|
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|
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|
|
|
Portfolio of Investments (Unaudited)
|
|
|
|
|
|
|
|
|
|
|
|
Nuveen Select Quality Municipal Fund, Inc. (NQS)
|
|
|
|
|
|
January 31, 2014
|
|
|
|
|
|
Principal
|
|
|
Optional Call
|
|
|
Amount (000)
|
|
Description (1)
|
Provisions (2)
|
Ratings (3)
|
Value
|
|
|
LONG-TERM INVESTMENTS – 152.7% (100.0% of Total Investments)
|
|
|
|
|
|
MUNICIPAL BONDS – 152.7% (100.0% of Total Investments)
|
|
|
|
|
|
Alaska – 1.7% (1.1% of Total Investments)
|
|
|
|
$ 500
|
|
Alaska Housing Finance Corporation, General Housing Purpose Bonds, Series 2005A, 5.000%,
|
12/14 at 100.00
|
AA+
|
$ 515,935
|
|
|
12/01/26 – FGIC Insured (UB)
|
|
|
|
6,000
|
|
Alaska Housing Finance Corporation, General Housing Purpose Bonds, Series 2005B-2, 5.250%,
|
6/15 at 100.00
|
AA+
|
6,399,000
|
|
|
12/01/30 – NPFG Insured
|
|
|
|
1,675
|
|
Northern Tobacco Securitization Corporation, Alaska, Tobacco Settlement Asset-Backed Bonds,
|
6/14 at 100.00
|
Ba1
|
1,580,111
|
|
|
Series 2006A, 4.625%, 6/01/23
|
|
|
|
8,175
|
|
Total Alaska
|
|
|
8,495,046
|
|
|
Arizona – 2.9% (1.9% of Total Investments)
|
|
|
|
2,300
|
|
Phoenix Civic Improvement Corporation, Arizona, Senior Lien Airport Revenue Bonds, Series
|
7/18 at 100.00
|
AA–
|
2,444,049
|
|
|
2008A, 5.000%, 7/01/33
|
|
|
|
2,500
|
|
Phoenix Civic Improvement Corporation, Arizona, Subordinate Excise Tax Revenue Bonds, Civic
|
No Opt. Call
|
AA
|
2,597,625
|
|
|
Plaza Expansion Project, Series 2005A, 5.000%, 7/01/35 – FGIC Insured
|
|
|
|
1,000
|
|
Pima County Industrial Development Authority, Arizona, Revenue Bonds, Tucson Electric Power
|
10/20 at 100.00
|
Baa1
|
1,022,480
|
|
|
Company, Series 2010A, 5.250%, 10/01/40
|
|
|
|
8,000
|
|
Salt Verde Financial Corporation, Arizona, Senior Gas Revenue Bonds, Citigroup Energy Inc
|
No Opt. Call
|
A–
|
8,099,920
|
|
|
Prepay Contract Obligations, Series 2007, 5.000%, 12/01/37
|
|
|
|
750
|
|
Scottsdale Industrial Development Authority, Arizona, Hospital Revenue Bonds, Scottsdale
|
4/14 at 100.00
|
A2
|
750,330
|
|
|
Healthcare, Series 2008A, 5.250%, 9/01/30
|
|
|
|
14,550
|
|
Total Arizona
|
|
|
14,914,404
|
|
|
Arkansas – 0.4% (0.2% of Total Investments)
|
|
|
|
1,710
|
|
Little Rock, Arkansas, Hotel and Restaurant Gross Receipts Tax Refunding Bonds, Series 1993,
|
No Opt. Call
|
A2
|
1,782,282
|
|
|
7.375%, 8/01/15
|
|
|
|
|
|
California – 16.7% (10.9% of Total Investments)
|
|
|
|
5,000
|
|
Bay Area Toll Authority, California, Revenue Bonds, San Francisco Bay Area Toll Bridge, Series
|
4/23 at 100.00
|
A+
|
5,256,750
|
|
|
2013S-4, 5.000%, 4/01/38
|
|
|
|
|
|
Calexico Unified School District, Imperial County, California, General Obligation Bonds, Series 2005B:
|
|
|
|
3,685
|
|
0.000%, 8/01/31 – FGIC Insured
|
No Opt. Call
|
A
|
1,255,148
|
4,505
|
|
0.000%, 8/01/33 – FGIC Insured
|
No Opt. Call
|
A
|
1,302,711
|
2,820
|
|
California County Tobacco Securitization Agency, Tobacco Settlement Asset-Backed Bonds, Sonoma
|
6/15 at 100.00
|
B–
|
2,577,621
|
|
|
County Tobacco Securitization Corporation, Series 2005, 5.000%, 6/01/26
|
|
|
|
815
|
|
California State Public Works Board, Lease Revenue Bonds, Various Capital Projects, Series
|
11/23 at 100.00
|
A2
|
848,456
|
|
|
2013I, 5.000%, 11/01/38
|
|
|
|
|
|
California State, General Obligation Bonds, Series 2004:
|
|
|
|
4,000
|
|
5.000%, 6/01/31 – AMBAC Insured
|
12/14 at 100.00
|
AA+
|
4,119,480
|
5,000
|
|
5.000%, 3/01/34 – AMBAC Insured
|
9/14 at 100.00
|
AA+
|
5,103,348
|
1,500
|
|
California State, General Obligation Bonds, Various Purpose Series 2006, 4.500%, 10/01/29
|
10/16 at 100.00
|
A1
|
1,528,425
|
1,550
|
|
California Statewide Community Development Authority, Revenue Bonds, St. Joseph Health System,
|
7/18 at 100.00
|
AA–
|
1,719,648
|
|
|
Series 2007A, 5.750%, 7/01/47 – FGIC Insured
|
|
|
|
1,000
|
|
Coachella Valley Unified School District, Riverside County, California, General Obligation
|
No Opt. Call
|
A1
|
417,130
|
|
|
Bonds, Series 2005A, 0.000%, 8/01/30 – FGIC Insured
|
|
|
|
|
|
Colton Joint Unified School District, San Bernardino County, California, General Obligation
|
|
|
|
|
|
Bonds, Series 2006C:
|
|
|
|
3,200
|
|
0.000%, 2/01/30 – FGIC Insured
|
2/15 at 45.69
|
A+
|
1,394,944
|
6,800
|
|
0.000%, 2/01/35 – FGIC Insured
|
2/15 at 34.85
|
A+
|
2,088,960
|
4,500
|
|
Golden State Tobacco Securitization Corporation, California, Enhanced Tobacco Settlement
|
6/15 at 100.00
|
A2
|
4,412,430
|
|
|
Asset-Backed Revenue Bonds, Series 2005A, 5.000%, 6/01/45
|
|
|
|
7,000
|
|
Golden State Tobacco Securitization Corporation, California, Enhanced Tobacco Settlement
|
6/15 at 100.00
|
A2
|
6,591,340
|
|
|
Revenue Bonds, Tender Option Bonds Trust 2040, 11.919%, 6/01/45 – FGIC Insured (IF)
|
|
|
|
2,500
|
|
Golden State Tobacco Securitization Corporation, California, Tobacco Settlement Asset-Backed
|
6/17 at 100.00
|
B
|
1,920,775
|
|
|
Bonds, Series 2007A-1, 5.000%, 6/01/33
|
|
|
|
4,500
|
|
Hemet Unified School District, Riverside County, California, General Obligation Bonds, Series
|
8/16 at 102.00
|
AA–
|
4,753,350
|
|
|
2008B, 5.125%, 8/01/37 – AGC Insured
|
|
|
|
1,045
|
|
Lake Tahoe Unified School District, El Dorado County, California, General Obligation Bonds,
|
No Opt. Call
|
AA–
|
433,247
|
|
|
Series 2001B, 0.000%, 8/01/31 – NPFG Insured
|
|
|
|
3,000
|
|
Los Angeles County Sanitation Districts Financing Authority, California, Capital Projects
|
10/15 at 100.00
|
AA–
|
3,140,040
|
|
|
Revenue Bonds, District 14, Series 2005, 5.000%, 10/01/34 – FGIC Insured
|
|
|
|
1,160
|
|
Mount San Antonio Community College District, Los Angeles County, California, General
|
8/35 at 100.00
|
AA
|
580,035
|
|
|
Obligation Bonds, Election of 2008, Series 2013A, 0.000%, 8/01/43
|
|
|
|
2,000
|
|
Murrieta Valley Unified School District Public Financing Authority, California, Special Tax
|
9/16 at 100.00
|
AA–
|
2,169,360
|
|
|
Revenue Bonds, Series 2006A, 5.125%, 9/01/26 – AGM Insured
|
|
|
|
3,600
|
|
New Haven Unified School District, Alameda County, California, General Obligation Bonds,
