First Robinson Financial Corp - Amended Statement of Ownership (SC 13G/A)
14 Fevereiro 2008 - 11:49AM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
SCHEDULE
13G
Under
the Securities Exchange Act of 1934
(Amendment
No. 5)
*
First
Robinson Financial Corporation
(Name
of
Issuer)
Common
Stock,_$0.01 par value
(Title
of
Class of Securities)
336188-10-7
(CUSIP
Number)
December 31,
2007
Date
of
Event Which Requires Filing of the Statement
Check
the
appropriate box to designate the rule pursuant to which this Schedule is
filed:
*The
remainder of this cover page shall be filled out for a reporting person’s
initial filing on this form with respect to the subject class of securities,
and
for any subsequent amendment containing information which would alter
disclosures provided in a prior cover page.
The
information required on the remainder of this cover page shall not be deemed
to
be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934
(“Act”) or otherwise subject to the liabilities of that section of the Act but
shall be subject to all other provisions of the Act (however, see the
Notes).
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Cusip
n
o.
336188-10-7
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13G
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Page
2
of
8 Pages
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1
.
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NAME
OF REPORTING PERSON
S.S.
OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
First
Robinson Savings Bank, N.A. 401(k) Retirement Savings Plan
IRS
I.D. No. 37-0867684
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2.
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CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a)
o
(b)
x
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|
3.
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SEC
USE ONLY
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4.
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CITIZENSHIP
OR PLACE OF ORGANIZATION
Federally
Chartered Stock Savings Institution’s 401(k) Retirement Savings Plan
organized in Illinois
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NUMBER
OF
SHARES
BENEFICIALLY
OWNED
BY
EACH
REPORTING
PERSON
WITH
|
5.
|
SOLE
VOTING POWER
0
|
|
6.
|
SHARED
VOTING POWER
24,355
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|
7.
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SOLE
DISPOSITIVE POWER
0
|
|
8.
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SHARED
DISPOSITIVE POWER
24,355
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9.
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AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
24,355
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10.
|
CHECK
BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES
CERTAIN
SHARES
¨
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11.
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PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
5.2%
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12.
|
TYPE
OF REPORTING PERSON
EP
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|
Cusip
n
o.
336188-10-7
|
13G
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Page
3
of
8 Pages
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1
.
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NAME
OF REPORTING PERSON
S.S.
OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
First
Robinson Financial Corporation Employee Stock Ownership Plan
IRS
I.D. No. 36-4162718
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|
2.
|
CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a)
o
(b)
x
|
|
3.
|
SEC
USE ONLY
|
|
4.
|
CITIZENSHIP
OR PLACE OF ORGANIZATION
Delaware
Chartered Corporation’s Employee Stock Ownership Plan organized in
Illinois
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|
NUMBER
OF
SHARES
BENEFICIALLY
OWNED
BY
EACH
REPORTING
PERSON
WITH
|
5.
|
SOLE
VOTING POWER
0
|
|
6.
|
SHARED
VOTING POWER
66,276
|
|
7.
|
SOLE
DISPOSITIVE POWER
66,276
|
|
8.
|
SHARED
DISPOSITIVE POWER
0
|
|
9.
|
AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
66,276
|
|
10.
|
CHECK
BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES
CERTAIN
SHARES
¨
|
|
11.
|
PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
14.2%
|
|
12.
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TYPE
OF REPORTING PERSON
EP
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|
Cusip
n
o.
336188-10-7
|
13G
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Page
4
of
8 Pages
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1
.
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NAME
OF REPORTING PERSON
S.S.
OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
First
Bankers Trust Services, Inc.
IRS
I.D. No. 20-1171923
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2
.
|
CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a)
o
(b)
x
|
|
3.
|
SEC
USE ONLY
|
|
4.
|
CITIZENSHIP
OR PLACE OF ORGANIZATION
Illinois
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NUMBER
OF
SHARES
BENEFICIALLY
OWNED
BY
EACH
REPORTING
PERSON
WITH
|
5.
|
SOLE
VOTING POWER
0
|
|
6.
|
SHARED
VOTING POWER
90,631
|
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7.
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SOLE
DISPOSITIVE POWER
66,276
|
|
8.
|
SHARED
DISPOSITIVE POWER
24,355
|
|
9.
|
AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
90,631
|
|
10.
|
CHECK
BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES
CERTAIN
SHARES
¨
|
|
11.
|
PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
19.4
%
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12.
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TYPE
OF REPORTING PERSON
BK
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Cusip
n
o.
336188-10-7
|
13G
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Page
5
of
8 Pages
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Item
1(a)
Name
of Issuer: First Robinson Financial Corporation
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(b)
Address
of Issuer’s Principal Executive Offices:
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501
E. Main Street
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P.O.
Box 8598
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Robinson,
Illinois 62454
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Item
2(a)
Name
of Person Filing:
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First
Robinson Savings Bank N.A. 401(k) Retirement Savings Plan
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(“401(k)”)
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First
Robinson Financial Corporation Employee Stock Ownership
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Plan
(“ESOP”)
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First
Bankers Trust Services, Inc. (the “Trustee”), the trustee of
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ESOP
and 401(k).
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Item
2(b)
Address
of Principal Business Office:
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The
business address of the 401(k) and ESOP is:
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501
E. Main
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P.O.
