Surf Air Mobility Announces Terms of Reverse Stock Split
09 Agosto 2024 - 6:00PM
Business Wire
Surf Air Mobility Inc. (NYSE: SRFM) (“Surf Air Mobility,” “we,”
or “the Company”) announced today the terms of the Company’s
previously disclosed reverse stock split (the “Reverse Split”).
Authorization for the Reverse Split was approved by stockholders
at Surf Air Mobility’s Annual Meeting on June 25, 2024. On August
8, 2024, the Board of Directors selected a Reverse Split ratio of
1-for-7 shares (the “Split Ratio”) pursuant to the authorization
approved by stockholders. The Reverse Split will be effective at
12:01 am Eastern Time on August 19, 2024 for all outstanding shares
of Surf Air Mobility’s common stock. The Company’s common stock
will continue to trade under the symbol “SRFM” and is expected to
begin trading on the New York Stock Exchange (“NYSE”) on a
split-adjusted basis on August 19, 2024.
As a result of the Reverse Split, every seven shares of the
Company’s issued and outstanding common stock will be automatically
reclassified into one new share of common stock, which will remain
fully paid and non-assessable. The Reverse Split will not modify
any rights or preferences of any of Surf Air Mobility’s common
stock, and will be applied uniformly and equally to stockholders,
such that the percentage ownership interests in the Company’s
equity will not change, except to the extent that the Reverse Split
results in a stockholder owning a fractional share. No fractional
shares will be issued in connection with the Reverse Split, and in
lieu thereof, stockholders who would otherwise be entitled to a
fractional share will receive a proportional cash payment based on
the closing trading price per share of the common stock on the NYSE
on August 16, 2024, the trading day immediately preceding the
effective time of the Reverse Split, as adjusted for the Split
Ratio.
The Reverse Split will not change the number of authorized
shares of each class of common stock, or the par value of the
common stock. The Company will proportionally adjust the exercise
prices and the number of shares underlying the Company’s
outstanding equity awards, as well as the number of shares issued
and issuable under Surf Air Mobility’s equity incentive plan.
The Reverse Split is intended to help the Company regain
compliance with the minimum bid price requirements for maintaining
its listing on the NYSE.
Following the effectiveness of the Reverse Split the new CUSIP
number for the common stock will be 868927 203. Immediately
following the Reverse Split there will be approximately 12,826,529
shares of common stock outstanding.
Surf Air Mobility has appointed its transfer agent, Equiniti
Trust Company, LLC, to act as exchange agent for the Reverse Split.
Stockholders owning pre-split shares via a bank, broker, or other
nominee will have their positions automatically adjusted to reflect
the Reverse Split and will not be required to take further action
in connection with the Reverse Split, subject to the nominees'
particular procedures and policies. Similarly, registered
stockholders holding pre-split shares of the Company's common stock
electronically in book-entry form are also not required to take
further action in connection with the Reverse Split. Holders of
certificated shares will be contacted by the Company or its
exchange agent with further details about how to surrender old
certificates in exchange for new shares.
Additional information about the Reverse Split can be found in
the Company's definitive proxy statement filed with the Securities
and Exchange Commission (the "SEC") on April 29, 2024, which is
available free of charge at the SEC's website, www.sec.gov, and on
the Company's website at
https://investors.surfair.com/financials/sec-filings/default.aspx.
About Surf Air Mobility
Surf Air Mobility is a Los Angeles-based regional air mobility
platform expanding the category of regional air travel to transform
flying through the power of electrification. In an effort to
substantially reduce the cost and environmental impact of flying
and as the owner of the largest commuter airline in the US, Surf
Air Mobility intends to develop powertrain technology with its
commercial partners to electrify existing fleets and bring
electrified aircraft to market at scale. The management team has
deep experience and expertise across aviation, electrification, and
consumer technology.
Forward-Looking Statements
This Press Release contains forward-looking statements within
the meaning of The Private Securities Litigation Reform Act of
1995, including statements regarding the timing of implementation
of the Reverse Split and the Split Ratio, our intentions, and the
expected benefits associated therewith. Readers of this release
should be aware of the speculative nature of forward-looking
statements. These statements are based on the beliefs of the
Company’s management as well as assumptions made by and information
currently available to the Company and reflect the Company’s
current views concerning future events. As such, they are subject
to risks and uncertainties that could cause actual results or
events to differ materially from those expressed or implied by such
forward-looking statements. Such risks and uncertainties include,
among many others: the Company’s future ability to pay contractual
obligations and liquidity, which will depend on operating
performance, cash flow and ability to secure adequate financing;
the Company’s limited operating history and that the Company has
not yet manufactured any fully-electric or hybrid-electric
aircraft; the powertrain technology the Company plans to develop
does not yet exist and remains subject to approval by regulators;
the Company’s ability to maintain and strengthen the Company’s
brand and its reputation as a regional airline; any accidents or
incidents involving aircraft including those involving
fully-electric or hybrid-electric aircraft; the Company’s ability
to accurately forecast demand for products and manage product
inventory in an effective and efficient manner; the dependence on
third-party partners and suppliers for the components and
collaboration in the Company’s development of fully-electric and
hybrid-electric powertrains, and any interruptions, disagreements
or delays with those partners and suppliers; the Company’s ability
to execute business objectives and growth strategies successfully
or sustain the Company’s growth; risks from the integration of
business acquisitions that could adversely affect the Company’s
business, divert the attention of management, and dilute
shareholder value; increased costs as a result of operating as a
public company, and the requirement that management devote
substantial time to comply with the Company’s public company
responsibilities and corporate governance practices; the ability of
the Company’s customers and potential customers to pay for the
Company’s services; the Company’s ability to obtain additional
financing or access the capital markets to fund its ongoing
operations on acceptable terms and conditions; the outcome of any
legal proceedings that might be instituted against the Company; the
risks associated with the Company’s obligations to comply with
applicable laws, government regulations and rules and standards of
the New York Stock Exchange; and general economic conditions. These
and other risks are discussed in detail in the periodic reports
that the Company files with the SEC, and investors are urged to
review those periodic reports and the Company’s other filings with
the SEC, which are accessible on the SEC’s website at www.sec.gov,
before making an investment decision. The Company assumes no
obligation to update its forward-looking statements except as
required by law.
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