Post-effective Amendment Filed Solely to Add Exhibits to a Registration Statement (pos Ex)
25 Agosto 2022 - 3:42PM
Edgar (US Regulatory)
As filed with the Securities and Exchange Commission
on August 25, 2022
1933 Act File No. 333-260203
1940 Act File No. 811-23166
U.S. SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-2
[X] REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933
[ ] Pre-Effective Amendment No.
[X] Post-Effective Amendment No. 3
and
[X] REGISTRATION STATEMENT UNDER THE INVESTMENT COMPANY ACT OF 1940
[X] Amendment No. 22
RiverNorth/DoubleLine Strategic Opportunity
Fund, Inc.
Exact Name of Registrant as Specified in Charter
360 South Rosemary Avenue, Suite 1420
West Palm Beach, FL 33401
Address of Principal Executive Offices
(561) 484-7185
Registrant's Telephone Number, including Area Code
Marcus L. Collins, Esq.
RiverNorth Capital Management, LLC
360 South Rosemary Avenue, Suite 1420
West Palm Beach, FL 33401
Name and Address of Agent for Service
Copies of Communications to:
Joshua B. Deringer
Faegre Drinker Biddle & Reath LLP
One Logan Square, Ste. 2000
Philadelphia, PA 19103-6996
(215) 988-2700
APPROXIMATE DATE OF PROPOSED PUBLIC OFFERING: This post-effective
amendment is being filed pursuant to Rule 462(d) under the Securities Act and will be effective upon filing.
If the only securities being registered on this Form are being offered
pursuant to dividend or interest reinvestment plans, check the following box [ ]
If any securities being registered on this Form will be offered on
a delayed or continuous basis in reliance on Rule 415 under the Securities Act of 1933 (the “Securities Act”), other than
securities offered in connection with dividend or interest reinvestment plans, check the following box [X]
If this Form is a registration statement pursuant to General Instruction
A.2 or a post-effective amendment thereto, check the following box [X]
If this Form is a registration statement pursuant to General Instruction
B or a post-effective amendment thereto that will become effective upon filing with the Commission pursuant to Rule 462(e) under the Securities
Act, check the following box [ ]
If this Form is a post-effective amendment to a registration statement
filed pursuant to General Instruction B to register additional securities or additional classes of securities pursuant to Rule 413(b)
under the Securities Act, check the following box [ ]
It is proposed that this filing will become effective (check appropriate
box):
[ ] when declared effective pursuant to section 8(c)
If appropriate, check the following box:
[ ] This post-effective amendment designates a new
effective date for a previously filed post-effective amendment.
[ ] This Form is filed to register additional securities
for an offering pursuant to Rule 462(b) under the Securities Act, and the Securities Act registration statement number of the earlier
effective registration statement for the same offering is: ________.
[ ] This Form is a post-effective amendment filed
pursuant to Rule 462(c) under the Securities Act, and the Securities Act registration statement number of the earlier effective registration
statement for the same offering is: _______.
[X] This Form is a post-effective amendment filed pursuant to
Rule 462(d) under the Securities Act, and the Securities Act registration statement number of the earlier effective registration statement
for the same offering is: 333-260203.
Check each box that appropriately characterizes the Registrant:
[X] Registered Closed-End Fund (closed-end company that is registered
under the Investment Company Act of 1940 (the “Investment Company Act”)).
[ ] Business Development Company (closed-end company
that intends or has elected to be regulated as a business development company under the Investment Company Act).
[ ] Interval Fund (Registered Closed-End Fund or
a Business Development Company that makes periodic repurchase offers under Rule 23c-3 under the Investment Company Act).
[X] A.2 Qualified (qualified to register securities pursuant to
General Instruction A.2 of this Form).
[ ] Well-Known Seasoned Issuer (as defined by Rule
405 under the Securities Act).
[ ] Emerging Growth Company (as defined by Rule 12b-2
under the Securities and Exchange Act of 1934).
[ ] If an Emerging Growth Company, indicate by check
mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting
standards provided pursuant to Section 7(a)(2)(B) of the Securities Act.
[ ] New Registrant (registered or regulated under
the Investment Company Act for less than 12 calendar months preceding this filing).
EXPLANATORY NOTE
This Post-Effective Amendment No. 3 to the Registration
Statement on Form N-2 (File Nos. 333-260203 and 811-23166) of the RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. (as amended,
the "Registration Statement") is being filed pursuant to Rule 462(d) under the Securities Act of 1933, as amended (the "Securities
Act"), solely for the purpose of filing Exhibits d. l, d.2, k.10, k.11, k.12, k.13, k.14 and k.15 to the Registration Statement.
