Amended Statement of Beneficial Ownership (3/a)
01 Julho 2021 - 6:06PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
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Miotto Neil |
2. Date of Event Requiring Statement (MM/DD/YYYY)
5/5/2020
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3. Issuer Name and Ticker or Trading Symbol
Lightning eMotors, Inc. [ZEV]
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(Last)
(First)
(Middle)
C/O LIGHTNING EMOTORS, INC., 1731 EMBARCADERO ROAD, SUITE 200 |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
__X__ Director ___X___ 10% Owner _____ Officer (give title below) _____ Other (specify below)
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(Street)
PALO ALTO, CA 94303
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY) 5/5/2020
| 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock | 5735000 (1) | I | By GigAcquisitions3, LLC (see note below) (2) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 4) | 2. Date Exercisable and Expiration Date (MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
(1) | Includes 750,000 shares of Common Stock that were subject to forfeiture depending on the extent to which the underwriters' over-allotment is exercised. The underwriters' over-allotment was not exercised and the forfeiture is reported on the Form 4 filed on July 1, 2021. |
(2) | The Common Stock is held directly by GigAcquisitions3, LLC (the "Sponsor"). Mr. Miotto is a member of GigFounders, LLC, which has a financial and voting interest in the Sponsor as a member of the Sponsor and that entities this partnership to participate in any economic return of the Sponsor in accordance with terms negotiated with the other holders of financial and voting interests in the Sponsor. Accordingly, the shares of Common Stock held by the Sponsor. Subject to the interests of such other holders, are indirectly and beneficially owned by Mr. Miotto by virtue of his financial interest in GigFounders, LLC. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Miotto Neil C/O LIGHTNING EMOTORS, INC. 1731 EMBARCADERO ROAD, SUITE 200 PALO ALTO, CA 94303 | X | X |
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Signatures
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Neil Miotto | | 7/1/2021 |
**Signature of Reporting Person | Date |
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