Amended Statement of Beneficial Ownership (sc 13d/a)
23 Novembro 2022 - 6:07PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D/A
UNDER
THE SECURITIES EXCHANGE ACT OF 1934
(Amendment No. 3)
AMPCO-PITTSBURGH CORPORATION
(Name of Issuer)
Common Stock, par value $1.00 per share
(Title of Class of Securities)
032037103
(CUSIP Number)
Altor Fund II GP Limited
11-15 Seaton Place
St. Helier, Jersey JE4 0QH Channel Islands
Tel: +44 1534 833 033
With copies to:
Johan Steen
White & Case Advokat AB
Biblioteksgatan 12
Box 5573
SE-144 85 Stockholm
Tel: +46 701 721 644 |
Scott Levi
White & Case
LLP
1221 Avenue of the
Americas
New York, NY 10022
Tel: +1 212 819 8200 |
(Name, Address and Telephone Number of Person
Authorized to Receive Notices and Communications)
November 21, 2022
(Date of Event which Requires Filing of this Statement)
If the filing person has previously filed a statement
on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§240.13d-1(e),
240.13d-1(f) or 240.13d-1(g), check the following box. ¨
Note: Schedules filed in paper format shall
include a signed original and five copies of the schedule, including all exhibits. See §240.13d-7 for other parties to whom copies
are to be sent.
* The remainder of this cover page shall be filled
out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent
amendment containing information which would alter disclosures provided in a prior cover page.
The information required on the remainder of this
cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934, as amended
(the “Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions
of the Act (however, see the Notes)
CUSIP No. 032037103
1 |
NAME OF REPORTING PERSON.
Altor II Aggregator Topco Limited |
2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
(a) ☐
(b) ☐ |
3 |
SEC USE ONLY
|
4 |
SOURCE OF FUNDS (SEE INSTRUCTIONS)
OO |
5 |
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) ☐ |
6 |
CITIZENSHIP OR PLACE OF ORGANIZATION
Jersey (Channel Islands) |
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH |
7 |
SOLE VOTING POWER
0 shares |
8 |
SHARED VOTING POWER
0 shares |
9 |
SOLE DISPOSITIVE POWER
0 shares |
10 |
SHARED DISPOSITIVE POWER
0 shares |
11 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
0 shares |
12 |
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) ☐ |
13 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11);
0%(1) |
14 |
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
OO |
|
|
|
|
(1) |
Based on 19,403,519 shares of common stock, par
value $1.00 per share, outstanding as of November 9, 2022, as reported in the Issuer’s Quarterly Report on Form 10-Q filed on
November 14, 2022. |
CUSIP No. 032037103
1 |
NAME OF REPORTING PERSON.
Altor Fund II GP Limited |
2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
(a) ☐
(b) ☐ |
3 |
SEC USE ONLY
|
4 |
SOURCE OF FUNDS (SEE INSTRUCTIONS)
OO |
5 |
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) ☐ |
6 |
CITIZENSHIP OR PLACE OF ORGANIZATION
Jersey (Channel Islands) |
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH |
7 |
SOLE VOTING POWER
0 shares |
8 |
SHARED VOTING POWER
0 shares |
9 |
SOLE DISPOSITIVE POWER
0 shares |
10 |
SHARED DISPOSITIVE POWER
0 shares |
11 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
0 shares |
12 |
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) ☐ |
13 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11);
0%(1) |
14 |
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
OO |
|
|
|
|
(1) |
Based on 19,403,519 shares of common stock, par
value $1.00 per share, outstanding as of November 9, 2022, as reported in the Issuer’s Quarterly Report on Form 10-Q filed on
November 14, 2022. |
CUSIP No. 032037103
1 |
NAME OF REPORTING PERSON.
Altor Holdings Limited |
2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
(a) ☐
(b) ☐ |
3 |
SEC USE ONLY
|
4 |
SOURCE OF FUNDS (SEE INSTRUCTIONS)
OO |
5 |
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) ☐ |
6 |
CITIZENSHIP OR PLACE OF ORGANIZATION
Jersey (Channel Islands) |
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH |
7 |
SOLE VOTING POWER
0 shares |
8 |
SHARED VOTING POWER
0 shares |
9 |
SOLE DISPOSITIVE POWER
0 shares |
10 |
SHARED DISPOSITIVE POWER
0 shares |
11 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
0 shares |
12 |
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) ☐ |
13 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11);
0%(1) |
14 |
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
HC, OO |
|
|
|
|
(1) |
Based on 19,403,519 shares of common stock, par
value $1.00 per share, outstanding as of November 9, 2022, as reported in the Issuer’s Quarterly Report on Form 10-Q filed on
November 14, 2022. |
Amendment No. 3 to Schedule 13D
This amendment to Schedule 13D (this “Amendment”)
is being filed by Altor II Aggregator Topco Limited, Altor Fund II GP Limited, and Altor Holdings Limited (collectively, the “Reporting
Persons”, and each, a “Reporting Person”) and relates to the common stock, par value $1.00 per share (the “Issuer Common Stock”),
of Ampco-Pittsburgh Corporation (the “Issuer”) held by the Reporting Persons.
