Notification That Annual Report Will Be Submitted Late (nt 10-k)
31 Março 2023 - 5:00PM
Edgar (US Regulatory)
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OMB
APPROVAL |
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UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM
12b-25
NOTIFICATION
OF LATE FILING |
OMB
Number: 3235-0058
Expires: February 28, 2022
Estimated average burden hours per response ............. 2.50
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SEC
FILE NUMBER
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CUSIP
NUMBER
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(Check
one): |
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☒
Form 10-K |
☐
Form 20-F |
☐
Form 11-K |
☐
Form 10-Q |
☐
Form 10-D |
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☐
Form N-CEN |
☐
Form N-CSR |
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For
Period Ended: |
December
31, 2022 |
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☐
Transition Report on Form 10-K |
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☐
Transition Report on Form 20-F |
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☐
Transition Report on Form 11-K |
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☐
Transition Report on Form 10-Q |
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For
the Transition Period Ended: |
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Read
Instructions (on back page) Before Preparing Form. Please Print or Type.
Nothing in this form shall be construed to imply that the Commission has verified any information contained herein. |
If
the notification relates to a portion of the filing checked above, identify the Item(s) to which the notification relates:
PART
I — REGISTRANT INFORMATION
HUMBL,
Inc. |
Full
Name of Registrant |
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Former
Name if Applicable |
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600
B Street, Suite 300 |
Address
of Principal Executive Office (Street and Number) |
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San
Diego, CA 92101 |
City,
State and Zip Code |
PART
II — RULES 12b-25(b) AND (c)
If
the subject report could not be filed without unreasonable effort or expense and the registrant seeks relief pursuant to Rule 12b-25(b),
the following should be completed. (Check box if appropriate)
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(a) |
The
reason described in reasonable detail in Part III of this form could not be eliminated without unreasonable effort or expense; |
☒ |
(b) |
The
subject annual report, semi-annual report, transition report on Form 10-K, Form 20-F, Form 11-K, Form N-CEN or Form N-CSR, or portion
thereof, will be filed on or before the fifteenth calendar day following the prescribed due date; or the subject quarterly report
or transition report on Form 10-Q or subject distribution report on Form 10-D, or portion thereof, will be filed on or before the
fifth calendar day following the prescribed due date; and |
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(c) |
The
accountant’s statement or other exhibit required by Rule 12b-25(c) has been attached if applicable. |
PART
III — NARRATIVE
State
below in reasonable detail why Forms 10-K, 20-F, 11-K, 10-Q, 10-D, N-CEN, N-CSR, or the transition report or portion thereof, could not
be filed within the prescribed time period.
(Attach
extra Sheets if Needed) The company was delayed by corporate structuring matters that needed to be resolved.
PART
IV — OTHER INFORMATION
(1) | Name
and telephone number of person to contact in regard to this notification |
Brian
Foote |
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786 |
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738-9012 |
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(Name) |
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(Area
Code) |
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(Telephone
Number) |
(2) | Have
all other periodic reports required under Section 13 or 15(d) of the Securities Exchange
Act of 1934 or Section 30 of the Investment Company Act of 1940 during the preceding 12 months
or for such shorter period that the registrant was required to file such report(s) been filed?
If answer is no, identify report(s). Yes ☒ No ☐ |
(3) | Is
it anticipated that any significant change in results of operations from the corresponding
period for the last fiscal year will be reflected by the earnings statements to be included
in the subject report or portion thereof? |
Yes
☐ No ☒
If
so, attach an explanation of the anticipated change, both narratively and quantitatively, and, if appropriate, state the reasons why
a reasonable estimate of the results cannot be made.
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HUMBL,
Inc. |
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(Name of Registrant as Specified
in Charter) |
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has
caused this notification to be signed on its behalf by the undersigned hereunto duly authorized.
Date |
March
31, 2023 | |
By |
/s/
Brian Foote |
INSTRUCTION:
The form may be signed by an executive officer of the registrant or by any other duly authorized representative. The name and title of
the person signing the form shall be typed or printed beneath the signature. If the statement is signed on behalf of the registrant by
an authorized representative (other than an executive officer), evidence of the representative’s authority to sign on behalf of
the registrant shall be filed with the form.
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ATTENTION |
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Intentional
misstatements or omissions of fact constitute Federal Criminal Violations (See 18 U.S.C. 1001). |
GENERAL
INSTRUCTIONS
1. | This
form is required by Rule 12b-25 (17 CFR 240.12b-25) of the General Rules and Regulations
under the Securities Exchange Act of 1934. |
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2. | One
signed original and four conformed copies of this form and amendments thereto must be completed
and filed with the Securities and Exchange Commission, Washington, D.C. 20549, in accordance
with Rule 0-3 of the General Rules and Regulations under the Act. The information contained
in or filed with the form will be made a matter of public record in the Commission files. |
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3. | A
manually signed copy of the form and amendments thereto shall be filed with each national
securities exchange on which any class of securities of the registrant is registered. |
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4. | Amendments
to the notifications must also be filed on Form 12b-25 but need not restate information that
has been correctly furnished. The form shall be clearly identified as an amended notification. |
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5. | Interactive
data submissions. This form shall not be used by electronic filers with respect to the
submission or posting of an Interactive Data File (§232.11 of this chapter). Electronic
filers unable to submit or post an Interactive Data File within the time period prescribed
should comply with either Rule 201 or 202 of Regulation S-T (§232.201 and §232.202
of this chapter). |
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