|
No Opt. Call
|
Aa3
|
1,709,748
|
|
|
Series 2004A, 0.000%, 8/01/28 – NPFG Insured
|
|
|
|
2,500
|
|
Palm Springs Unified School District, Riverside County, California, General Obligation Bonds,
|
8/14 at 102.00
|
AA–
|
2,597,925
|
|
|
Series 2006A, 5.000%, 8/01/31 – AGM Insured
|
|
|
|
2,350
|
|
Palomar Pomerado Health Care District, California, Certificates of Participation, Series 2009,
|
11/19 at 100.00
|
Baa3
|
2,407,998
|
|
|
6.750%, 11/01/39
|
|
|
|
1,365
|
|
Palomar Pomerado Health, California, General Obligation Bonds, Election of 2004, Series 2007A,
|
No Opt. Call
|
A+
|
1,061,670
|
|
|
0.000%, 8/01/21 – NPFG Insured
|
|
|
|
2,000
|
|
Pasadena, California, Certificates of Participation, Refunding Series 2008C, 5.000%, 2/01/33
|
2/18 at 100.00
|
AA+
|
2,093,200
|
6,195
|
|
Peralta Community College District, Alameda County, California, General Obligation Bonds,
|
8/17 at 100.00
|
AA–
|
6,535,601
|
|
|
Election of 2006, Series 2007B, 5.000%, 8/01/37 – AGM Insured (UB) (5)
|
|
|
|
6,000
|
|
Placentia-Yorba Linda Unified School District, Orange County, California, Certificates of
|
No Opt. Call
|
A+
|
1,889,400
|
|
|
Participation, Series 2006, 0.000%, 10/01/34 – FGIC Insured
|
|
|
|
5,000
|
|
Riverside County Asset Leasing Corporation, California, Leasehold Revenue Bonds, Riverside
|
No Opt. Call
|
A+
|
2,783,700
|
|
|
County Hospital Project, Series 1997, 0.000%, 6/01/25 – NPFG Insured
|
|
|
|
4,000
|
|
Sacramento Municipal Utility District, California, Electric Revenue Bonds, Series 2004T,
|
5/14 at 100.00
|
AA+ (4)
|
4,056,280
|
|
|
5.000%, 5/15/30 (Pre-refunded 5/15/14) – BHAC Insured
|
|
|
|
3,205
|
|
San Diego Community College District, California, General Obligation Bonds, Series 2005,
|
5/15 at 100.00
|
AA+ (4)
|
3,398,294
|
|
|
5.000%, 5/01/25 (Pre-refunded 5/01/15) – AGM Insured
|
|
|
|
5,000
|
|
Santa Monica Community College District, Los Angeles County, California, General Obligation
|
8/15 at 58.09
|
AA (4)
|
2,890,250
|
|
|
Bonds, Series 2005C, 0.000%, 8/01/26 (Pre-refunded 8/01/15) – NPFG Insured
|
|
|
|
2,460
|
|
Santee School District, County, California, General Obligation Bonds, Capital Appreciation,
|
No Opt. Call
|
AA–
|
870,348
|
|
|
Election 2006, Series 2008D, 0.000%, 8/01/33 – AGC Insured
|
|
|
|
3,000
|
|
Yuma Community College District, California, General Obligation Bonds, Series 2007B, 0.000%,
|
8/17 at 45.45
|
Aa2
|
1,075,440
|
|
|
8/01/33 – AMBAC Insured
|
|
|
|
112,255
|
|
Total California
|
|
|
84,983,052
|
|
|
Colorado – 6.8% (4.4% of Total Investments)
|
|
|
|
3,435
|
|
Colorado Health Facilities Authority, Colorado, Revenue Bonds, Catholic Health Initiatives,
|
7/19 at 100.00
|
A+
|
3,815,083
|
|
|
Series 2009A, 5.500%, 7/01/34
|
|
|
|
1,150
|
|
Colorado Health Facilities Authority, Colorado, Revenue Bonds, Poudre Valley Health System,
|
9/18 at 102.00
|
AA–
|
1,198,956
|
|
|
Series 2005C, 5.250%, 3/01/40 – AGM Insured
|
|
|
|
5,000
|
|
Colorado Health Facilities Authority, Colorado, Revenue Bonds, Sisters of Charity of
|
1/20 at 100.00
|
AA–
|
5,101,100
|
|
|
Leavenworth Health Services Corporation, Series 2010A, 5.000%, 1/01/40
|
|
|
|
1,500
|
|
Colorado Health Facilities Authority, Colorado, Revenue Bonds, Valley View Hospital
|
5/17 at 100.00
|
BBB+
|
1,507,965
|
|
|
Association, Series 2007, 5.250%, 5/15/42
|
|
|
|
1,975
|
|
Denver Convention Center Hotel Authority, Colorado, Revenue Bonds, Convention Center Hotel,
|
11/16 at 100.00
|
BBB–
|
1,948,733
|
|
|
Senior Lien Series 2006, 4.625%, 12/01/30 – SYNCORA GTY Insured
|
|
|
|
|
|
E-470 Public Highway Authority, Colorado, Senior Revenue Bonds, Series 1997B:
|
|
|
|
1,420
|
|
0.000%, 9/01/23 – NPFG Insured
|
No Opt. Call
|
A
|
936,589
|
9,615
|
|
0.000%, 9/01/25 – NPFG Insured
|
No Opt. Call
|
A
|
5,558,815
|
13,000
|
|
E-470 Public Highway Authority, Colorado, Toll Revenue Bonds, Series 2004B, 0.000%, 9/01/34 –
|
9/20 at 45.40
|
A
|
3,912,220
|
|
|
NPFG Insured
|
|
|
|
5,000
|
|
Ebert Metropolitan District, Colorado, Limited Tax General Obligation Bonds, Series 2007,
|
12/17 at 100.00
|
N/R
|
4,549,100
|
|
|
5.350%, 12/01/37 – RAAI Insured
|
|
|
|
|
|
Regional Transportation District, Colorado, Denver Transit Partners Eagle P3 Project Private
|
|
|
|
|
|
Activity Bonds, Series 2010:
|
|
|
|
2,500
|
|
6.500%, 1/15/30
|
7/20 at 100.00
|
Baa3
|
2,724,775
|
3,115
|
|
6.000%, 1/15/34
|
7/20 at 100.00
|
Baa3
|
3,255,300
|
47,710
|
|
Total Colorado
|
|
|
34,508,636
|
|
|
District of Columbia – 2.6% (1.7% of Total Investments)
|
|
|
|
|
|
District of Columbia Tobacco Settlement Corporation, Tobacco Settlement Asset-Backed Bonds,
|
|
|
|
|
|
Series 2001:
|
|
|
|
1,200
|
|
6.250%, 5/15/24
|
5/14 at 100.00
|
A1
|
1,193,904
|
5,580
|
|
6.500%, 5/15/33
|
No Opt. Call
|
Baa1
|
5,912,177
|
5,000
|
|
District of Columbia, General Obligation Bonds, Series 1998B, 6.000%, 6/01/19 – NPFG Insured
|
No Opt. Call
|
Aa2
|
6,148,500
|
11,780
|
|
Total District of Columbia
|
|
|
13,254,581
|
|
|
Florida – 7.2% (4.7% of Total Investments)
|
|
|
|
5,000
|
|
Florida Hurricane Catastrophe Fund, Financial Corporation Revenue Bonds, Series 2010A,
|
No Opt. Call
|
AA
|
5,331,600
|
|
|
5.000%, 7/01/15
|
|
|
|
2,500
|
|
Florida State Board of Education, Full Faith and Credit Education Capital Outlay Bonds, Series
|
No Opt. Call
|
AAA
|
2,542,950
|
|
|
2005B, 5.250%, 6/01/14
|
|
|
|
2,500
|
|
Greater Orlando Aviation Authority, Florida, Airport Facilities Revenue Bonds, Refunding
|
No Opt. Call
|
Aa3
|
2,670,175
|
|
|
Series 2009C, 5.000%, 10/01/34
|
|
|
|
4,000
|
|
Miami-Dade County, Florida, Aviation Revenue Bonds, Miami International Airport, Series 2010B,
|
10/20 at 100.00
|
A
|
4,216,280
|
|
|
5.000%, 10/01/28
|
|
|
|
4,260
|
|
Miami-Dade County, Florida, General Obligation Bonds, Parks Program, Series 2005, 4.300%,
|
11/15 at 100.00
|
AA
|
4,267,242
|
|
|
11/01/30 – NPFG Insured
|
|
|
|
2,500
|
|
Orange County School Board, Florida, Certificates of Participation, Series 2004A, 5.000%,
|
8/14 at 100.00
|
Aa2
|
2,541,925
|
|
|
8/01/29 – AMBAC Insured
|
|
|
|
9,250
|
|
