- Amended Current report filing (8-K/A)
26 Março 2009 - 6:14PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K/A
CURRENT REPORT
Pursuant to Section 13 or 15(d) of
The Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): June 16, 2008
MERRILL LYNCH DEPOSITOR, INC.
(on behalf of PPLUS TRUST SERIES JPM-1)
(Exact name of registrant as specified in its charter)
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Delaware
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001-32263
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13-3891329
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(State or other
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(Commission
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(I. R. S. Employer
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jurisdiction of
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File Number)
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Identification No.)
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incorporation)
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World Financial Center,
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10080
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New York, New York
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(Zip Code)
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(Address of principal executive offices)
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Registrants telephone number, including area code: (212) 449-1000
INFORMATION TO BE INCLUDED IN REPORT
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2.):
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR
240.14d-2(b))
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR
240.13e-4(c))
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Section 1.
Registrants Business and Operations
Not applicable.
Section 2.
Financial Information
Not applicable.
Section 3.
Securities and Trading Markets
Not applicable.
Section 4.
Matters Related to Accountants and Financial Statements
Not applicable.
Section 5.
Corporate Governance and Management
Not applicable.
Section 6.
Asset-Backed Securities
Item 6.04
Failure to Make a Required Distribution
With respect to the scheduled June 16, 2008 disbursement to holders in the amount of $184,675, the Trustee
discovered on September 24, 2008 and informed the Registrant that the amount of such disbursement was incorrectly calculated and
holders were actually entitled to receive $203,125 on such distribution date. The Trustee paid the additional $18,450 to
holders on September 26, 2008. The Trustee informed the Registrant that the calculation error was caused by the use of an incorrect
interest rate in calculating the amount of the distribution to holders, as the terms of the trust certificates of the series specified
a minimum interest rate. The Trustee maintains a tickler system whereby its appropriate personnel are advised as to when
disbursements are to be made. The Trustee informed the Registrant that the Trustees tickler system has been amended to identify
the interest rate floors and caps that apply to a particular series of trust certificates.
Additionally, the registrant has enhanced its calculation system to correct the problem that resulted in the calculation error and has
implemented additional controls that are intended to prevent a reoccurrence.
A Current Report on Form 8-K was filed on October 6, 2008 (the October 6, 2008 8-K) to reflect the additional
payment that was made to holders on September 26, 2008. However, the October 6, 2008 8-K was not filed pursuant to Item 6.04 of Form
8-K to reflect the fact that the full payment was not made on the specified distribution date. This Amended Current Report on Form 8-K/A
is being filed to disclose this information under Item 6.04 of Form 8-K.
Section 7.
Regulation FD
Not applicable.
Section 8.
Other Events
Not applicable.
Section 9.
Financial Statements and Exhibits
Not applicable.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, hereunto duly authorized.
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MERRILL LYNCH DEPOSITOR, INC.
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Date: March 26, 2009
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By:
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/s/ Steven ONeill
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Name:
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Steven ONeill
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Title:
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Vice President
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