The Schedule 13D filed with the Securities and
Exchange Commission (the “SEC”) on April 1, 2016 (the “Initial Schedule 13D”), as amended and
supplemented by Amendment No. 1 filed on August 12, 2020 and Amendment No. 2 filed on August 16, 2021, is hereby amended and supplemented
by the Reporting Persons as set forth below in this Amendment (the Initial Schedule 13D as amended, the “Schedule 13D”).
This Amendment is filed by the Reporting Persons in accordance with Rule 13d-2 of the Securities Exchange Act of 1934, as amended,
and refers only to information that has materially changed since the filing of the Schedule. The items identified below, or the particular
paragraphs of such items which are identified below, are amended as set forth below. Unless otherwise indicated, all capitalized terms
used and not defined herein have the respective meanings assigned to them in the Schedule.
ITEM 4. PURPOSE OF TRANSACTION
Item 4 of the Schedule 13D is hereby amended and
supplemented by adding the following:
On November 21, 2022, Altor II Aggregator sold all of its 1,776,604
shares of Issuer Common Stock at a price of $2.50 per share in a block trade. As a result, the Reporting Persons ceased to be beneficial
owners of Issuer Common Stock.
ITEM 5. INTEREST IN SECURITIES OF THE ISSUER
Item 5 of the Schedule 13D is hereby amended and restated in its entirety
to read as follows:
(a) |
Prior to the sale reported herein, Altor II Aggregator was the direct beneficial owner of the shares of Issuer Common Stock; Altor GP was deemed to have shared voting and dispositive power with respect to, and thus to be an indirect beneficial owner of, the shares of Issuer Common Stock directly beneficially owned by Altor II Aggregator; and Altor Holdings, as the sole member of Altor GP, was deemed to have shared voting and dispositive power with respect to, and thus to be an indirect beneficial owner of, the shares of Issuer Common Stock beneficially owned by Altor GP.
All share percentage calculations in this Schedule are based on 19,403,519 shares of Issuer Common Stock outstanding as of November 9, 2022, as reported in the Issuer's Quarterly Report on Form 10-Q filed on November 14, 2022.
|
(b) |
See rows 7-10 of each cover page for
information regarding the power to vote or direct the vote and the power to dispose or direct the disposition of the shares of
Issuer Common Stock by the Reporting Persons. |
(c) |
Except as disclosed in this Schedule 13D, the Reporting Persons and, to the Reporting Persons’ knowledge, the Covered Individuals have not effected any transactions in Issuer Common Stock during the past 60 days. |
(d) |
No persons other than the Reporting Persons and their respective members, shareholders and affiliates have the right to receive, or the power to direct the receipt of dividends from, the proceeds from the sale of the shares to which this Schedule 13D relates. |
(e) |
As of November 21, 2022, the Reporting Persons ceased to be beneficial owners of any shares of the Issuer Common Stock. |
SIGNATURE
After reasonable inquiry and
to the best of my knowledge and belief, the undersigned certifies that the information set forth in this statement is true, complete and
correct.
Dated: November 23, 2022
|
ALTOR HOLDINGS LIMITED |
|
|
|
By: |
/s/ Charles Perchard |
|
Name: |
Charles Perchard |
|
Title: |
Authorised Signatory |
|
|
|
By: |
/s/ Alexandra Prince |
|
Name: |
Alexandra Prince |
|
Title: |
Authorised Signatory |
|
|
|
ALTOR FUND II GP LIMITED |
|
|
|
By: |
/s/ Charles Perchard |
|
Name: |
Charles Perchard |
|
Title: |
Authorised Signatory |
|
|
|
By: |
/s/ Alexandra Prince |
|
Name: |
Alexandra Prince |
|
Title: |
Authorised Signatory |
|
|
|
ALTOR II AGGREGATOR TOPCO LIMITED |
|
|
|
By: |
/s/ Charles Perchard |
|
Name: |
Charles Perchard |
|
Title: |
Authorised Signatory |
|
|
|
By: |
/s/ Alexandra Prince |
|
Name: |
Alexandra Prince |
|
Title: |
Authorised Signatory |
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