Port Saint Lucie. Florida, Special Assessment Revenue Bonds, Southwest Annexation District 1B,
|
7/17 at 100.00
|
A
|
9,372,655
|
|
|
Series 2007, 5.000%, 7/01/40 – NPFG Insured
|
|
|
|
2,685
|
|
South Broward Hospital District, Florida, Hospital Refunding Revenue Bonds, Memorial Health
|
5/16 at 100.00
|
AA–
|
2,899,263
|
|
|
System, Series 2006, 5.000%, 5/01/21 – NPFG Insured
|
|
|
|
2,500
|
|
South Miami Health Facilities Authority, Florida, Revenue Bonds, Baptist Health Systems of
|
No Opt. Call
|
AA
|
2,591,700
|
|
|
South Florida, Tender Option Bond Trust 11151, 18.164%, 2/15/15 (IF)
|
|
|
|
35,195
|
|
Total Florida
|
|
|
36,433,790
|
|
|
Georgia – 0.6% (0.4% of Total Investments)
|
|
|
|
3,000
|
|
Medical Center Hospital Authority, Georgia, Revenue Anticipation Certificates, Columbus
|
8/18 at 100.00
|
AA–
|
3,270,630
|
|
|
Regional Healthcare System, Inc. Project, Series 2008, 6.500%, 8/01/38 – AGC Insured
|
|
|
|
|
|
Illinois – 18.6% (12.2% of Total Investments)
|
|
|
|
1,470
|
|
Chicago Board of Education, Cook County, Illinois, General Obligation Bonds, Dedicated
|
12/21 at 100.00
|
A+
|
1,434,294
|
|
|
Revenues Series 2011A, 5.000%, 12/01/41
|
|
|
|
|
|
Chicago Board of Education, Illinois, Unlimited Tax General Obligation Bonds, Dedicated Tax
|
|
|
|
|
|
Revenues, Series 1998B-1:
|
|
|
|
4,495
|
|
0.000%, 12/01/25 – FGIC Insured
|
No Opt. Call
|
A+
|
2,481,690
|
3,225
|
|
0.000%, 12/01/31 – FGIC Insured
|
No Opt. Call
|
A+
|
1,177,577
|
1,500
|
|
Chicago Board of Education, Illinois, Unlimited Tax General Obligation Bonds, Dedicated Tax
|
No Opt. Call
|
A+
|
1,651,215
|
|
|
Revenues, Series 1999A, 5.500%, 12/01/26 – FGIC Insured
|
|
|
|
29,144
|
|
Chicago, Illinois, General Obligation Bonds, City Colleges, Series 1999, 0.000%, 1/01/38 –
|
No Opt. Call
|
A+
|
6,861,316
|
|
|
FGIC Insured
|
|
|
|
3,880
|
|
Chicago, Illinois, General Obligation Bonds, Series 2004A, 5.000%, 1/01/34 – AGM Insured
|
4/14 at 100.00
|
AA–
|
3,880,272
|
1,250
|
|
Chicago, Illinois, Motor Fuel Tax Revenue Bonds, Series 2003A, 5.000%, 1/01/33 – AMBAC Insured
|
4/14 at 100.00
|
AA+
|
1,250,613
|
1,825
|
|
Chicago, Illinois, Third Lien General Airport Revenue Bonds, O’Hare International Airport,
|
1/16 at 100.00
|
A
|
1,933,296
|
|
|
Series 2005A, 5.250%, 1/01/26 – NPFG Insured
|
|
|
|
1,500
|
|
Illinois Finance Authority, Revenue Bonds, Central DuPage Health, Series 2009B, 5.500%, 11/01/39
|
11/19 at 100.00
|
AA
|
1,616,610
|
2,000
|
|
Illinois Finance Authority, Revenue Bonds, Children’s Memorial Hospital, Series 2008A, 5.250%,
|
8/18 at 100.00
|
AA–
|
2,032,200
|
|
|
8/15/47 – AGC Insured (UB)
|
|
|
|
1,000
|
|
Illinois Finance Authority, Revenue Bonds, Edward Health Services Corporation, Series 2008A,
|
2/18 at 100.00
|
A
|
1,014,310
|
|
|
5.500%, 2/01/40 – AMBAC Insured
|
|
|
|
2,875
|
|
Illinois Finance Authority, Revenue Bonds, Elmhurst Memorial Healthcare, Series 2008A,
|
1/18 at 100.00
|
Baa2
|
2,971,083
|
|
|
5.625%, 1/01/37
|
|
|
|
1,750
|
|
Illinois Finance Authority, Revenue Bonds, Hospital Sisters Services Inc., Series 2007,
|
No Opt. Call
|
AA–
|
1,899,520
|
|
|
5.000%, 3/15/26
|
|
|
|
1,925
|
|
Illinois Finance Authority, Revenue Bonds, OSF Healthcare System, Series 2007A, 5.750%, 11/15/37
|
11/17 at 100.00
|
A
|
2,008,507
|
10,000
|
|
Illinois Finance Authority, Revenue Bonds, Palos Community Hospital, Series 2010C,
|
5/20 at 100.00
|
AA–
|
10,363,300
|
|
|
5.125%, 5/15/35
|
|
|
|
3,975
|
|
Illinois Finance Authority, Revenue Bonds, Sherman Health Systems, Series 2007A,
|
8/17 at 100.00
|
BBB
|
4,180,269
|
|
|
5.500%, 8/01/37
|
|
|
|
2,500
|
|
Illinois Finance Authority, Revenue Bonds, The University of Chicago Medical Center, Series
|
2/21 at 100.00
|
AA–
|
2,643,950
|
|
|
2011C, 5.500%, 8/15/41 (UB) (5)
|
|
|
|
5,000
|
|
Illinois Finance Authority, Revenue Refunding Bonds, Silver Cross Hospital and Medical
|
8/18 at 100.00
|
BBB+
|
5,096,200
|
|
|
Centers, Series 2008A, 5.500%, 8/15/30
|
|
|
|
2,000
|
|
Illinois Health Facilities Authority, Revenue Bonds, Midwest Care Center I Inc., Series 2001,
|
2/14 at 100.00
|
Aa1
|
2,002,220
|
|
|
5.950%, 2/20/36
|
|
|
|
1,395
|
|
Illinois Toll Highway Authority, Toll Highway Revenue Bonds, Senior Lien Series 2013A,
|
1/23 at 100.00
|
AA–
|
1,437,952
|
|
|
5.000%, 1/01/38
|
|
|
|
8,945
|
|
Lake and McHenry Counties Community Unit School District 118, Wauconda, Illinois, General
|
1/15 at 74.44
|
A1
|
6,457,038
|
|
|
Obligation Bonds, Series 2005B, 0.000%, 1/01/21 – AGM Insured
|
|
|
|
9,000
|
|
McHenry County Community Unit School District 200, Woodstock, Illinois, General Obligation
|
No Opt. Call
|
Aa2
|
6,495,660
|
|
|
Bonds, Series 2006B, 0.000%, 1/15/23 – FGIC Insured
|
|
|
|
2,335
|
|
Metropolitan Pier and Exposition Authority, Illinois, Revenue Bonds, McCormick Place Expansion
|
6/20 at 100.00
|
AAA
|
2,298,317
|
|
|
Project, Refunding Series 2010B-2, 5.000%, 6/15/50
|
|
|
|
|
|
Metropolitan Pier and Exposition Authority, Illinois, Revenue Bonds, McCormick Place Expansion
|
|
|
|
|
|
Project, Series 2002A:
|
|
|
|
6,765
|
|
0.000%, 12/15/23 – NPFG Insured
|
No Opt. Call
|
AAA
|
4,511,917
|
1,100
|
|
0.000%, 12/15/35 – NPFG Insured
|
No Opt. Call
|
AAA
|
336,457
|
3,805
|
|
0.000%, 6/15/41 – NPFG Insured
|
No Opt. Call
|
AAA
|
823,592
|
1,495
|
|
University of Illinois, Auxiliary Facilities Systems Revenue Bonds, Series 2006, 5.000%, 4/01/27
|
4/16 at 100.00
|
AA–
|
1,583,878
|
7,415
|
|
University of Illinois, Auxiliary Facilities Systems Revenue Bonds, Series 2006, 5.000%,
|
4/16 at 100.00
|
Aa3 (4)
|
8,156,871
|
|
|
4/01/27 (Pre-refunded 4/01/16)
|
|
|
|
2,000
|
|
University of Illinois, Health Services Facilities System Revenue Bonds, Series 2013,
|
10/23 at 100.00
|
A
|
2,150,720
|
|
|
6.250%, 10/01/38
|
|
|
|
4,005
|
|
Will County Community Unit School District 201U, Crete-Monee, Illinois, General Obligation
|
No Opt. Call
|
A+
|
3,932,510
|
|
|
Bonds, Capital Appreciation Series 2004, 0.000%, 11/01/15 – FGIC Insured
|
|
|
|
129,574
|
|
Total Illinois
|
|
|
94,683,354
|
|
|
Indiana – 3.8% (2.5% of Total Investments)
|
|
|
|
2,000
|
