Current Report Filing (8-k)
26 Junho 2023 - 5:47PM
Edgar (US Regulatory)
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (date of earliest event reported): June 25, 2023
JPMorgan Chase & Co.
(Exact name of registrant as specified in its charter)
| | | | | | | | | | | | | | |
Delaware | 1-5805 | 13-2624428 |
(State or other jurisdiction of incorporation or organization) | (Commission File Number) | (I.R.S. employer identification no.) |
| | | | |
383 Madison Avenue, | | | |
New York, | New York | | | 10179 |
(Address of principal executive offices) | | | (Zip Code) |
Registrant’s telephone number, including area code: (212) 270-6000
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
| | | | | | | | |
☐ | | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
| | | | | | | | |
☐ | | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| | | | | | | | |
☐ | | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| | | | | | | | |
☐ | | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Securities registered pursuant to Section 12(b) of the Act:
| | | | | | | | |
Title of each class | Trading Symbol(s) | Name of each exchange on which registered |
Common stock | JPM | The New York Stock Exchange |
Depositary Shares, each representing a one-four hundredth interest in a share of 5.75% Non-Cumulative Preferred Stock, Series DD | JPM PR D | The New York Stock Exchange |
Depositary Shares, each representing a one-four hundredth interest in a share of 6.00% Non-Cumulative Preferred Stock, Series EE | JPM PR C | The New York Stock Exchange |
Depositary Shares, each representing a one-four hundredth interest in a share of 4.75% Non-Cumulative Preferred Stock, Series GG | JPM PR J | The New York Stock Exchange |
Depositary Shares, each representing a one-four hundredth interest in a share of 4.55% Non-Cumulative Preferred Stock, Series JJ | JPM PR K | The New York Stock Exchange |
Depositary Shares, each representing a one-four hundredth interest in a share of 4.625% Non-Cumulative Preferred Stock, Series LL | JPM PR L | The New York Stock Exchange |
Depositary Shares, each representing a one-four hundredth interest in a share of 4.20% Non-Cumulative Preferred Stock, Series MM | JPM PR M | The New York Stock Exchange |
Alerian MLP Index ETNs due May 24, 2024 | AMJ | NYSE Arca, Inc. |
Guarantee of Callable Fixed Rate Notes due June 10, 2032 of JPMorgan Chase Financial Company LLC | JPM/32 | The New York Stock Exchange |
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 8.01 Other Events
James S. Crown, a member of the Board of Directors of JPMorgan Chase & Co. since 2004, passed away on June 25, 2023. Mr. Crown also served as a director of JPMorgan Chase Bank, N.A. and a manager of JPMorgan Chase Holdings LLC.
A copy of an internal communication regarding Mr. Crown is attached hereto as Exhibit 99.1.
Item 9.01 Financial Statements and Exhibits
(d) Exhibit
| | | | | | | | |
| | |
Exhibit No. | | Description of Exhibit |
| | |
99.1 | | |
101 | | Pursuant to Rule 406 of Regulation S-T, the cover page is formatted in Inline XBRL (Inline eXtensible Business Reporting Language). |
104 | | Cover Page Interactive Data File (embedded within the Inline XBRL document and included in Exhibit 101). |
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| | |
JPMorgan Chase & Co. |
(Registrant) |
| | | | | |
By: | /s/ John H. Tribolati |
| John H. Tribolati |
| Corporate Secretary |
Remembering Jim Crown June 26, 2023 Dear colleagues, It is with a very heavy heart that I share the news of the unexpected passing of our colleague and friend, Jim Crown. Jim passed away yesterday in an accident in Colorado, leaving us all in shock and mourning. A member of our Board of Directors since 2004, Jim was a director of Bank One Corporation from 1991 to 2004. He has been a trusted advisor to me for nearly 20 years, playing a key role in helping our company navigate numerous business and economic challenges, most recently serving on our Public Responsibility and Risk Committees. Jim’s business acumen was widely known and appreciated. He joined Henry Crown and Company, a privately owned company that invests in public and private securities, real estate and operating companies, in 1985. He had been its Chairman and Chief Executive Officer since 2018. Jim’s many contributions extended well beyond business. He was a generous supporter of numerous organizations that uplifted our communities. Among many other important roles, he served as the Chairman of the Board of Trustees of the Aspen Institute and was a Trustee of the Museum of Science and Industry and of the University of Chicago. We extend our deepest condolences to Jim's family and loved ones during this incredibly difficult time. Our thoughts are also with all of you who knew and loved Jim as much as I did. His heart and his wisdom will be profoundly missed. Chairman and CEO
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This regulatory filing also includes additional resources:
rememberingjimcrown.pdf
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