Box 8598
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Robinson,
Illinois 62454
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The
business address of the Trustee is:
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2321
Koch’s Lane
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Quincy,
Illinois 62301
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Item
2(c)
Citizenship:
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Illinois
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(d)
Title
of Class of Securities:
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Common
Stock, par value $0.01 per share
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(e)
CUSIP
Number:
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36188-10-7
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Item
3
If
this
statement is filed pursuant to Rules 13d-1(b), or 13d-2(b) or (c), check whether
the person filing is a:
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(a)
|
o
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Broker
or dealer registered under Section 15 of the Exchange
Act;
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(b)
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Bank
as defined in Section 3(a)(6) of the Exchange
Act;
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(c)
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Insurance
company as defined in Section 3(a)(19) of the Exchange
Act;
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(d)
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Investment
company registered under Section 8 of the Investment Company
Act;
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Cusip
n
o.
336188-10-7
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13G
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Page 6
of
8 Pages
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(e)
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An
investment adviser in accordance with Rule
13d-1(b)(1)(ii)(E);
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(f)
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x
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An
employee benefit plan or endowment fund in accordance with Rule
13d-1(b)(1)(ii)(F);
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(g)
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A
parent holding company or control person in accordance with Rule
13d-1(b)(ii)(G);
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(h)
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A
savings association as defined in Section 3(b) of the Federal Deposit
Insurance Act;
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(i)
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A
church plan that is excluded from the definition of an investment
company
under Section 3(c)(14) of the Investment Company
Act;
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(j)
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Group,
in accordance with Rule
13d-1(b)(1)(ii)(J).
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If
this
statement is filed pursuant to Rule 13d-1(c), check this box.
o
Item
4
Ownership:
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(a)
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Amount
beneficially owned: 90,631 shares of common stock
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(b)
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Percent
of Class:
19.4%
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(c)
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Number
of shares as to which such person has:
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(i)
sole
power to vote or to direct the vote: 0
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(ii)
shared
power to vote or to direct the vote: 90,631
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(iii)
sole
power to dispose or to direct the disposition of: 66,276
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(iv)
shared
power to dispose or to direct the disposition of: 24,355
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The
First
Robinson Savings Bank, N.A. 401(k) Retirement Savings Plan is the tax qualified
retirement plan of the bank. It holds 24,355 shares of Common Stock (5.2% of
the
outstanding shares). Pursuant to the 401(k), participants in the 401(k) are
entitled to instruct the Trustee as to the voting and the disposition of the
shares.
The
Trustee may be deemed to beneficially own the 24,355 shares held by the 401(k).
However, the Trustee expressly disclaims beneficial ownership of all such
shares.
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Cusip
n
o.
336188-10-7
|
13G
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Page
7
of
8 Pages
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The
ESOP
holds an aggregate of 66,276 shares of Common Stock (14.2% of the outstanding
shares). 66,276 shares have been allocated to ESOP accounts and there are no
unallocated shares. Pursuant to the ESOP, participants in the ESOP are entitled
to instruct the Trustee as to the voting of the shares allocated to their ESOP
accounts. The ESOP has sole voting and dispositive power with respect to shares
held by it which have not been allocated to participant accounts. On each issue
with respect to which stockholders are entitled to vote, the Trustee is required
to vote the shares held by the ESOP which have not been allocated to participant
accounts in the manner directed under the ESOP.
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The
Trustee may be deemed to beneficially own the 66,276 shares held
by the
ESOP. However, the Trustee expressly disclaims beneficial ownership
of all
such shares.
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Item
5
Ownership of Five Percent or Less of a Class:
Not
Applicable.
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Item
6
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Ownership
of More than Five Percent on Behalf of Another
Person:
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The
401(k) Plan and ESOP Plan hold all of their shares of Common Stock on behalf
of
the participants in such plan. Dividends paid on shares of Common Stock, which
are held in participants' accounts, are credited to their accounts. The proceeds
from the sale of shares of Common Stock, which are held in participants'
accounts, are likewise credited to their accounts. When a participant withdraws
from a plan, the vested portion of the participant's account is distributed
to
the participant.
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Item
7
|
Identification
and Classification of the Subsidiary which Acquired the Security
Being
Reported on by the Parent Holding
Company:
|
Not
Applicable.
|
Item
8
|
Identification
and Classification of Members of the
Group:
|
See
Item
4 above.
|
Item
9
|
Notice
of Dissolution of Group:
|
Not
Applicable.
|
Cusip
n
o.
336188-10-7
|
13G
|
Page
8
of
8 Pages
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Item
10
Certification:
By
signing below I certify that, to the best of my knowledge and belief, the
securities referred to above were not acquired and are not held for the purpose
of or with the effect of changing or influencing the control of the issuer
of
the securities and were not acquired and are not held in connection with or
as a
participant in any transaction having that purpose or effect.
After
reasonable inquiry and to the best of its knowledge and belief, the undersigned
certify that the information set forth in this statement is true, complete
and
correct.
Dated
this 14th day of February, 2008
First
Robinson Financial Corporation Employee Stock Ownership Plan
First
Robinson Savings Bank, N.A. 401(k) Retirement Savings Plan
By:
First
Bankers Trust Services, Inc. as Trustee
By:
/s/
Linda Shultz
Name:
Linda
Shultz
Title:
Trust
Officer
First
Bankers Trust Services, Inc.
By:
/s/
Linda Shultz
Name:
Linda
Shultz
Title:
Trust
Officer
First Robinson Financial (PK) (USOTC:FRFC)
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