|
Delaware County Hospital Authority, Indiana, Hospital Revenue Bonds, Cardinal Health System,
|
8/16 at 100.00
|
A3
|
2,050,780
|
|
|
Series 2006, 5.250%, 8/01/36
|
|
|
|
2,750
|
|
Indiana Finance Authority, Wastewater Utility Revenue Bonds, CWA Authority Project, Series
|
10/21 at 100.00
|
AA–
|
2,826,478
|
|
|
2011B, 5.000%, 10/01/41
|
|
|
|
2,225
|
|
Indiana Health and Educational Facilities Financing Authority, Revenue Bonds, Sisters of Saint
|
5/18 at 100.00
|
Aa3
|
2,277,065
|
|
|
Francis Health Services Inc, Series 2006E, 5.250%, 5/15/41 – AGM Insured
|
|
|
|
2,805
|
|
Indiana Health Facility Financing Authority, Hospital Revenue Bonds, Deaconess Hospital Inc.,
|
3/14 at 100.00
|
A+ (4)
|
2,817,314
|
|
|
Series 2004A, 5.375%, 3/01/34 (Pre-refunded 3/01/14) – AMBAC Insured
|
|
|
|
2,000
|
|
Indiana Health Facility Financing Authority, Revenue Bonds, Community Foundation of Northwest
|
3/17 at 100.00
|
A
|
2,073,800
|
|
|
Indiana, Series 2007, 5.500%, 3/01/37
|
|
|
|
2,225
|
|
Indiana Municipal Power Agency, Power Supply Revenue Bonds, Series 2007A, 5.000%, 1/01/42 –
|
1/17 at 100.00
|
A+
|
2,280,625
|
|
|
NPFG Insured
|
|
|
|
3,000
|
|
Indiana Municipal Power Agency, Power Supply System Revenue Refunding Bonds, Series 2006A,
|
1/16 at 100.00
|
AA+
|
3,139,740
|
|
|
5.000%, 1/01/32 – AMBAC Insured
|
|
|
|
1,895
|
|
New Albany-Floyd County School Building Corporation, Indiana, First Mortgage Bonds, Series
|
7/15 at 100.00
|
AA+ (4)
|
2,026,305
|
|
|
2005, 5.000%, 7/15/26 (Pre-refunded 7/15/15) – AGM Insured
|
|
|
|
18,900
|
|
Total Indiana
|
|
|
19,492,107
|
|
|
Iowa – 1.9% (1.3% of Total Investments)
|
|
|
|
|
|
Iowa Finance Authority, Iowa, Midwestern Disaster Area Revenue Bonds, Iowa Fertilizer Company
|
|
|
|
|
|
Project, Series 2013:
|
|
|
|
2,000
|
|
5.000%, 12/01/19
|
No Opt. Call
|
BB–
|
1,980,940
|
5,645
|
|
5.500%, 12/01/22
|
12/18 at 100.00
|
BB–
|
5,460,634
|
3,100
|
|
Iowa Tobacco Settlement Authority, Asset Backed Settlement Revenue Bonds, Series 2005C,
|
6/15 at 100.00
|
B+
|
2,411,583
|
|
|
5.625%, 6/01/46
|
|
|
|
10,745
|
|
Total Iowa
|
|
|
9,853,157
|
|
|
Kansas – 0.7% (0.4% of Total Investments)
|
|
|
|
3,305
|
|
Overland Park Development Corporation, Kansas, First Tier Revenue Bonds, Overland Park
|
1/17 at 100.00
|
BB+
|
3,309,297
|
|
|
Convention Center, Series 2007A, 5.125%, 1/01/22 – AMBAC Insured
|
|
|
|
|
|
Kentucky – 1.2% (0.8% of Total Investments)
|
|
|
|
5,000
|
|
Kentucky Economic Development Finance Authority, Hospital Revenue Bonds, Baptist Healthcare
|
8/21 at 100.00
|
A+
|
5,086,550
|
|
|
System Obligated Group, Series 2011, 5.250%, 8/15/46
|
|
|
|
1,000
|
|
Kentucky Economic Development Finance Authority, Louisville Arena Project Revenue Bonds,
|
6/18 at 100.00
|
AA–
|
1,021,470
|
|
|
Louisville Arena Authority, Inc., Series 2008-A1, 6.000%, 12/01/33 – AGC Insured
|
|
|
|
6,000
|
|
Total Kentucky
|
|
|
6,108,020
|
|
|
Louisiana – 1.0% (0.6% of Total Investments)
|
|
|
|
5,000
|
|
Louisiana Public Facilities Authority, Revenue Bonds, Ochsner Clinic Foundation Project,
|
5/17 at 100.00
|
Baa1
|
5,043,750
|
|
|
Series 2007A, 5.375%, 5/15/43
|
|
|
|
|
|
Maine – 0.3% (0.2% of Total Investments)
|
|
|
|
|
|
Maine Health and Higher Educational Facilities Authority, Revenue Bonds, Maine General Medical
|
|
|
|
|
|
Center, Series 2011:
|
|
|
|
1,000
|
|
6.750%, 7/01/36
|
7/21 at 100.00
|
BBB–
|
1,055,930
|
210
|
|
6.750%, 7/01/41
|
7/21 at 100.00
|
BBB–
|
220,584
|
1,210
|
|
Total Maine
|
|
|
1,276,514
|
|
|
Massachusetts – 4.4% (2.9% of Total Investments)
|
|
|
|
3,695
|
|
Massachusetts Bay Transportation Authority, Assessment Bonds, Series 2004A, 5.000%, 7/01/24
|
7/14 at 100.00
|
AAA
|
3,770,156
|
|
|
(Pre-refunded 7/01/14)
|
|
|
|
4,410
|
|
Massachusetts Department of Transportation, Metropolitan Highway System Revenue Bonds, Senior
|
1/20 at 100.00
|
A+
|
4,624,767
|
|
|
Lien Series 2010B, 5.000%, 1/01/32
|
|
|
|
2,000
|
|
Massachusetts Development Finance Authority, Revenue Bonds, 100 Cambridge Street
|
4/14 at 100.00
|
A
|
2,000,400
|
|
|
Redevelopment, M/SRBC Project, Series 2002A, 5.125%, 2/01/34 – NPFG Insured
|
|
|
|
500
|
|
Massachusetts Health and Educational Facilities Authority, Revenue Bonds, CareGroup Inc.,
|
7/18 at 100.00
|
A–
|
509,565
|
|
|
Series 2008E-1 &2, 5.125%, 7/01/38
|
|
|
|
2,300
|
|
Massachusetts Health and Educational Facilities Authority, Revenue Refunding Bonds, Suffolk
|
7/19 at 100.00
|
BBB
|
2,412,516
|
|
|
University Issue, Series 2009A, 5.750%, 7/01/39
|
|
|
|
3,650
|
|
Massachusetts School Building Authority, Dedicated Sales Tax Revenue Bonds, Senior Series
|
5/23 at 100.00
|
AA+
|
3,908,712
|
|
|
2013A, 5.000%, 5/15/43
|
|
|
|
200
|
|
Massachusetts School Building Authority, Dedicated Sales Tax Revenue Bonds, Series 2005A,
|
8/15 at 100.00
|
AA+
|
211,470
|
|
|
5.000%, 8/15/30
|
|
|
|
|
|
Massachusetts School Building Authority, Dedicated Sales Tax Revenue Bonds, Series 2005A:
|
|
|
|
645
|
|
5.000%, 8/15/30 (Pre-refunded 8/15/15) – AGM Insured
|
8/15 at 100.00
|
Aa2 (4)
|
692,369
|
4,155
|
|
5.000%, 8/15/30 (Pre-refunded 8/15/15)
|
8/15 at 100.00
|
Aa2 (4)
|
4,460,143
|
21,555
|
|
Total Massachusetts
|
|
|
22,590,098
|
|
|
Michigan – 6.3% (4.1% of Total Investments)
|
|
|
|
1,975
|
|
Detroit Water and Sewerage Department, Michigan, Sewage Disposal System Revenue Bonds,
|
7/22 at 100.00
|
BBB+
|
1,809,041
|
|
|
Refunding Senior Lien Series 2012A, 5.000%, 7/01/32
|
|
|
|
3,500
|
|
Detroit, Michigan, Second Lien Sewerage Disposal System Revenue Bonds, Series 2005A, 5.000%,
|
7/15 at 100.00
|
A
|
3,209,115
|
|
|
7/01/35 – NPFG Insured
|
|
|
|
7,745
|
|
Detroit, Michigan, Senior Lien Sewerage Disposal System Revenue Bonds, Remarketed Series
|
7/17 at 100.00
|
A
|
7,626,578
|
|
|
1998A, 5.250%, 7/01/21 – NPFG Insured
|
|
|
|
2,435
|
|
Detroit, Michigan, Sewage Disposal System Revenue Bonds, Second Lien Series 2006A, 5.500%,
|
7/18 at 100.00
|
AA+
|
2,439,115
|
|
|
7/01/36 – BHAC Insured
|
|
|
|
2,020
|
|
Detroit, Michigan, Water Supply System Revenue Bonds, Senior Lien Series 2011A, 5.250%, 7/01/41
|
7/21 at 100.00
