Amended Statement of Ownership (sc 13g/a)
14 Fevereiro 2022 - 7:19PM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE
13G
(Amendment
No. 1)*
Under
the Securities Exchange Act of 1934
EVe
Mobility Acquisition Corp.
|
(Name
of Issuer)
|
|
Class
A Common Stock, par value $0.0001 per share
|
(Titles
of Class of Securities)
|
|
G3218G
109
|
(CUSIP
Number)
|
|
December
31, 2021
|
(Date
of Event Which Requires Filing of this Statement)
|
Check
the appropriate box to designate the rule pursuant to which this Schedule is filed:
☐
|
Rule
13d-1(b)
|
☒
|
Rule
13d-1(c)
|
☐
|
Rule
13d-1(d)
|
|
*
|
The
remainder of this cover page shall be filled out of a reporting person’s initial filing on this form with respect to the subject
class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover
page.
|
The
information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18
of the Securities Exchange Act of 1934, as amended (the “Act”) or otherwise subject to the liabilities of that section of
the Act but shall be subject to all other provisions of the Act (however, see the Notes).
CUSIP
No. G3218G 109
|
SCHEDULE
13G
|
Page
2 of 11
|
1
|
NAME OF REPORTING PERSON OR
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Cantor Fitzgerald Securities
|
|
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) ☐
(b) ☐
|
3
|
SEC USE ONLY
|
|
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
New York
|
|
NUMBER OF SHARES BENEFICIALLY OWNED
BY EACH REPORTING PERSON
WITH
|
5
|
SOLE VOTING POWER
0
|
6
|
SHARED VOTING POWER
1,540,000*
|
7
|
SOLE DISPOSITIVE POWER
0
|
8
|
SHARED DISPOSITIVE POWER
1,540,000*
|
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,540,000*
|
|
10
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
|
☐
|
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
6.2%
|
|
12
|
TYPE OF REPORTING PERSON
PN
|
|
FOOTNOTE:
|
*
|
Consists
of 1,540,000 shares of common stock, currently held in units.
|
CUSIP
No. G3218G 109
|
SCHEDULE
13G
|
Page
3 of 11
|
1
|
NAME OF REPORTING PERSON OR
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Cantor Fitzgerald & Co.
|
|
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) ☐
(b) ☐
|
3
|
SEC USE ONLY
|
|
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
New York
|
|
NUMBER OF
SHARES
BENEFICIALLY OWNED
BY EACH REPORTING
PERSON
WITH
|
5
|
SOLE VOTING POWER
0
|
6
|
SHARED VOTING POWER
157,143 *
|
7
|
SOLE DISPOSITIVE POWER
0
|
8
|
SHARED DISPOSITIVE POWER
157,143 *
|
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
157,143 *
|
|
10
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
|
☐
|
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.6%
|
|
12
|
TYPE OF REPORTING PERSON
BD
|
|
FOOTNOTE:
|
*
|
Consists of 157,143 shares of common stock, currently held in
units.
|
CUSIP
No. G3218G 109
|
SCHEDULE
13G
|
Page
4 of 11
|
1
|
NAME OF REPORTING PERSON OR
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Cantor Fitzgerald, L.P.
|
|
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) ☐
(b) ☐
|
3
|
SEC USE ONLY
|
|
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
|
|
NUMBER OF
SHARES
BENEFICIALLY OWNED
BY EACH REPORTING
PERSON
WITH
|
5
|
SOLE VOTING POWER
0
|
6
|
SHARED VOTING POWER
1,697,143 *
|
7
|
SOLE DISPOSITIVE POWER
0
|
8
|
SHARED DISPOSITIVE POWER
1,697,143 *
|
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,697,143 *
|
|
10
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
|
☐
|
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
6.8%
|
|
12
|
TYPE OF REPORTING PERSON
PN
|
|
FOOTNOTES:
|
*
|
Consists
of 1,697,143 shares of common stock, currently held in units.
|
CUSIP
No. G3218G 109
|
SCHEDULE
13G
|
Page
5 of 11
|
1
|
NAME OF REPORTING PERSON OR
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
CF Group Management, Inc.
|
|
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) ☐
(b) ☐
|
3
|
SEC USE ONLY
|
|
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
New York
|
|
NUMBER OF
SHARES
BENEFICIALLY OWNED
BY EACH REPORTING
PERSON
WITH
|
5
|
SOLE VOTING POWER
0
|
6
|
SHARED VOTING POWER
1,697,143 *
|
7
|
SOLE DISPOSITIVE POWER
0
|
8
|
SHARED DISPOSITIVE POWER
1,697,143 *
|
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,697,143 *
|
|
10
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
|
☐
|
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
6.8%
|
|
12
|
TYPE OF REPORTING PERSON
CO
|
|
FOOTNOTES:
|
*
|
Consists
of 1,697,143 shares of common stock, currently held in units.
