FORM 3
        
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response...
0.5
                      
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

Nantahala Capital Partners II Limited Partnership
2. Date of Event Requiring Statement (MM/DD/YYYY)
11/12/2020 

3. Issuer Name and Ticker or Trading Symbol

IMAGEWARE SYSTEMS INC [IWSY]
(Last)        (First)        (Middle)

130 MAIN ST. 2ND FLOOR
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                          ___X___ 10% Owner
_____ Officer (give title below)        _____ Other (specify below)
(Street)

NEW CANAAN, CT 06840      

(City)              (State)              (Zip)
5. If Amendment, Date Original Filed(MM/DD/YYYY)
 

6. Individual or Joint/Group Filing(Check Applicable Line)

_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1.Title of Security
(Instr. 4)
2. Amount of Securities Beneficially Owned
(Instr. 4)
3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
4. Nature of Indirect Beneficial Ownership
(Instr. 5)
Common Stock 1281131 D (1) 

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 4)
2. Date Exercisable and Expiration Date
(MM/DD/YYYY)
3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
4. Conversion or Exercise Price of Derivative Security5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
6. Nature of Indirect Beneficial Ownership
(Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Series D Convertible Preferred Stock  (2) (2)Common Stock 46996569 $.0583 D (1) 

Explanation of Responses:
(1) Nantahala Capital Partners II Limited Partnership ("NCP II") holds these shares of ImageWare Systems, Inc. ("ImageWare") common stock ("Common Stock") and Series D Convertible Preferred Stock ("Series D Preferred Stock") disclosed in this Form 3. Nantahala Capital Management, LLC ("NCM") exercises investment and voting power over these shares of Common Stock and Series C Preferred Stock, and NCP II disclaims beneficial ownership of these shares.
(2) Series D Preferred Stock is convertible to Common Stock at the option of the holder at any time following three months from the acquisition date, or at the option of ImageWare upon the satisfaction of certain conditions. Series D Preferred Stock does not expire but is subject to certain redemption rights.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director10% OwnerOfficerOther
Nantahala Capital Partners II Limited Partnership
130 MAIN ST. 2ND FLOOR
NEW CANAAN, CT 06840

X


Signatures
/s/ Paul E. Rehm, Chief Compliance Officer, By: Nantahala Capital Management, LLC, Its General Partner11/19/2020
**Signature of Reporting PersonDate

ImageWare Systems (CE) (USOTC:IWSY)
Gráfico Histórico do Ativo
De Nov 2024 até Dez 2024 Click aqui para mais gráficos ImageWare Systems (CE).
ImageWare Systems (CE) (USOTC:IWSY)
Gráfico Histórico do Ativo
De Dez 2023 até Dez 2024 Click aqui para mais gráficos ImageWare Systems (CE).