Amended Statement of Changes in Beneficial Ownership (4/a)
19 Janeiro 2021 - 8:14PM
Edgar (US Regulatory)
FORM 4
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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3235-0287
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
McGee Richard K. |
2. Issuer Name and Ticker or Trading Symbol
PLAINS GP HOLDINGS LP
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PAGP
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) EVP, General Counsel & Sec. |
(Last)
(First)
(Middle)
333 CLAY STREET, SUITE 1600 |
3. Date of Earliest Transaction
(MM/DD/YYYY)
1/4/2021 |
(Street)
HOUSTON, TX
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
1/5/2021 |
6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Class A Units/Class B Shares | $0 | 1/4/2021 | | M | | 230338 | | (1) | (1) | Class A Shares | 230338 | $0 | 414607 (2) | D | |
Explanation of Responses: |
(1) | Pursuant to the limited partnership agreement of Plains AAP, L.P. ("AAP"), Reporting Person has the right, at any time and from time to time, to exchange (the "Exchange Right") his Class A Units of AAP, together with a like number of Class B Shares of Plains GP Holdings, L.P. ("PAGP"), for Class A Shares of PAGP on a one-for-one basis. Reporting Person has not yet exercised the Exchange Right; the Exchange Right does not expire. |
(2) | This amendment to Form 4 is being filed to correct the total number of derivative securities in Column 9. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
McGee Richard K. 333 CLAY STREET, SUITE 1600 HOUSTON, TX |
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| EVP, General Counsel & Sec. |
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Signatures
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/s/ Ann F. Gullion, as attorney-in-fact for Reporting Person | | 1/19/2021 |
**Signature of Reporting Person | Date |
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