|
BB–
|
1,866,985
|
2,110
|
|
Detroit, Michigan, Water Supply System Senior Lien Revenue Refunding Bonds, Series 2001C,
|
7/18 at 100.00
|
AA+
|
2,069,024
|
|
|
4.750%, 7/01/29 – BHAC Insured
|
|
|
|
500
|
|
Detroit, Michigan, Water Supply System Senior Lien Revenue Refunding Bonds, Series 2005C,
|
7/15 at 100.00
|
A
|
496,560
|
|
|
5.000%, 7/01/18 – FGIC Insured
|
|
|
|
2,500
|
|
Michigan Finance Authority, Unemployment Obligation Assessment Revenue Bonds, Series 2012B,
|
7/16 at 100.00
|
AAA
|
2,736,550
|
|
|
5.000%, 7/01/22
|
|
|
|
8,125
|
|
Michigan State Building Authority, Revenue Bonds, Facilities Program, Series 2005II, 5.000%,
|
10/15 at 100.00
|
Aa3
|
8,523,043
|
|
|
10/15/29 – AMBAC Insured
|
|
|
|
2,000
|
|
Michigan State Building Authority, Revenue Bonds, Refunding Series 2006IA, 0.000%, 10/15/21 –
|
10/16 at 100.00
|
Aa3
|
1,448,860
|
|
|
FGIC Insured
|
|
|
|
32,910
|
|
Total Michigan
|
|
|
32,224,871
|
|
|
Minnesota – 0.5% (0.3% of Total Investments)
|
|
|
|
2,275
|
|
Minneapolis-St. Paul Metropolitan Airports Commission, Minnesota, Airport Revenue Bonds,
|
1/15 at 100.00
|
A
|
2,333,809
|
|
|
Refunding Subordinate Lien Series 2005C, 5.000%, 1/01/31 – FGIC Insured
|
|
|
|
|
|
Mississippi – 0.5% (0.3% of Total Investments)
|
|
|
|
2,475
|
|
Mississippi Hospital Equipment and Facilities Authority, Revenue Bonds, Baptist Memorial
|
9/14 at 100.00
|
AA–
|
2,530,341
|
|
|
Healthcare, Series 2004B-1, 5.000%, 9/01/24 (UB)
|
|
|
|
|
|
Missouri – 3.4% (2.3% of Total Investments)
|
|
|
|
890
|
|
Bi-State Development Agency of the Missouri-Illinois Metropolitan District, Mass Transit Sales
|
10/18 at 100.00
|
AA+
|
977,558
|
|
|
Tax Appropriation Bonds, Refunding Combined Lien Series 2013A, 5.000%, 10/01/28
|
|
|
|
5,000
|
|
Kansas City Municipal Assistance Corporation, Missouri, Leasehold Revenue Bonds, Series
|
No Opt. Call
|
AA–
|
2,638,800
|
|
|
2004B-1, 0.000%, 4/15/28 – AMBAC Insured
|
|
|
|
5,545
|
|
Missouri Health and Educational Facilities Authority, Health Facilities Revenue Bonds,
|
11/23 at 100.00
|
A2
|
5,595,902
|
|
|
CoxHealth, Series 2013A, 5.000%, 11/15/48
|
|
|
|
3,150
|
|
Missouri Joint Municipal Electric Utility Commission, Plum Point Project, Revenue Bonds,
|
1/16 at 100.00
|
A
|
3,185,123
|
|
|
Series 2006, 5.000%, 1/01/34 – NPFG Insured
|
|
|
|
5,000
|
|
Saint Louis, Missouri, Parking Revenue Bonds, Series 2006A, 5.000%, 12/15/31 – NPFG Insured
|
12/16 at 100.00
|
A
|
5,110,200
|
19,585
|
|
Total Missouri
|
|
|
17,507,583
|
|
|
Nebraska – 1.2% (0.8% of Total Investments)
|
|
|
|
6,100
|
|
Omaha Convention Hotel Corporation, Nebraska, Convention Center Revenue Bonds, Series 2007,
|
2/17 at 100.00
|
Aa3
|
6,254,391
|
|
|
5.000%, 2/01/35 – AMBAC Insured
|
|
|
|
|
|
Nevada – 2.9% (1.9% of Total Investments)
|
|
|
|
5,000
|
|
Clark County, Nevada, Passenger Facility Charge Revenue Bonds, Las Vegas-McCarran
|
1/20 at 100.00
|
AA–
|
5,228,350
|
|
|
International Airport, Series 2010A, 5.250%, 7/01/39 – AGM Insured
|
|
|
|
2,280
|
|
North Las Veags, Nevada, General Obligation Bonds, Wastewater Reclamation System Series 2006,
|
10/16 at 100.00
|
A
|
2,289,439
|
|
|
5.000%, 10/01/25 – NPFG Insured
|
|
|
|
5,000
|
|
North Las Vegas, Nevada, General Obligation Bonds, Series 2006, 5.000%, 5/01/36 – NPFG Insured
|
5/16 at 100.00
|
A
|
4,587,900
|
2,500
|
|
Reno, Nevada, Health Facilities Revenue Bonds, Catholic Healthcare West, Series 2007A, Trust
|
7/17 at 100.00
|
AA+
|
2,854,700
|
|
|
2634, 19.148%, 7/01/31 – BHAC Insured (IF) (5)
|
|
|
|
14,780
|
|
Total Nevada
|
|
|
14,960,389
|
|
|
New Hampshire – 1.0% (0.7% of Total Investments)
|
|
|
|
5,000
|
|
New Hampshire Business Finance Authority, Revenue Bonds, Elliot Hospital Obligated Group
|
10/19 at 100.00
|
Baa1
|
5,261,600
|
|
|
Issue, Series 2009A, 6.125%, 10/01/39
|
|
|
|
|
|
New Jersey – 4.4% (2.9% of Total Investments)
|
|
|
|
1,965
|
|
New Jersey Economic Development Authority, Private Activity Bonds, The Goethals Bridge
|
1/24 at 100.00
|
AA–
|
1,995,634
|
|
|
Replacement Project, Series 2013, 5.000%, 1/01/31 – AGM Insured (Alternative Minimum Tax)
|
|
|
|
3,200
|
|
New Jersey Economic Development Authority, School Facilities Construction Financing Program
|
No Opt. Call
|
A+
|
3,335,744
|
|
|
Bonds, Series 2009Z, 5.000%, 12/15/14
|
|
|
|
16,840
|
|
New Jersey Health Care Facilities Financing Authority, Revenue Bonds, Saint Barnabas Health
|
1/17 at 39.39
|
BBB+
|
5,042,906
|
|
|
Care System, Refunding Series 2006B, 0.000%, 7/01/35
|
|
|
|
20,000
|
|
New Jersey Transportation Trust Fund Authority, Transportation System Bonds, Series 2006C,
|
No Opt. Call
|
AA–
|
6,990,799
|
|
|
0.000%, 12/15/33 – AGM Insured
|
|
|
|
6,500
|
|
Tobacco Settlement Financing Corporation, New Jersey, Tobacco Settlement Asset-Backed Bonds,
|
6/17 at 100.00
|
B2
|
4,811,560
|
|
|
Series 2007-1A, 5.000%, 6/01/41
|
|
|
|
48,505
|
|
Total New Jersey
|
|
|
22,176,643
|
|
|
New York – 5.1% (3.4% of Total Investments)
|
|
|
|
5,005
|
|
Dormitory Authority of the State of New York, Revenue Bonds, Non State Supported Debt, Vassar
|
7/17 at 100.00
|
Aa2
|
5,261,757
|
|
|
College, Series 2007, 5.000%, 7/01/46
|
|
|
|
2,000
|
|
Hudson Yards Infrastructure Corporation, New York, Revenue Bonds, Senior Fiscal 2012 Series
|
2/21 at 100.00
|
A
|
2,075,740
|
|
|
2011A, 5.250%, 2/15/47
|
|
|
|
2,000
|
|
Hudson Yards Infrastructure Corporation, New York, Revenue Bonds, Series 2006A, 5.000%,
|
2/17 at 100.00
|
A
|
2,018,980
|
|
|
2/15/47 – FGIC Insured
|
|
|
|
7,500
|
|
Long Island Power Authority, New York, Electric System General Revenue Bonds, Series 2004A,
|
9/14 at 100.00
|
AA+
|
7,663,874
|
|
|
5.000%, 9/01/34 – BHAC Insured
|
|
|
|
2,925
|
|
Long Island Power Authority, New York, Electric System Revenue Bonds, Refunding Series 2009A,
|
4/19 at 100.00
|
A–
|
3,254,677
|
|
|
5.500%, 4/01/24
|
|
|
|
2,500
|
|
Metropolitan Transportation Authority, New York, Transportation Revenue Bonds, Refunding
|
11/22 at 100.00
|
A
|
2,756,375
|
|
|
Series 2012F, 5.000%, 11/15/26
|
|
|
|
875
|
|
New York City Industrial Development Agency, New York, American Airlines-JFK International
