1(b)(1)(ii)(E). |
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Item 4 |
Ownership: |
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(a) Amount Beneficially Owned: MAM (US) has beneficial ownership of
221,871 shares of Common Stock. Through its parent-subsidiary relationship
to MAM (US), MFC may be deemed to have beneficial ownership of these same
shares. |
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(b) Percent of Class: Of the 4,306,310 shares outstanding as of
December 31, 2015 according to the Form 14-A filed by the issuer with the
Securities and Exchange Commission on January 11, 2016, MAM (US) held
5.13%. |
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(c) Number of shares as to which the person
has:
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(i) |
sole power to vote or to direct the
vote: MAM (US) each has sole power to vote or to direct the voting of
the shares of Common Stock beneficially owned by each of
them. |
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(ii) |
shared power to vote or to direct the vote:
-0- |
Page 4 of 7
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(iii) |
sole power to dispose or
to direct the disposition of: |
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MAM (US) each has sole power to dispose or to direct the
disposition of the shares of Common Stock beneficially owned by each of
them. |
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(iv) |
shared power to dispose
or to direct the disposition of: -0- |
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Item
5 |
Ownership of Five Percent or Less of a
Class: |
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Not applicable. |
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Item 6 |
Ownership of More than Five Percent on
Behalf of Another Person: |
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Not applicable. |
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Item 7 |
Identification and Classification of the
Subsidiary which Acquired the Security Being Reported on by the Parent
Holding Company or Control Person: |
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See Items 3 and 4 above. |
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Item 8 |
Identification and Classification of
Members of the Group: |
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Not applicable. |
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Item 9 |
Notice of Dissolution of Group: |
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Not applicable. |
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Item 10 |
Certification: |
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By signing below the
undersigned certifies that, to the best of its knowledge and belief, the
securities referred to above were acquired and are held in the ordinary
course of business and were not acquired and are not held for the purpose
of or with the effect of changing or influencing the control of the issuer
of the securities and were not acquired and are not held in connection
with or as a participant in any transaction having that purpose or
effect. |
Page 5 of 7
SIGNATURE
After reasonable inquiry and to the best of its knowledge and belief,
each of the undersigned certifies that the information set forth in this
statement is true, complete and correct.
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Manulife Financial
Corporation |
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By: |
/s/ Graham A. Miller |
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Name: |
Graham A. Miller |
Dated: February 8,
2016 |
Title: |
Agent* |
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Manulife Asset
Management (US) LLC |
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By: |
/s/ Paul Donahue |
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Name: |
Paul
Donahue |
Dated: February 8,
2016 |
Title: |
Chief Compliance Officer |
* Signed pursuant to a Power of Attorney dated June
10, 2014 included as Exhibit A to Schedule 13F- NT filed with the Securities and
Exchange Commission by Manulife Financial Corporation on August 27,
2014.
Page 6 of 7
EXHIBIT A
JOINT FILING
AGREEMENT
Manulife Financial
Corporation, Manulife Asset Management (US) LLC agree that the Schedule 13G to
which this Agreement is attached, relating to the Common Stock of Westbury
Bancorp, is filed on behalf of each of them.
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Manulife Financial
Corporation |
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By: |
/s/ Graham A.
Miller |
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Name: |
Graham A.
Miller |
Dated: February 8,
2016 |
Title: |
Agent* |
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Manulife Asset
Management (US) LLC |
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By: |
/s/ Paul
Donahue |
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Name: |
Paul
Donahue |
Dated: February 8,
2016 |
Title: |
Chief Compliance
Officer |
* Signed pursuant to a Power of Attorney dated June
10, 2014 included as Exhibit A to Schedule 13F- NT filed with the Securities and
Exchange Commission by Manulife Financial Corporation on August 27,
2014.
Page 7 of 7
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