No changes have been made to Parts A, B or C of the Registration Statement, other than Item 25(2) of Part C as set forth below. Accordingly,
this Post-Effective Amendment No. 3 consists only of the facing page, this explanatory note and Item 25(2) of the Registration Statement
setting forth the exhibits to the Registration Statement. Pursuant to Rule 462(d) under the Securities Act, this Post-Effective Amendment
No. 3 shall become effective immediately upon filing with the Securities and Exchange Commission. The contents of the Registration Statement
are hereby incorporated by reference.
PART C - OTHER INFORMATION
Item 25: Financial Statements and Exhibits
1. |
Financial Statements:
The Registrant’s audited financial statements,
notes to the financial statements and report of independent registered public accounting firm thereon have been incorporated into Part
B of the Registration Statement by reference to Registrant’s Annual Report for the fiscal year ended June 30, 2021 contained in
its Form N-CSR, as described in the statement of additional information.
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2. |
Exhibits: |
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k.6 |
Agency Agreement with DST Systems, Inc. Filed on September 3, 2020 in Post-Effective Amendment No. 2 as Exhibit k.7 to Registrant’s Registration Statement on Form N-2 (File No. 333-230320) and incorporated herein by reference. |
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k.7 |
Adoption Agreement incorporating the Agency Agreement as of December 2, 2019, between Registrant and DST Systems, Inc. Filed on September 3, 2020 in Post-Effective Amendment No. 2 as Exhibit k.8 to Registrant’s Registration Statement on Form N-2 (File No. 333-230320) and incorporated herein by reference |
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k.8 |
Adoption Agreement incorporating the Agency Agreement as of October 23, 2020, between Registrant and DST Systems, Inc. Filed on November 23, 2020 in Post-Effective Amendment No. 5 as Exhibit k.8 to Registrant’s Registration Statement on Form N-2 (File No. 333-230320) and incorporated herein by reference. |
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k.9 |
Adoption Agreement incorporating the Agency Agreement between Registrant and DST Systems, Inc. Filed on December 29, 2021 in Post-Effective Amendment No. 2 as Exhibit k.9 to Registrant’s Registration Statement on Form N-2 (File No. 333-260203) and incorporated herein by reference. |
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k.10 |
Subscription Agent Agreement.* |
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k.11 |
Information Agent Agreement.* |
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k.12 |
Franklin Rule 12d1-4 Funds of Funds Investment Agreement dated January 20, 2022.* |
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k.13 |
BlackRock Closed-End Fund Rule 12d1-4 Fund of Funds Investment Agreement dated January 19, 2022.* |
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k.14 |
Nuveen Closed-End Funds Rule 12d1-4 Investment Agreement dated January 19, 2022.* |
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k.15 |
Voya Fund of Funds Investment Agreement dated January 19, 2022.* |
SIGNATURES
Pursuant to the requirements
of the Securities Act of 1933 and the Investment Company Act of 1940, the Registrant has duly caused this Registration Statement to be
signed on its behalf by the undersigned, thereunto duly authorized, in this City of West Palm Beach, and State of Florida, on the 25th
day of August, 2022.
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RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. |
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By: |
/s/ Patrick W. Galley |
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Patrick W. Galley, President |
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Pursuant to the requirements
of the Securities Act of 1933, this Registration Statement has been signed below by the following persons in the capacities and on the
date indicated.
Signature |
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Title |
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Date |
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By: |
/s/ Patrick W. Galley |
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President (Principal Executive Officer) |
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August 25, 2022 |
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Patrick W. Galley |
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By: |
/s/ Jonathan M. Mohrhardt |
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Chief Financial Officer and Treasurer (Principal Financial Officer/Principal Accounting Officer) |
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August 25, 2022 |
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Jonathan M. Mohrhardt |
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By: |
/s/ Patrick W. Galley |
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Chairman of the Board and Director |
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August 25, 2022 |
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Patrick W. Galley |
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John K. Carter(1) |
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Director |
By: |
/s/ Patrick W. Galley |
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Patrick W. Galley |
J. Wayne Hutchens(1) |
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Director |
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Attorney-In-Fact |
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August 25, 2022 |
John S. Oakes(1) |
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Director |
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David M. Swanson(1) |
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Director |
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Jerry R. Raio(1) |
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Director |
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(1) |
Original powers of attorney authorizing Joshua B. Deringer, David L. Williams and Patrick W. Galley to execute Registrant's Registration Statement, and Amendments thereto, for the directors of the Registrant on whose behalf this Registration Statement is filed, were previously executed and are filed as Exhibit s. to Pre-Effective Amendment No. 1 to the Registrant's Registration Statement on Form N-2 (File No. 333-260203). |
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