|
No Opt. Call
|
N/R
|
930,484
|
|
|
Airport Special Facility Revenue Bonds, Series 2005, 7.500%, 8/01/16 (Alternative Minimum Tax)
|
|
|
|
2,000
|
|
New York Liberty Development Corporation, Liberty Revenue Bonds, 4 World Trade Center Project,
|
No Opt. Call
|
A+
|
2,160,540
|
|
|
Series 2011, 5.750%, 11/15/51
|
|
|
|
24,805
|
|
Total New York
|
|
|
26,122,427
|
|
|
North Carolina – 2.6% (1.7% of Total Investments)
|
|
|
|
3,000
|
|
Charlotte-Mecklenberg Hospital Authority, North Carolina, Health Care Revenue Bonds, DBA
|
1/18 at 100.00
|
AA–
|
3,030,750
|
|
|
Carolinas HealthCare System, Series 2008A, 5.000%, 1/15/47
|
|
|
|
5,000
|
|
North Carolina Medical Care Commission, Health Care Facilities Revenue Refunding Bonds,
|
10/22 at 100.00
|
AA–
|
5,395,200
|
|
|
WakeMed, Series 2012A, 5.000%, 10/01/27
|
|
|
|
2,375
|
|
North Carolina Medical Care Commission, Healthcare Revenue Refunding Bonds, Novant Health
|
11/16 at 100.00
|
AA+
|
2,496,814
|
|
|
Inc., Series 2006, 5.000%, 11/01/39 – NPFG Insured
|
|
|
|
1,900
|
|
North Carolina Turnpike Authority, Triangle Expressway System Revenue Bonds, Series 2009A,
|
1/19 at 100.00
|
AA–
|
2,060,683
|
|
|
5.750%, 1/01/39 – AGC Insured
|
|
|
|
12,275
|
|
Total North Carolina
|
|
|
12,983,447
|
|
|
North Dakota – 0.4% (0.2% of Total Investments)
|
|
|
|
1,875
|
|
Grand Forks, North Dakota, Health Care System Revenue Bonds, Altru Health System Obligated
|
12/21 at 100.00
|
A–
|
1,894,238
|
|
|
Group, Series 2012, 5.000%, 12/01/32
|
|
|
|
|
|
Ohio – 7.5% (4.9% of Total Investments)
|
|
|
|
|
|
Buckeye Tobacco Settlement Financing Authority, Ohio, Tobacco Settlement Asset-Backed Revenue
|
|
|
|
|
|
Bonds, Senior Lien, Series 2007A-2:
|
|
|
|
3,335
|
|
5.375%, 6/01/24
|
6/17 at 100.00
|
B–
|
2,894,113
|
1,180
|
|
5.125%, 6/01/24
|
6/17 at 100.00
|
B–
|
994,988
|
2,700
|
|
5.875%, 6/01/30
|
6/17 at 100.00
|
B
|
2,177,226
|
2,755
|
|
5.750%, 6/01/34
|
6/17 at 100.00
|
B
|
2,145,263
|
7,995
|
|
5.875%, 6/01/47
|
6/17 at 100.00
|
B
|
6,386,406
|
18,300
|
|
Buckeye Tobacco Settlement Financing Authority, Ohio, Tobacco Settlement Asset-Backed Revenue
|
6/22 at 100.00
|
B
|
14,997,398
|
|
|
Bonds, Senior Lien, Series 2007A-3, 6.250%, 6/01/37
|
|
|
|
1,730
|
|
Lucas County, Ohio, Hospital Revenue Bonds, ProMedica Healthcare Obligated Group, Series
|
11/21 at 100.00
|
AA
|
1,930,663
|
|
|
2011A, 6.000%, 11/15/41
|
|
|
|
3,750
|
|
Ohio Higher Educational Facilities Commission, Revenue Bonds, University Hospitals Health
|
1/17 at 100.00
|
A
|
3,016,500
|
|
|
System Inc., Series 2007A, Trust 2812, 15.049%, 1/15/46 – AMBAC Insured (IF)
|
|
|
|
3,685
|
|
Ohio Turnpike Commission, Turnpike Revenue Bonds, Infrastructure Project, Junior Lien Series
|
2/23 at 100.00
|
A+
|
3,762,754
|
|
|
2013A-1, 5.000%, 2/15/48
|
|
|
|
45,430
|
|
Total Ohio
|
|
|
38,305,311
|
|
|
Oklahoma – 1.0% (0.7% of Total Investments)
|
|
|
|
1,000
|
|
Fort Sill Apache Tribe of Oklahoma Economic Development Authority, Gaming Enterprise Revenue
|
8/21 at 100.00
|
N/R
|
1,094,610
|
|
|
Bonds, Fort Sill Apache Casino, Series 2011A, 8.500%, 8/25/26
|
|
|
|
1,675
|
|
Oklahoma Development Finance Authority, Health System Revenue Bonds, Integris Baptist Medical
|
8/18 at 100.00
|
AA–
|
1,727,763
|
|
|
Center, Series 2008B, 5.250%, 8/15/38
|
|
|
|
2,235
|
|
Oklahoma Development Finance Authority, Revenue Bonds, St. John Health System, Series 2004,
|
2/14 at 100.00
|
A+ (4)
|
2,239,224
|
|
|
5.000%, 2/15/24 (Pre-refunded 2/15/14)
|
|
|
|
4,910
|
|
Total Oklahoma
|
|
|
5,061,597
|
|
|
Oregon – 1.0% (0.7% of Total Investments)
|
|
|
|
5,000
|
|
Oregon Department of Administrative Services, Certificates of Participation, Series 2010A,
|
No Opt. Call
|
AA
|
5,061,450
|
|
|
5.000%, 5/01/14
|
|
|
|
|
|
Pennsylvania – 3.6% (2.4% of Total Investments)
|
|
|
|
1,000
|
|
Cumberland County Municipal Authority, Pennsylvania, Revenue Bonds, Presbyterian Homes Inc.,
|
12/15 at 100.00
|
BBB+
|
1,018,320
|
|
|
Refunding Series 2005A, 5.000%, 12/01/21 – RAAI Insured
|
|
|
|
1,250
|
|
Erie Water Authority, Erie County, Pennsylvania, Water Revenue Bonds, Series 2008, 5.000%,
|
12/18 at 100.00
|
AA–
|
1,272,725
|
|
|
12/01/43 – AGM Insured
|
|
|
|
3,250
|
|
Pennsylvania Housing Finance Agency, Single Family Mortgage Revenue Bonds, Series 2006-96A,
|
10/16 at 100.00
|
AA+
|
3,264,365
|
|
|
4.650%, 10/01/31 (Alternative Minimum Tax) (UB)
|
|
|
|
8,550
|
|
Pennsylvania Turnpike Commission, Turnpike Revenue Bonds, Capital Appreciation Series 2009E,
|
12/27 at 100.00
|
A–
|
7,864,119
|
|
|
0.000%, 12/01/38
|
|
|
|
5,000
|
|
Pennsylvania Turnpike Commission, Turnpike Revenue Bonds, Subordinate Series 2009C, 0.000%,
|
6/26 at 100.00
|
AA
|
5,048,600
|
|
|
6/01/33 – AGM Insured
|
|
|
|
19,050
|
|
Total Pennsylvania
|
|
|
18,468,129
|
|
|
Puerto Rico – 3.5% (2.3% of Total Investments)
|
|
|
|
3,600
|
|
Puerto Rico Electric Power Authority, Power Revenue Bonds, Series WW, 5.000%, 7/01/28
|
7/18 at 100.00
|
BBB
|
2,196,000
|
2,135
|
|
Puerto Rico Public Buildings Authority, Guaranteed Government Facilities Revenue Refunding
|
No Opt. Call
|
BBB–
|
1,551,206
|
|
|
Bonds, Series 2002C, 5.750%, 7/01/22
|
|
|
|
800
|
|
Puerto Rico Public Buildings Authority, Guaranteed Government Facilities Revenue Refunding
|
7/17 at 100.00
|
BBB–
|
642,592
|
|
|
Bonds, Series 2002D, 5.450%, 7/01/31 – AMBAC Insured
|
|
|
|
2,200
|
|
Puerto Rico Public Buildings Authority, Guaranteed Government Facilities Revenue Refunding
|
7/17 at 100.00
|
Baa3 (4)
|
2,549,338
|
|
|
Bonds, Series 2002D, 5.450%, 7/01/31 (Pre-refunded 7/01/17) – AMBAC Insured
|
|
|
|
|
|
Puerto Rico Sales Tax Financing Corporation, Sales Tax Revenue Bonds, First Subordinate
|
|
|
|
|
|
Series 2009A:
|
|
|
|
12,000
|
|
0.000%, 8/01/32
|
8/26 at 100.00
|
A+
|
8,365,559
|
1,000
|
|
6.000%, 8/01/42
|
8/19 at 100.00
|
A+
|
754,510
|
23,890
|
|
Puerto Rico Sales Tax Financing Corporation, Sales Tax Revenue Bonds, Series 2007A, 0.000%,
|
No Opt. Call
|
AA–
|
1,549,267
|
|
|
8/01/54 – AMBAC Insured
|
|
|
|
45,625
|
|
Total Puerto Rico
|
|
|
17,608,472
|
|
|
