Initial Statement of Beneficial Ownership (3)
05 Março 2020 - 5:25PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
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OAK HILL ADVISORS LP |
2. Date of Event Requiring Statement (MM/DD/YYYY)
12/20/2019
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3. Issuer Name and Ticker or Trading Symbol
Emerge Energy Services LP [EMESZ]
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(Last)
(First)
(Middle)
1114 AVENUE OF THE AMERICAS, 27TH FLOOR |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director ___X___ 10% Owner
_____ Officer (give title below) _____ Other (specify below)
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(Street)
NEW YORK, NY 10036
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY)
| 6. Individual or Joint/Group Filing(Check Applicable Line)
___ Form filed by One Reporting Person
_X_ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security
(Instr. 4) | 2. Amount of Securities Beneficially Owned
(Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5) | 4. Nature of Indirect Beneficial Ownership
(Instr. 5) |
| Common Units representing limited partner interests | 28823576 | I | See footnotes (1)(3)(4) |
| Preferred Interests representing limited partner interests | 31395348 | I | See footnotes (2)(3)(4) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 4) | 2. Date Exercisable and Expiration Date
(MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5) | 6. Nature of Indirect Beneficial Ownership
(Instr. 5) |
| Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
| Explanation of Responses: |
| (1) | Oak Hill Advisors, L.P. ("OHA") is an advisor to client accounts (directly or indirectly through a subsidiary) which own, in the aggregate, 28,823,576 shares of Common Units. OHA Emerge Equity BL, LLC is a special purpose investment vehicle wholly owned by client accounts which owns, in the aggregate, 20,061,209 shares of Common Units. No OHA client account, directly or indirectly, owns more than 10% of the issued and outstanding shares of Common Units. |
| (2) | Oak Hill Advisors, L.P. ("OHA") is an advisor to client accounts (directly or indirectly through a subsidiary) which own, in the aggregate, 31,395,348 shares of Preferred Interests. OHA Emerge Equity BL, LLC is a special purpose investment vehicle wholly owned by client accounts which owns, in the aggregate, 21,851,163 shares of Preferred Interests. No OHA client account, directly or indirectly, owns more than 10% of the issued and outstanding shares of Preferred Interests. |
| (3) | Oak Hill Advisors GenPar, L.P. is the general partner of OHA. Oak Hill Advisors MGP, Inc. is the managing general partner of Oak Hill Advisors GenPar, L.P. Mr. Glenn R. August controls OHA, OHA Emerge Equity BL, LLC, Oak Hill Advisors GenPar, L.P. and Oak Hill Advisors MGP, Inc. and may be deemed to have an indirect beneficial interest. OHA receives, directly and indirectly, management fees or incentive fees with respect to certain accounts that it advises. None of such fees constitute an indirect pecuniary interest for purposes of Rule 16a-1.. |
| (4) | Pursuant to Rule 16a-1 under the Exchange Act of 1934, as amended (the "Act"), the reporting persons shall be deemed to be the indirect beneficial owner of the securities beneficially owned by the OHA client accounts only to the extent of their respective pecuniary interest. Pursuant to Rule 16a-1(a)(4) under the Act, this filing shall not be deemed an admission that the reporting persons are, for purposes of Section 16 of the Act or otherwise, the beneficial owners of any securities owned by the OHA client accounts, in each case except to the extent of such pecuniary interest |
Reporting Owners
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| Reporting Owner Name / Address | Relationships |
| Director | 10% Owner | Officer | Other |
OAK HILL ADVISORS LP
1114 AVENUE OF THE AMERICAS, 27TH FLOOR
NEW YORK, NY 10036 |
| X |
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Oak Hill Advisors GenPar, L.P.
1114 AVENUE OF THE AMERICAS, 27TH FLOOR
NEW YORK, NY 10036 |
| X |
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Oak Hill Advisors MGP, Inc.
1114 AVENUE OF THE AMERICAS, 27TH FLOOR
NEW YORK, NY 10036 |
| X |
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AUGUST GLENN R
1114 AVENUE OF THE AMERICAS, 27TH FLOOR
NEW YORK, NY 10036 |
| X |
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OHA Emerge Equity BL, LLC
1114 AVENUE OF THE AMERICAS, 27TH FLOOR
NEW YORK, NY 10036 |
| X |
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Signatures
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| /s/ Glenn R. August of Oak Hill Advisors, L.P. | | 3/5/2020 |
| **Signature of Reporting Person | Date |
| /s/ Glenn R. August of Oak Hill Advisors GenPar, L.P. | | 3/5/2020 |
| **Signature of Reporting Person | Date |
| /s/ Glenn R. August of Oak Hill Advisors MGP, Inc. | | 3/5/2020 |
| **Signature of Reporting Person | Date |
| /s/ Glenn R. August | | 3/5/2020 |
| **Signature of Reporting Person | Date |
| /s/ Glenn R. August of OHA Emerge Equity BL, LLC | | 3/5/2020 |
| **Signature of Reporting Person | Date |
EMERGE ENERGY SERVICES LP (NYSE:EMES)
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