- Notification that Annual Report will be submitted late (NT 10-K)
01 Abril 2010 - 4:05PM
Edgar (US Regulatory)
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UN
ITED
STATES
SECURITIES AND EXCHANGE COMMISSION
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Washington,
D.C. 20549
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OMB
APPROVAL
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OMB Number:
3235-0058
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Expires:
May 31,
2012
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FORM 12b-25
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Estimated average burden
hours per response:
2.50
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SEC FILE
NUMBER
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000-49864
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CUSIP
NUMBER
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NOTIFICATION
OF LATE FILING
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42013J204
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(Check
one):
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þ
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Form
10-K
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o
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Form
20-F
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o
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Form
11-K
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o
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Form
10-Q
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o
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Form
10-D
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o
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Form
N-SAR
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o
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Form
N-CSR
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For Period Ended:
December 31, 2009
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o
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Transition Report on
Form 10-K
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o
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Transition Report on
Form 20-F
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o
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Transition Report on
Form 11-K
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o
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Transition Report on
Form 10-Q
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o
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Transition Report on
Form N-SAR
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For
the Transition Period Ended:
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Nothing
in this form shall be construed to imply that the Commission has verified
any information contained herein.
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If
the notification relates to a portion of the filing checked above,
identify the Item(s) to which the notification relates:
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PART
I — REGISTRANT INFORMATION
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Hawk Systems, Inc.
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Full
Name of Registrant
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Former
Name if Applicable
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2385
NW Executive Center Drive, Suite 100
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Address
of Principal Executive Office
(Street and
Number)
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Boca
Raton, FL 33431
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City,
State and Zip Code
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PART II — RULES 12b-25(b) AND
(c)
If the subject report could not be
filed without unreasonable effort or expense and the registrant seeks relief
pursuant to Rule 12b-25 (b), the following should be completed. (Check box
if appropriate)
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(a)
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The
reason described in reasonable detail in Part III of this form could not
be eliminated without unreasonable effort or expense;
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þ
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(b)
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The subject annual
report, semi-annual report, transition report on Form 10-K, Form 20-F,
Form 11-K, Form N-SAR or Form N-CSR, or portion thereof, will be filed on
or before the fifteenth calendar day following the prescribed due date; or
the subject quarterly report or transition report on Form 10-Q or subject
distribution report on Form 10-D,or portion thereof, will be filed on or
before the fifth calendar day following the prescribed due date;
and
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(c)
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The
accountant’s statement or other exhibit required by Rule 12b-25(c) has
been attached if applicable.
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PART
III — NARRATIVE
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State
below in reasonable detail the reasons why Forms 10-K, 20-F, 11-K, 10-Q,
10-D, N-SAR, N-CSR, or the transition report or portion thereof, could not
be filed within the prescribed time period. (Attach extra Sheets if
Needed)
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Hawk
Systems, Inc. (the “Company”) is unable to file its Annual Report on Form
10-K for the fiscal year ended December 31, 2009 (the “Form 10-K”) by the
prescribed filing date of March 31, 2010. The Company is unable to meet
the Form 10-K filing deadline because it has experienced delays in
completing its Form 10-K, which will not give the Company’s auditors
sufficient time to conduct their audit of the Company’s financial
statements for the fiscal year ended December 31,
2009.
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PART
IV — OTHER INFORMATION
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(1)
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Name
and telephone number of person to contact in regard to this
notification
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Michael Diamant
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(561)
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962-2885
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(Name)
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(Area
Code)
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(Telephone
Number)
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(2)
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Have
all other periodic reports required under Section 13 or 15(d) of the
Securities Exchange Act of 1934 or Section 30 of the Investment Company
Act of 1940 during the preceding 12 months or for such shorter period that
the registrant was required to file such report(s) been filed? If answer
is no, identify report(s).
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Yes
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þ
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No
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o
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(3)
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Is
it anticipated that any significant change in results of operations from
the corresponding period for the last fiscal year will be reflected by the
earnings statements to be included in the subject report or portion
thereof?
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Yes
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o
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No
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þ
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If
so, attach an explanation of the anticipated change, both narratively and
quantitatively, and, if appropriate, state the reasons why a reasonable
estimate of the results cannot be made.
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Hawk Systems, Inc.
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(Name
of Registrant as Specified in Charter)
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has
caused this notification to be signed on its behalf by the undersigned
hereunto duly authorized.
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April
1, 2010
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By:
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/s/
Michael
Diamant
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Name:
Michael Diamant
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Title:
Chief Executive Officer and Director
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ATTENTION
Intentional
misstatements or omissions of fact constitute Federal Criminal Violations (See
18 U.S.C. 1001).
Hawk Systems (CE) (USOTC:HWSY)
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