Amended Statement of Ownership (sc 13g/a)
04 Fevereiro 2014 - 4:03PM
Edgar (US Regulatory)
UNITED STATES
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SECURITIES AND EXCHANGE COMMISSION
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Washington, DC 20549
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SCHEDULE 13G
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Under the Securities Exchange Act
of 1934
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(Amendment No.3)*
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CurrencyShares
Japanese Yen Trust
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(Name of Issuer)
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ETP
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(Title
of Class of Securities)
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23130A102
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(CUSIP
Number)
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12/31/2013
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(Date
of Event Which Requires Filing of this Statement)
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Check the appropriate box to designate the rule
pursuant to which this Schedule is filed:
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S
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Rule 13d-1(b)
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£
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Rule 13d-1(c)
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£
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Rule 13d-1(d)
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* The remainder of this
cover page shall be filled out for a reporting person's initial filing on this form
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with respect
to the subject class of securities, and for any subsequent amendment containing
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information
which would alter the disclosures provided in a prior cover page.
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The information
required in the remainder of this cover page shall not be deemed to be ''filed'' for the
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purpose of Section
18 of the Securities Exchange Act of 1934 (''Act'') or otherwise subject to the
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liabilities of that
section of the Act but shall be subject to all other provisions of the Act (however,
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see the Notes.)
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CUSIP
No. 23130A102
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13G
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Page
2 of 7 Pages
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1.
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NAME
OF REPORTING PERSON
I.R.S. INDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
IndexIQ Advisors LLC
02-0811753
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2.
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CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
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(a)
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£
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(b)
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£
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3.
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SEC
USE ONLY
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4.
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CITIZENSHIP
OR PLACE OF ORGANIZATION
Delaware
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NUMBER
OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
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5.
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SOLE
VOTING POWER
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14,444
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6.
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SHARED
VOTING POWER
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0
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7.
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SOLE
DISPOSITIVE POWER
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14,444
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8.
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SHARED
DISPOSITIVE POWER
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0
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9.
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AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING
PERSON
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14,444
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10.
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CHECK
BOX IF THE AGGREGRATE AMOUNT IN ROW (9) EXCLUDES
CERTAIN SHARES*
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£
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11.
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PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.76% (see reponse to Item 4)
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12.
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TYPE
OF REPORTING PERSON* (see instructions)
IA
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*SEE
INSTRUCTIONS BEFORE FILLING OUT
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Page
3 of 7 Pages
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Item 1(a).
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Name of Issuer:
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CurrencyShares Japanese Yen Trust
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Item 1(b).
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Address of Issuer's Principal Executive Offices:
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Rydex Funds 9601 Blackwell Road Suite 500
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Rockville, MD 20850
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Item 2(a).
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Name of Persons Filing:
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Item 2(b).
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Address of Principal Business Office, or if None, Residence:
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Item 2(c).
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Citizenship
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IndexIQ Advisors LLC
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800 Westchester Avenue Suite N-611
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Rye Brook, NY 10573
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(Delaware)
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Item 2(d).
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Title of Class of Securities:
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ETP
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Item 2(e).
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CUSIP Number:
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23130A102
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Page
4 of 7 Pages
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Item 3.
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If This Statement Is Filed Pursuant to §§
240.13d-1(b), or 240.13d-2(b) or (c),
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Check Whether the Person Filing is a:
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(a)
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£
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Broker or dealer registered under Section 15 of the
Exchange
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Act (15 U.S.C 78o).
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(b)
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£
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Bank as defined in Section 3(a)(6) of the Act (15 U.S.C.
78c).
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(c)
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£
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Insurance company as defined in Section 3(a)(19) of
the
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Exchange Act (15 U.S.C. 78c).
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(d)
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£
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Investment company registered under Section 8 of the
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Investment Company Act of 1940 (15 U.S.C. 80a-8).
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(e)
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An investment adviser in accordance with §240.13d-
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1(b)(1)(ii)(E).
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(f)
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£
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An employee benefit plan or endowment fund in accordance
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with §240.13d-1(b)(1)(ii)(F).
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(g)
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£
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A parent holding company or control person in accordance
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with §240.13d-1(b)(1)(ii)(G).
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(h)
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£
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A savings association as defined in Section 3(b) of
the Federal
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Deposit Insurance Act (12 U.S.C. 1813);
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(i)
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£
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A church plan that is excluded from the definition of
an
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investment company under Section 3(c)(14) of the Investment
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Company Act of 1940 (15 U.S.C. 80a-3);
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(j)
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£
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Group, in accordance with §240.13d-1(b)(1)(ii)(J).
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If this statement is filed pursuant to Rule 13d-1 (c),
check this box.
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Page
5 of 7 Pages
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Item 4. Ownership
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If the percent of class owned, as of December 31 of
the year covered by the statement,
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or as of the last day of any month described in Rule
13d-1 (b) (2), if applicable, exceeds
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five percent, provide the following information as
of that date and identify those shares
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which there is a right to acquire.
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(a)
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Amount beneficially owned: 14,444
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(b)
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Percent of class: 0.76%
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(c)
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Number of shares as to which such person has:
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(i) Sole power to vote or to
direct the vote: 14,444
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(ii) Shared power to vote or to direct
the vote: none
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(iii) Sole power to dispose or to direct
the disposition of: 14,444
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(iv) Shared power to dispose or to direct
the disposition of: none
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Page
6 of 7 Pages
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Item 5.
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Ownership of Five Percent or Less of a Class
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If this statement is being filed to report the fact
that as of the date hereof the
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reporting person has ceased to be the beneficial owner
of more than five percent
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of the class of securities,
check the following
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R
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Item 6.
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Ownership of More than Five Percent on Behalf of Another
Person.
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If any other person is known to have the right to receive
or the power to direct
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the receipt of dividends from, or the proceeds from
the sale of, such
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securities, a statement to that effect should be included
in response to this
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item and, if such interest relates to more than five
percent of the class, such
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person should be identified. A listing of
the shareholders of an investment
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company registered under the Investment Company Act
of 1940 or the
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beneficiaries of employee benefit plan, pension fund
or endowment fund is not
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required.
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Not applicable.
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Item 7.
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Identification and Classification of the Subsidiary
Which Acquired the Security
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Being Reported on by the Parent Holding Company.
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Not applicable.
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Item 8.
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Identification and Classification of Members of the
Group.
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Not applicable.
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Item 9.
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Notice of Dissolution of Group.
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Not applicable.
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Item 10.
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Certification.
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By signing below I certify that, to the best of my knowledge
and belief, the
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securities referred to above were acquired and are held
in the ordinary course of
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business and were not acquired and are not held for
the purpose of or with the
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effect of changing or influencing the control of the
issuer of the securities and
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were not acquired and are not held in connection with
or as a participant in any
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transaction having that purpose or effect.
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Page
7 of 7 Pages
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SIGNATURE
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After reasonable inquiry and to the best of my knowledge
and belief, I certify that
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the information set forth in this statement is true,
complete and correct.
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Dated this 4th day of February, 2014
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IndexIQ Advisors LLC
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By:
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Adam S. Patti
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CEO
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Birdie Win (PK) (USOTC:BRWC)
Gráfico Histórico do Ativo
De Mai 2024 até Jun 2024
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