Securities Registration (section 12(b)) (8-a12b)
19 Novembro 2020 - 7:05PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-A
FOR
REGISTRATION OF CERTAIN CLASSES OF SECURITIES
PURSUANT TO SECTION 12(b) OR (g) OF
THE SECURITIES EXCHANGE ACT OF 1934
Assurant,
Inc.
(Exact Name of Registrant as Specified in Its Charter)
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Delaware
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39-1126612
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(State or Other Jurisdiction of
Incorporation or Organization)
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(I.R.S. Employer
Identification Number)
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28 Liberty Street, 41st Floor
New York, NY
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10005
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(Address of principal executive office)
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(Zip Code)
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Securities to be registered
pursuant to Section 12(b) of the Act:
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Title of each class to
be so registered
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Name of each exchange on which
each class is to be
registered
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5.25% Subordinated Notes due 2061
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New York Stock Exchange
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If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General
Instruction A.(c) or (e), check the following box. ☒
If this form relates to the registration of a class of securities pursuant to
Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d) or (e), check the following box. ☐
If this
form relates to the registration of a class of securities concurrently with a Regulation A offering, check the following box. ☐ Securities Act registration statement or Regulation A offering statement file number to which this form
relates: 333-222648 Securities to be registered pursuant to Section 12(g) of the Act: None
Item 1.
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Description of Registrants Securities to be Registered.
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The securities to be registered hereby are the 5.25% Subordinated Notes due 2061 (the Notes) of Assurant, Inc. (the
Company). The description of the terms of the Notes set forth under the heading Description of the Notes, in the Companys prospectus supplement, dated November 16, 2020, as filed with the Securities and Exchange
Commission pursuant to Rule 424(b) under the Securities Act of 1933, as amended, and in the section entitled Description of Debt Securities We May Offer in the accompanying prospectus, dated January 22, 2018, which constitutes a
part of the Companys Registration Statement on Form S-3 (File No. 333-222648) filed under the Securities Act of 1933, as amended, is hereby incorporated
herein by reference.
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1.1
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Underwriting Agreement, dated as of November
16, 2020 (incorporated by reference to Exhibit 1.1 to the Registrants Current Report on Form 8-K, originally filed on November 19, 2020).
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3.1
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Amended and Restated Certificate of Incorporation of the Registrant, dated May
11, 2017 (incorporated by reference to Exhibit 3.1 to the Registrants Current Report on Form 8-K, originally filed on May 12, 2017).
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3.2
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Amended and Restated By-laws of the Registrant, as adopted on November
11, 2020 (incorporated by reference to Exhibit 3.1 to the Registrants Current Report on Form 8-K, originally filed on November 13, 2020).
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3.3
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Form of 5.25% Subordinated Notes due 2061 of Assurant, Inc. (incorporated by reference to Exhibit 4.2 to the Companys Current Report on Form
8-K, originally filed on November 19, 2020).
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SIGNATURE
Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the registrant has duly caused this registration
statement to be signed on its behalf by the undersigned, thereto duly authorized.
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Assurant, Inc.
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Date: November 19, 2020
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By:
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/s/ Jay Rosenblum
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Name:
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Jay Rosenblum
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Title:
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Executive Vice President and Chief Legal Officer
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