|
CUSIP
No. G3218G 109
|
SCHEDULE
13G
|
Page
6 of 11
|
1
|
NAME OF REPORTING PERSON OR
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Howard W. Lutnick
|
|
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) ☐
(b) ☐
|
3
|
SEC USE ONLY
|
|
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
United States
|
|
NUMBER OF
SHARES
BENEFICIALLY OWNED
BY EACH REPORTING
PERSON
WITH
|
5
|
SOLE VOTING POWER
0
|
6
|
SHARED VOTING POWER
1,697,143 *
|
7
|
SOLE DISPOSITIVE POWER
0
|
8
|
SHARED DISPOSITIVE POWER
1,697,143 *
|
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,697,143 *
|
|
10
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
|
☐
|
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
6.8%
|
|
12
|
TYPE OF REPORTING PERSON
IN
|
|
FOOTNOTE:
|
*
|
Consists
of 1,697,143 shares of common stock, currently held in units.
|
CUSIP
No. G3218G 109
|
SCHEDULE
13G
|
Page
7 of 11
|
Item 1(a).
|
Name of
Issuer:
|
|
|
|
EVe Mobility Acquisition
Corp.
|
|
|
Item 1(b).
|
Address of Issuer’s
Principal Executive Offices:
|
|
|
|
4001
KENNETT PIKE, SUITE 302
WILIMNGTON
DE 19807
|
|
|
Item 2(a).
|
Name of Person Filing:
|
|
|
|
Cantor
Fitzgerald Securities, Cantor Fitzgerald & Co., Cantor Fitzgerald, L.P., CF Group Management, Inc. and Howard W. Lutnick
(collectively, the “Reporting Persons”).
The
filing of this statement should not be construed as an admission that any of the foregoing persons or the Reporting Person is, for
the purposes of Section 13 of the Act, the beneficial owner of the shares of Class A Common Stock reported herein.
|
Item 2(b).
|
Address of Principal
Business Office or, if none, Residence:
|
|
|
|
110
East 59th Street
New
York, New York 10022
|
Item 2(c).
|
Citizenship:
|
|
|
|
Each of Cantor Fitzgerald
Securities and Cantor Fitzgerald & Co. is a general partnership formed in New York. Cantor Fitzgerald, L.P. is a Delaware limited
partnership, CF Group Management, Inc. is a New York corporation and Mr. Lutnick is a citizen of the United States of America.
|
|
|
Item 2(d).
|
Titles of Classes of
Securities:
|
|
|
|
Class A Common Stock,
par value $0.0001 per share.
|
|
|
Item 2(e).
|
CUSIP Number:
|
|
|
|
G3218G 109
|
Item
3.
|
If
This Statement is Filed Pursuant to Rule 13d-1(b), or 13d-2(b) or (c),
Check
Whether the Person Filing is a(n):
|
|
(a)
|
☐
|
Broker
or dealer registered under Section 15 of the Exchange Act (15 U.S.C. 78o).
|
|
(b)
|
☐
|
Bank
as defined in Section 3(a)(6) of the Exchange Act (15 U.S.C. 78c).
|
|
(c)
|
☐
|
Insurance
company as defined in Section 3(a)(19) of the Exchange Act (15 U.S.C. 78c).
|
|
(d)
|
☐
|
Investment
company registered under Section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8).
|
|
(e)
|
☐
|
Investment
adviser in accordance with §240.13d-1(b)(1)(ii)(E).
|
|
(f)
|
☐
|
Employee
benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F).
|
|
(g)
|
☐
|
Parent
holding company or control person in accordance with §240.13d-1(b)(1)(ii)(G).
|
|
(h)
|
☐
|
Savings
association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813).
|
|
(i)
|
☐
|
Church
plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act of 1940 (15
U.S.C. 80a-3).
|
|
(j)
|
☐
|
Non-U.S.
institution, in accordance with § 240.13d-1(b)(1)(ii)(J).
|
|
(k)
|
☐
|
Group
in accordance with §240.13d-1(b)(1)(ii)(K).
|
|
|
|
|
|
If
filing as a non-U.S. institution in accordance with §240. 13d-1(b)(1)(ii)(J), please specify the type of institution: __________
|
CUSIP
No. G3218G 109
|
SCHEDULE
13G
|
Page
8 of 11
|
Item 4.
|
Ownership
|
|
The
responses to Items 5-11 of the cover pages of this Schedule 13G are incorporated herein by reference.
