SAR - Govett Asian Income & Growth Fund
05 Novembro 2003 - 5:00AM
UK Regulatory
FORM SAR 3
Lodge with a RIS or Newstrack if appropriate and the Takeover Panel.
A copy must also be sent to the company the shares of which are acquired.
Date of disclosure
November 5, 2003
DISCLOSURE UNDER RULE 3 OF THE RULES GOVERNING
SUBSTANTIAL ACQUISITIONS OF SHARES ("SARs")
Date of acquisition
November 4, 2003
Acquisition in (name of company)
GOVETT ASIAN INCOME & GROWTH FUND LD
1. Class of voting shares (eg ordinary shares)
Ordinary Shares
Number of shares/rights over shares acquired
1,342,657 Shares - Rights
Shares purchased for 1 fund managed by Weiss Capital LLC:
Brookdale International Partners LP 980,140 shares
Brookdale Global Opportunity Fund 362,517 shares
If rights over shares acquired, as opposed to the shares themselves,
specify nature of rights
-
2. Resultant total holding of voting shares (and % of total voting shares
in issue)
11,463,657 29.51 %
Ordinary Shares:
Brookdale International Partners LP (BIP) 10,007,140 shares
Brookdale Global Opportunity Fund (BGO) 1,456,517 shares
Resultant total holding of rights over shares (and % of total voting
shares in issue)
- - %
Total percentage
29.51 %
3. Party making disclosure
Weiss Asset Management LLC, Weiss Capital LLC
Weiss Capital LLC is the Investment Manager of BGO and Weiss Asset
Management LLC is the General Partner of BIP
4. (a) Name of person acquiring shares or rights over shares and, if
different, beneficial owner
Brookdale Global Opportunity Fund and Brookdale International Partners LP
(b) Names of any other persons acting by agreement or understanding (see
SAR 5)
-
Signed, for and on behalf of the party named in (3) above
(Also print name of signatory)
Eitan Milgram
Telephone and extension number
001-617-778-7714
Note. Under SAR 5, the holdings of and acquisitions by persons acting by
agreement or understanding must be aggregated and treated as a
holding of or acquisition by one person. Note 3 on SAR 5 requires
persons who must aggregate holdings to disclose certain disposals.
For full details of the SARs disclosure requirements, see Rules 3 and 5 of
the SARs. If in doubt, contact the Panel on Takeovers and Mergers, Monitoring
Section. Tel. No: 020 7638 0129.
Email: monitoring@disclosure.org.uk
SOURCE Weiss Asset Management
-0- 11/05/2003
/Nov. 5/
END