UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

________

 

FORM N-Q

________

 

QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED

MANAGEMENT INVESTMENT COMPANY

 

Investment Company Act file number 811-22263

 

Exchange Traded Concepts Trust

(Exact name of Registrant as specified in charter)

________

 

 

2545 S. Kelly Avenue, Suite C

Edmond, OK 73013

(Address of principal executive offices) (Zip code)

 

SEI Investments Global Fund Services

One Freedom Valley Drive

Oaks, PA 19456

(Name and address of agent for service)

 

Registrant’s telephone number, including area code: 1-405-778-8377

 

Date of fiscal year end: November 30, 2012

 

Date of reporting period: August 31, 2012

 

 

 

 
 

  

Item 1. Schedule of Investments

Exchange Traded Concepts  

Schedule of Investments ● Yorkville High Income MLP ETF

 

 

 

August 31, 2012 (Unaudited)

 

Description   Shares     Market Value  
             
MASTER LIMITED PARTNERSHIPS — 89.8%            
             
Energy — 61.1%                
Alliance Holdings GP     27,875     $ 1,349,150  
Alliance Resource Partners     45,042       2,789,451  
BreitBurn Energy Partners     175,072       3,426,159  
Capital Product Partners     200,344       1,542,649  
Global Partners     61,680       1,550,635  
Inergy     182,245       3,929,202  
Legacy Reserves     112,679       3,142,617  
Linn Energy     92,271       3,668,695  
Martin Midstream Partners     69,167       2,353,061  
Natural Resource Partners     124,761       2,582,553  
Pioneer Southwest Energy                
Partners     120,209       3,077,350  
PVR Partners     128,614       3,133,037  
QR Energy     65,055       1,162,533  
Rhino Resource Partners     73,024       1,139,905  
Teekay Offshore Partners     80,346       2,281,023  
Vanguard Natural Resources     122,266       3,499,253  
              40,627,273  
Industrials — 3.2%                
Navios Maritime Partners     149,318       2,160,632  
                 
Materials — 9.8%                
CVR Partners     117,129       3,002,016  
Terra Nitrogen     15,913       3,502,292  
              6,504,308  
Utilities — 15.7%                
AmeriGas Partners     76,269       3,265,839  
Ferrellgas Partners     197,868       4,056,294  
Suburban Propane Partners     80,469       3,114,150  
              10,436,283  
Total Master Limited
Partnerships
(Cost $58,425,811) 		            59,728,496  
                 
ROYALTY TRUSTS — 10.7%                
                 
Energy — 10.7%                
BP Prudhoe Bay Royalty                
Trust     27,989       2,472,268  
Enduro Royalty Trust     118,866       2,169,305  
San Juan Basin Royalty Trust     180,847       2,463,136  
Total Royalty Trusts
(Cost $8,494,539) 		            7,104,709  
Total Investments - 100.50%                
(Cost $66,920,350) †           $ 66,833,205  

 

Percentages are based on Net Assets of $66,513,907.

 

GP – General Partner

 

† At August 31, 2012, the tax basis cost of the Fund's investments was $66,920,350, and the unrealized appreciation and depreciation were $2,881,541 and $(2,968,686,) respectively.

 

For information regarding the Fund's policy regarding valuation of investments and other significant accounting policies, please refer to the Fund's most recent semi-annual financial statements.

 

 

As of August 31, 2012, all of the Fund's investments were considered Level 1, in accordance with ASC-820.

 

There have been no transfers between Level 1 & Level 2 assets and liabilities. It is the Fund’s policy to recognize transfers into and out of Level 1 and Level 2 at the end of the reporting period.

 

 

YCM-QH-001-0100

 

 
 

 

 

Item 2. Controls and Procedures

 

(a) The Registrant’s principal executive and principal financial officers, or persons performing similar functions, have concluded that the Registrant’s disclosure controls and procedures (as defined in Rule 30a-3(c) under the Investment Company Act of 1940 (the “1940 Act”)) are effective, based on the evaluation of these controls and procedures required by Rule 30a-3(b) under the 1940 Act and Rules 13a-15(b) or 15d-15(b) under the Securities Exchange Act of 1934 as of a date within 90 days of the filing date of this report.

 

(b) There were no significant changes in the Registrant’s internal control over financial reporting (as defined in Rule 30a-3(d) under the 1940 Act) that occurred during the Registrant’s last fiscal quarter that have materially affected, or are reasonably likely to materially affect, the Registrant’s internal control over financial reporting.

 

Item 3. Exhibits.

 

(a) A separate certification for the principal executive officer and the principal financial officer of the Registrant as required by Rule 30a-2(a) under the Investment Company Act of 1940, as amended (17 CFR 270.30a-2(a)), are filed herewith.

 

 

 

 

 

 
 

  

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934 and the Investment Company Act of 1940, the Registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

(Registrant)   Exchange Traded Concepts Trust
     
     
By (Signature and Title)   /s/ J. Garrett Stevens              
  J. Garrett Stevens, President

  

Date: October 24, 2012

  

Pursuant to the requirements of the Securities Exchange Act of 1934 and the Investment Company Act of 1940, this report has been signed below by the following persons on behalf of the Registrant and in the capacities and on the dates indicated.

 

 

By (Signature and Title)   /s/ J. Garrett Stevens              
  J. Garrett Stevens, President

 

Date: October 24, 2012

 

By (Signature and Title)   /s/ Richard Hogan
  Richard Hogan, Treasurer

 

Date: October 24, 2012

 

 

 

 

 

 

 

 

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