As
of December 31, 2021, the Reporting Persons may be deemed to beneficially own an aggregate of 1,697,143 shares of Class A Common
Stock, par value $0.0001 per share (“Common Stock”) of Phoenix Biotech Acquisition Corp. (the “Issuer”),
representing 6.8% of the Issuer’s outstanding Common Stock.
The
percentage of the Common Stock held by the Reporting Persons is based on 25,000,000 shares of Common Stock outstanding as of December
17, 2021 as reported in the Issuer’s Form 8-K dated December 14, 2021 filed with the Securities and Exchange Commission on
December 17, 2021 and assumes no exercise of all the warrants held by the Reporting Persons.
Cantor
Fitzgerald Securities ("CFS") and Cantor Fitzgerald & Co. ("CF&CO") are each the record holder of certain
of the securities reported herein. CFS owns 1,540,000 shares of Common Stock and CF&CO owns 157,143 shares of Common Stock of
the Issuer.
CF
Group Management, Inc. (“CFGM”) is the managing general partner of Cantor Fitzgerald, L.P. ("Cantor") and
directly or indirectly controls the managing general partners of CFS and CF&CO. Mr. Lutnick is Chairman and Chief Executive of
CFGM and trustee of CFGM's sole stockholder. Cantor, indirectly, holds a majority of the
ownership interests of each of CFS and CF&CO. As such, each of Cantor, CFGM and Mr. Lutnick may be deemed to have beneficial
ownership of the securities directly held by CFS and CF&CO. Each such entity or person disclaims any beneficial ownership of the
reported shares other than to the extent of any pecuniary interest they may have therein, directly or indirectly.
|
CUSIP
No. G3218G 109
|
SCHEDULE
13G
|
Page
9 of 11
|
Item 5.
|
Ownership
of Five Percent or Less of a Class.
|
|
|
|
If this statement is being
filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five
percent of the class of securities, check the following ☐.
|
|
|
Item 6.
|
Ownership of More than
Five Percent on Behalf of Another Person.
|
|
|
|
Not Applicable.
|
|
|
Item 7.
|
Identification
and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding
Company.
|
|
|
|
Not Applicable.
|
|
|
Item 8.
|
Identification and
Classification of Members of the Group.
|
|
|
|
Not Applicable.
|
|
|
Item 9.
|
Notice of Dissolution
of Group.
|
|
|
|
Not Applicable.
|
|
|
Item 10.
|
Certification.
|
By
signing below the undersigned certifies that, to the best of his or its knowledge and belief, the securities referred to above were not
acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities
and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect, other
than activities solely in connection with a nomination under § 240.14a-11.
CUSIP
No. G3218G 109
|
SCHEDULE
13G
|
Page
10 of 11
|
SIGNATURE
After
reasonable inquiry and to the best of my knowledge and belief, each of the undersigned certifies that the information set forth in this
statement is true, complete and correct.
Dated:
February 14, 2022
|
CANTOR
FITRZGERALD SECURITIES
|
|
|
|
By:
|
/s/
Howard W. Lutnick
|
|
|
Name:
|
Howard
W. Lutnick
|
|
|
Title:
|
Chief
Executive Officer
|
|
CANTOR
FITZGERALD & CO.
|
|
|
|
By:
|
/s/
Howard W. Lutnick
|
|
|
Name:
|
Howard
W. Lutnick
|
|
|
Title:
|
Chief
Executive Officer
|
|
CANTOR
FITZGERALD, L.P.
|
|
|
|
By:
|
/s/
Howard W. Lutnick
|
|
|
Name:
|
Howard
W. Lutnick
|
|
|
Title:
|
Chief
Executive Officer
|
|
CF
GROUP MANAGEMENT, INC.
|
|
|
|
By:
|
/s/
Howard W. Lutnick
|
|
|
Name:
|
Howard
W. Lutnick
|
|
|
Title:
|
Chief
Executive Officer
|
|
|
|
By:
|
/s/
Howard W. Lutnick
|
|
|
Howard
W. Lutnick
|
[Schedule
13G/A Amendment 1 – EVe Mobility Acquisition Corp. – February 2022]
CUSIP
No. G3218G 109
|
SCHEDULE
13G
|
Page
11 of 11
|
Exhibit
Index
Eve Mobility Acquisition (NYSE:EVE)
Gráfico Histórico do Ativo
De Abr 2024 até Mai 2024
Eve Mobility Acquisition (NYSE:EVE)
Gráfico Histórico do Ativo
De Mai 2023 até Mai 2024