Initial Statement of Beneficial Ownership (3)
29 Agosto 2022 - 6:13PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
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Danneffel Brandon |
2. Date of Event Requiring Statement (MM/DD/YYYY)
8/25/2022
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3. Issuer Name and Ticker or Trading Symbol
US XPRESS ENTERPRISES INC [USX]
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(Last)
(First)
(Middle)
4080 JENKINS ROAD |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director _____ 10% Owner ___X___ Officer (give title below) _____ Other (specify below) President, Dedicated / |
(Street)
CHATTANOOGA, TN 37421
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY)
| 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Class A Common Stock | 1327 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 4) | 2. Date Exercisable and Expiration Date (MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Restricted Stock Units | (1) | (1) | Class A Common Stock | 2802 | (2) | D | |
Restricted Stock Units | (3) | (3) | Class A Common Stock | 1000 | (2) | D | |
Restricted Stock Units | (4) | (4) | Class A Common Stock | 14667 | (2) | D | |
Restricted Stock Units | (5) | (5) | Class A Common Stock | 10000 | (2) | D | |
Explanation of Responses: |
(1) | The restricted stock units ("RSUs") will vest in three approximately equal installments on each of June 15, 2023, 2024, and 2025 and are subject to certain vesting, forfeiture, and termination provisions. |
(2) | The RSUs represent a contingent right to receive one share of the issuer's Class A common stock. |
(3) | The RSUs will vest on March 15, 2023 and are subject to certain vesting, forfeiture, and termination provisions. |
(4) | The RSUs will vest in four approximately equal installments on each of March 15, 2023, 2024, 2025, and 2026 and are subject to certain vesting, forfeiture, and termination provisions. |
(5) | The RSUs will vest in four approximately equal installments on each of March 15, 2023, 2024, 2025, and 2026 and are subject to certain vesting, forfeiture, and termination provisions. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Danneffel Brandon 4080 JENKINS ROAD CHATTANOOGA, TN 37421 |
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| President, Dedicated |
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Signatures
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/s/ Brandon Danneffel, by Heidi Hornung-Scherr, attorney-in-fact, pursuant to a POA filed herewith | | 8/29/2022 |
**Signature of Reporting Person | Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
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