Statement of Changes in Beneficial Ownership (4)
09 Dezembro 2021 - 2:42PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden
hours per response...
0.5
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
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GLOTZBACH EDWARD L |
2. Issuer Name and Ticker or Trading Symbol
SPIRE INC
[
SR
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner
_____ Officer (give title below) _____ Other (specify below)
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(Last)
(First)
(Middle)
700 MARKET STREET |
3. Date of Earliest Transaction
(MM/DD/YYYY)
12/7/2021 |
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(Street)
ST. LOUIS, MO 63101
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security
(Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code
(Instr. 8)
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4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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| 5.90% Series A Cumulative Redeemable Perpet. Preferred Stock | 12/7/2021 | | G |
V
| 8000.00 (1) | D | $0.00 | 8000.00 | I (1) | Irrevocable family trust (2) |
| Common Stock | 12/7/2021 | | G |
V
| 25440.00 (3) | D | $0.00 | 30140.00 (4) | I | Irrevocable family trust (2) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code
(Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4) | 8. Price of Derivative Security
(Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
| Explanation of Responses: |
| (1) | This transaction represents the transfer of preferred shares from a revocable family trust of which Mr. Glotzbach and his spouse are trustees to an irrevocable family trust of which Mr. Glotzbach and his spouse are trustees. The beneficiaries of the irrevocable family trust are Mr. Glotzbach's spouse and Mr. Glotzbach's heirs. Mr. Glotzbach and his spouse share voting and dispositive powers over the shares. |
| (2) | Mr. Glotzbach and his spouse are trustees of the irrevocable family trust. The beneficiaries of the irrevocable family trust are Mr. Glotzbach's spouse and Mr. Glotzbach's heirs. |
| (3) | This transaction represents the transfer of shares from a revocable family trust of which Mr. Glotzbach and his spouse are trustees to an irrevocable family trust of which Mr. Glotzbach and his spouse are trustees. The beneficiaries of the irrevocable family trust are Mr. Glotzbach's spouse and Mr. Glotzbach's heirs. Mr. Glotzbach and his spouse share voting and dispositive powers over the shares. |
| (4) | Includes shares held in an IRA account and the shares acquired through the reinvestment of dividends for these shares. Mr. Glotzbach has sole voting and dispositive power of the shares held in the IRA. The IRA account is not held in the irrevocable family trust. |
Reporting Owners
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| Reporting Owner Name / Address | Relationships |
| Director | 10% Owner | Officer | Other |
GLOTZBACH EDWARD L
700 MARKET STREET
ST. LOUIS, MO 63101 | X |
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Signatures
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| /s/ Ellen Theroff, Attorney-in-Fact for Edward L. Glotzbach | | 12/9/2021 |
| **Signature of Reporting Person | Date |
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