Rhode Island – 1.4% (0.9% of Total Investments)
|
|
|
|
1,427
|
|
Rhode Island Housing & Mortgage Finance Corporation, Homeownership Opportunity 57-B Bond
|
4/17 at 100.00
|
AA+
|
1,491,015
|
|
|
Program, Series 2008, Trust 1177, 9.754%, 4/01/23 (Alternative Minimum Tax) (IF)
|
|
|
|
5,440
|
|
Rhode Island Tobacco Settlement Financing Corporation, Tobacco Settlement Asset-Backed Bonds,
|
4/14 at 100.00
|
BBB+
|
5,439,565
|
|
|
Series 2002A, 6.125%, 6/01/32
|
|
|
|
6,867
|
|
Total Rhode Island
|
|
|
6,930,580
|
|
|
South Carolina – 3.1% (2.0% of Total Investments)
|
|
|
|
2,500
|
|
Columbia, South Carolina, Waterworks and Sewer System Revenue Bonds, Series 2011A,
|
2/21 at 100.00
|
Aa1
|
2,653,675
|
|
|
5.000%, 2/01/41
|
|
|
|
2,950
|
|
Medical University Hospital Authority, South Carolina, FHA-Insured Mortgage Revenue Bonds,
|
8/14 at 100.00
|
A (4)
|
3,030,476
|
|
|
Series 2004A, 5.250%, 2/15/22 (Pre-refunded 8/15/14) – NPFG Insured
|
|
|
|
21,565
|
|
Piedmont Municipal Power Agency, South Carolina, Electric Revenue Bonds, Series 2004A-2,
|
No Opt. Call
|
A–
|
10,183,423
|
|
|
0.000%, 1/01/30 – AMBAC Insured
|
|
|
|
27,015
|
|
Total South Carolina
|
|
|
15,867,574
|
|
|
South Dakota – 0.8% (0.5% of Total Investments)
|
|
|
|
2,215
|
|
Sioux Falls, South Dakota, Industrial Revenue Refunding Bonds, Great Plains Hotel Corporation,
|
10/14 at 100.00
|
AA+ (4)
|
2,330,158
|
|
|
Series 1989, 8.500%, 11/01/16 (Pre-refunded 10/15/14) (Alternative Minimum Tax)
|
|
|
|
1,750
|
|
South Dakota Health and Educational Facilities Authority, Revenue Bonds, Sioux Valley
|
11/14 at 100.00
|
A+
|
1,835,068
|
|
|
Hospitals, Series 2004A, 5.500%, 11/01/31
|
|
|
|
3,965
|
|
Total South Dakota
|
|
|
4,165,226
|
|
|
Tennessee – 1.0% (0.6% of Total Investments)
|
|
|
|
1,595
|
|
Chattanooga Health, Educational and Housing Facility Board, Tennessee, Hospital Revenue Bonds,
|
1/23 at 100.00
|
A+
|
1,633,711
|
|
|
Catholic Health Initiatives, Series 2013A, 5.250%, 1/01/45
|
|
|
|
3,125
|
|
Johnson City Health and Educational Facilities Board, Tennessee, Hospital Revenue Bonds,
|
7/20 at 100.00
|
BBB+
|
3,381,781
|
|
|
Mountain States Health Alliance, Refunding Series 2010A, 6.000%, 7/01/38
|
|
|
|
4,720
|
|
Total Tennessee
|
|
|
5,015,492
|
|
|
Texas – 23.1% (15.2% of Total Investments)
|
|
|
|
2,110
|
|
Brazos River Authority, Texas, Pollution Control Revenue Refunding Bonds, TXU Electric
|
4/14 at 100.00
|
C
|
58,025
|
|
|
Company, Series 1999C, 7.700%, 3/01/32 (Alternative Minimum Tax)
|
|
|
|
1,000
|
|
Capital Area Cultural Education Facilities Finance Corporation, Texas, Revenue Bonds, The Roman
|
4/20 at 100.00
|
Baa1
|
1,072,960
|
|
|
Catholic Diocese of Austin, Series 2005B. Remarketed, 6.125%, 4/01/45
|
|
|
|
4,080
|
|
Central Texas Regional Mobility Authority, Revenue Bonds, Senior Lien Series 2005, 5.000%,
|
1/15 at 100.00
|
A (4)
|
4,260,214
|
|
|
1/01/35 (Pre-refunded 1/01/15) – FGIC Insured
|
|
|
|
1,000
|
|
Central Texas Regional Mobility Authority, Revenue Bonds, Senior Lien Series 2011, 6.000%, 1/01/41
|
1/21 at 100.00
|
Baa2
|
1,048,590
|
3,000
|
|
Conroe Independent School District, Montgomery County, Texas, General Obligation Bonds,
|
2/15 at 100.00
|
AAA
|
3,150,900
|
|
|
Schoolhouse Series 2005C, 5.000%, 2/15/30 (Pre-refunded 2/15/15)
|
|
|
|
4,000
|
|
Dallas-Fort Worth International Airport, Texas, Joint Revenue Bonds, Refunding Series 2012E,
|
No Opt. Call
|
A+
|
3,990,600
|
|
|
5.000%, 11/01/42 (Alternative Minimum Tax)
|
|
|
|
2,720
|
|
Edinburg Consolidated Independent School District, Hidalgo County, Texas, General Obligation
|
2/15 at 100.00
|
AAA
|
2,812,099
|
|
|
Bonds, Refunding Series 2005, 5.000%, 2/15/30
|
|
|
|
2,000
|
|
Ennis Independent School District, Ellis County, Texas, General Obligation Bonds, Series 2006,
|
8/16 at 54.64
|
Aaa
|
998,860
|
|
|
0.000%, 8/15/28
|
|
|
|
9,120
|
|
Grand Parkway Transportation Corporation, Texas, System Toll Revenue Bonds, Subordinate Lien
|
10/23 at 100.00
|
AA+
|
9,234,546
|
|
|
Series 2013B, 5.000%, 4/01/53
|
|
|
|
3,070
|
|
Harris County Hospital District, Texas, Revenue Bonds, Series 2007A, 5.250%, 2/15/42 –
|
2/17 at 100.00
|
AA+
|
3,279,006
|
|
|
NPFG Insured
|
|
|
|
1,000
|
|
Harris County, Texas, Toll Road Senior Lien Revenue Refunding Bonds, Series 2004A, 5.000%,
|
8/14 at 100.00
|
AA (4)
|
1,026,240
|
|
|
8/15/27 (Pre-refunded 8/15/14) – FGIC Insured
|
|
|
|
7,570
|
|
Harris County-Houston Sports Authority, Texas, Revenue Bonds, Junior Lien Series 2001H,
|
No Opt. Call
|
A
|
2,413,619
|
|
|
0.000%, 11/15/31 – NPFG Insured
|
|
|
|
3,500
|
|
Houston, Texas, First Lien Combined Utility System Revenue Bonds, First Lien Series 2011A,
|
No Opt. Call
|
AA
|
3,958,710
|
|
|
5.250%, 11/15/30
|
|
|
|
5,000
|
|
Houston, Texas, First Lien Combined Utility System Revenue Bonds, Series 2005, 5.000%,
|
11/15 at 100.00
|
AA
|
5,256,550
|
|
|
11/15/35 – AGM Insured
|
|
|
|
|
|
Houston, Texas, Hotel Occupancy Tax and Special Revenue Bonds, Convention and Entertainment
|
|
|
|
|
|
Project, Series 2001B:
|
|
|
|
3,250
|
|
0.000%, 9/01/25 – AMBAC Insured
|
No Opt. Call
|
AA
|
1,940,218
|
4,130
|
|
0.000%, 9/01/26 – AMBAC Insured
|
No Opt. Call
|
AA–
|
2,360,089
|
9,000
|
|
Matagorda County Navigation District 1, Texas, Collateralized Revenue Refunding Bonds, Houston Light
|
No Opt. Call
|
A1
|
9,631,078
|
|
|
and Power Company, Series 1997, 5.125%, 11/01/28 – AMBAC Insured (Alternative Minimum Tax)
|
|
|
|
5,000
|
|
Midland Independent School District, Midland County, Texas, General Obligation Bonds, School
|
2/17 at 100.00
|
AAA
|
5,375,150
|
|
|
Building Series 2007, 5.000%, 2/15/32
|
|
|
|
7,000
|
|
North Texas Tollway Authority, First Tier System Revenue Refunding Bonds, Capital Appreciation
|
1/25 at 100.00
|
A2
|
7,654,010
|
|
|
Series 2008I, 0.000%, 1/01/43
|
|
|
|
2,000
|
|
North Texas Tollway Authority, Special Projects System Revenue Bonds, Series 2011A, 5.500%,
|
9/21 at 100.00
|
AA+
|
2,185,620
|
|
|
9/01/41 (UB) (5)
|
|
|
|
340
|
|
Panhandle Regional Housing Finance Corporation, Texas, GNMA Mortgage-Backed Securities Program
|
