- Securities Registration (section 12(b)) (8-A12B)
06 Abril 2010 - 5:45PM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
DC 20549
FOR
REGISTRATION OF CERTAIN CLASSES OF SECURITIES
PURSUANT
TO SECTION 12(b) OR (g) OF THE
SECURITIES
EXCHANGE ACT OF 1934
Javelin
Exchange-Traded Trust
|
(Exact
name of registrant as specified in its charter)
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|
Delaware
|
|
See
below
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(State of incorporation or
organization)
|
|
(I.R.S. Employer Identification
No.)
|
|
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33
Witherspoon Street, Princeton, New
Jersey 08542
|
(Address
of principal executive offices)
(Zip
Code)
|
Securities
to be registered to Section 12(b) of the
Act:
|
Title
of each class
to
be so registered
|
|
Name
of each exchange on which
each
class is to be registered
|
Shares
of beneficial interest, $0.0001 par value per share
|
|
NYSE
Arca
|
|
|
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If
this form relates to the registration of a class of securities pursuant to
Section 12(b) of the Exchange Act and is
|
effective
pursuant to General Instruction A.(c), check the following
box.
|
þ
|
|
|
If
this form relates to the registration of a class of securities pursuant to
Section 12(g) of the Exchange Act and is
|
effective
pursuant to General Instruction A.(d), check the following
box.
|
o
|
|
|
Securities
Act registration statement file number to which this form relates:
333-156034
|
|
Securities
to be registered pursuant to Section 12(g) of the
Act:
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Item
1. Description of Registrant’s Securities to be Registered.
A
description of the shares of beneficial interest, $0.0001 par value, of Javelin
Exchange-Traded Trust (the “Trust”) to be registered hereunder is set forth in
the Trust’s Registration Statement on Form N-1A (Commission File Nos.
333-156024; 811-22125), as filed on March 23, 2010 (“Registration Statement”),
which the series of description is incorporated herein by
reference.
The
series of the Trust that is registering securities, and its I.R.S. Employer
Identification Number, are as follows:
JETS
sm
Contrarian Opportunities Index
Fund
20-7484418
Item
2. Exhibits.
|
1.
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The
Trust’s Agreement and Declaration of Trust is included as Exhibit (a)(2)
to the Trust’s Registration Statement on form N-1A (Commission File Nos.
333-156024; 811-22125), as filed on December 9, 2008 and incorporated
herein by reference.
|
|
2.
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The
Trust’s By-Laws are included as Exhibit (b) to Pre-Effective Amendment No.
1 to the Trust’s Registration Statement on Form N-1A (Commission File Nos.
333-156024; 811-22125), as filed on May 13, 2009, and incorporated herein
by reference.
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SIGNATURE
Pursuant
to the requirements of Section 12 of the Securities Exchange Act of 1934, the
Registrant has duly caused this registration statement to be signed on its
behalf by the undersigned, thereto duly authorized.
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Javelin
Exchange-Traded Trust
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Date:
April 6, 2010
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By:
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/s/ Brinton W. Frith
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Name:
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Brinton
W. Frith
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Title:
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Chairman/President
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