5/14 at 100.00
|
N/R
|
343,118
|
|
|
Single Family Mortgage Revenue Bonds, Series 1991A, 7.500%, 5/01/24 (Alternative Minimum Tax)
|
|
|
|
6,310
|
|
Pasadena Independent School District, Harris County, Texas, General Obligation Bonds, Series
|
2/16 at 100.00
|
Aaa
|
6,895,442
|
|
|
2006, 5.000%, 2/15/26 (Pre-refunded 2/15/16)
|
|
|
|
2,140
|
|
Pflugerville Independent School District, Travis County, Texas, General Obligation Bonds,
|
2/15 at 100.00
|
AAA
|
2,247,642
|
|
|
Series 2005A, 5.000%, 2/15/30 (Pre-refunded 2/15/15)
|
|
|
|
2,500
|
|
San Antonio, Texas, Electric and Gas System Revenue Refunding Bonds, Series 2002,
|
No Opt. Call
|
Aa1
|
2,500,000
|
|
|
5.375%, 2/01/14
|
|
|
|
4,375
|
|
Tarrant County Cultural & Educational Facilities Financing Corporation, Texas, Revenue Bonds,
|
11/17 at 100.00
|
AA–
|
4,469,063
|
|
|
Texas Health Resources Tender Option Bond Trust 1197, 9.395%, 5/15/39 (IF) (5)
|
|
|
|
2,890
|
|
Tarrant County Cultural Education Facilities Finance Corporation, Texas, Hospital Revenue
|
8/20 at 100.00
|
Aa3
|
3,022,102
|
|
|
Bonds, Scott & White Healthcare Project, Series 2010, 5.500%, 8/15/45
|
|
|
|
5,910
|
|
Texas Municipal Gas Acquisition and Supply Corporation III, Gas Supply Revenue Bonds, Series
|
No Opt. Call
|
A3
|
6,352,068
|
|
|
2012, 5.000%, 12/15/23
|
|
|
|
2,500
|
|
Texas Public Finance Authority, Unemployment Compensation Obligation Assessment Revenue Bonds,
|
7/14 at 100.00
|
AAA
|
2,549,900
|
|
|
Series 2010B, 5.000%, 1/01/19
|
|
|
|
3,335
|
|
Texas State, General Obligation Bonds, Water Financial Assistance, Tender Option Bond Trust
|
No Opt. Call
|
AAA
|
4,165,882
|
|
|
3479, 13.617%, 2/01/17 (IF)
|
|
|
|
4,430
|
|
Texas Transportation Commission, Central Texas Turnpike System Revenue Bonds, First Tier
|
8/22 at 100.00
|
A–
|
4,441,740
|
|
|
Refunding Series 2012A, 5.000%, 8/15/41
|
|
|
|
|
|
White Settlement Independent School District, Tarrant County, Texas, General Obligation Bonds,
|
|
|
|
|
|
Series 2006:
|
|
|
|
1,445
|
|
0.000%, 8/15/36
|
8/15 at 33.75
|
AAA
|
454,597
|
1,130
|
|
0.000%, 8/15/45
|
8/15 at 20.76
|
AAA
|
218,022
|
|
|
White Settlement Independent School District, Tarrant County, Texas, General Obligation Bonds,
|
|
|
|
|
|
Series 2006:
|
|
|
|
7,665
|
|
0.000%, 8/15/36 (Pre-refunded 8/15/15)
|
8/15 at 33.75
|
N/R (4)
|
2,571,991
|
7,665
|
|
0.000%, 8/15/41 (Pre-refunded 8/15/15)
|
8/15 at 25.73
|
N/R (4)
|
1,960,860
|
1,445
|
|
0.000%, 8/15/41 (Pre-refunded 8/15/15)
|
8/15 at 25.73
|
AAA
|
345,947
|
5,980
|
|
0.000%, 8/15/45 (Pre-refunded 8/15/15)
|
8/15 at 20.76
|
N/R (4)
|
1,234,212
|
1,135
|
|
Winter Garden Housing Finance Corporation, Texas, GNMA/FNMA Mortgage-Backed Securities Program
|
4/14 at 100.00
|
B–
|
1,137,384
|
|
|
Single Family Mortgage Revenue Bonds, Series 1994, 6.950%, 10/01/27 (Alternative Minimum Tax)
|
|
|
|
2,000
|
|
Wylie Independent School District, Collin County, Texas, General Obligation Bonds, Series
|
8/15 at 57.10
|
AAA
|
1,135,400
|
|
|
2005, 0.000%, 8/15/26 (Pre-refunded 8/15/15)
|
|
|
|
142,745
|
|
Total Texas
|
|
|
117,752,454
|
|
|
Virginia – 2.7% (1.8% of Total Investments)
|
|
|
|
1,500
|
|
Fairfax County Economic Development Authority, Virginia, Residential Care Facilities Mortgage
|
10/17 at 100.00
|
BBB
|
1,511,595
|
|
|
Revenue Bonds, Goodwin House, Inc., Series 2007A, 5.125%, 10/01/42
|
|
|
|
900
|
|
Henrico County Economic Development Authority, Virginia, Revenue Bonds, Bon Secours Health
|
No Opt. Call
|
A–
|
945,477
|
|
|
System Obligated Group, Series 2013, 5.000%, 11/01/30
|
|
|
|
5,000
|
|
Metropolitan Washington Airports Authority, Virginia, Dulles Toll Raod Second Senior Lien
|
10/26 at 100.00
|
AA–
|
4,952,598
|
|
|
Revenue Bonds, Series 2009C, 0.000%, 10/01/41 – AGC Insured
|
|
|
|
2,500
|
|
Route 460 Funding Corporation, Virginia, Toll Road Reveue Bonds, Series 2012A, 5.125%, 7/01/49
|
No Opt. Call
|
BBB–
|
2,461,725
|
|
|
Virginia Small Business Financing Authority, Senior Lien Revenue Bonds, Elizabeth River
|
|
|
|
|
|
Crossing, Opco LLC Project, Series 2012:
|
|
|
|
2,470
|
|
6.000%, 1/01/37 (Alternative Minimum Tax)
|
7/22 at 100.00
|
BBB–
|
2,589,474
|
1,260
|
|
5.500%, 1/01/42 (Alternative Minimum Tax)
|
7/22 at 100.00
|
BBB–
|
1,263,301
|
13,630
|
|
Total Virginia
|
|
|
13,724,170
|
|
|
Washington – 1.7% (1.1% of Total Investments)
|
|
|
|
3,750
|
|
FYI Properties, Washington, Lease Revenue Bonds, Washington State Department of Information
|
6/19 at 100.00
|
AA
|
4,001,775
|
|
|
Services Project, Series 2009, 5.500%, 6/01/39 (UB) (5)
|
|
|
|
2,000
|
|
Washington State Health Care Facilities Authority, Revenue Bonds, Fred Hutchinson Cancer
|
7/19 at 100.00
|
A
|
2,124,940
|
|
|
Research Center, Series 2009A, 6.000%, 1/01/33
|
|
|
|
2,500
|
|
Washington State Health Care Facilities Authority, Revenue Bonds, Northwest Hospital and
|
12/17 at 100.00
|
N/R
|
2,504,875
|
|
|
Medical Center of Seattle, Series 2007, 5.700%, 12/01/32
|
|
|
|
8,250
|
|
Total Washington
|
|
|
8,631,590
|
|
|
West Virginia – 2.0% (1.3% of Total Investments)
|
|
|
|
3,000
|
|
West Virginia Hospital Finance Authority, Hospital Revenue Bonds, West Virginia United Health
|
6/23 at 100.00
|
A
|
3,110,550
|
|
|
System Obligated Group, Refunding and Improvement Series 2013A, 5.500%, 6/01/44
|
|
|
|
6,725
|
|
West Virginia University, Revenue Bonds, West Virginia University Projects, Improvement Series
|
10/14 at 100.00
|
Aa3 (4)
|
6,942,487
|
|
|
2004C, 5.000%, 10/01/34 (Pre-refunded 10/01/14) – FGIC Insured
|
|
|
|
9,725
|
|
Total West Virginia
|
|
|
10,053,037
|
|
|
Wisconsin – 1.2% (0.8% of Total Investments)
|
|
|
|
2,890
|
|
Wisconsin Health and Educational Facilities Authority, Revenue Bonds, Fort Healthcare Inc.,
|
5/14 at 100.00
|
BBB
|
2,922,657
|
|
|
Series 2004, 6.100%, 5/01/34
|
|
|
|
3,000
|
|
Wisconsin Public Power Incorporated System, Power Supply System Revenue Bonds, Series 2005A,
|
7/15 at 100.00
|
AA+
|
3,120,150
|
|
|
5.000%, 7/01/35 – AMBAC Insured
|
|
|
|
5,890
|
|
Total Wisconsin
|
|
|
6,042,807
|
$ 944,071
|
|
Total Municipal Bonds (cost $762,369,711)
|
|
|
776,936,346
|