Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company (n-q)
28 Março 2013 - 2:52PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-Q
QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number
811-06400
The Advisors’ Inner Circle Fund
(Exact name of registrant as specified in charter)
101 Federal
Street
Boston, MA 02110
(Address of principal executive offices) (Zip code)
SEI
Corporation
One Freedom Valley Drive
Oaks, PA 19456
(Name and address of agent for service)
Registrant’s telephone number, including area code: 1-877-446-3863
Date of fiscal year end: October 31, 2013
Date of reporting period: January 31, 2013
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Item 1.
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Schedule of Investments
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Schedule of Investments
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AIG Money Market Fund
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January 31, 2013 (unaudited)
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Face
Amount
(000)
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Value
(000)
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Commercial Paper (A) (40.6%)
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Air Products & Chemicals
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$
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17,100
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0.110%, 02/08/13 (B)
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$
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17,100
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25,000
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0.110%, 02/12/13 (B)
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24,999
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14,000
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0.110%, 02/15/13 (B)
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13,999
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20,000
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0.110%, 03/22/13 (B)
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19,997
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ASB Finance
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15,000
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0.230%, 04/05/13 (B)
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14,994
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Cargill Global Funding
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20,000
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0.110%, 02/01/13 (B)
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20,000
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15,000
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0.140%, 02/11/13 (B)
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14,999
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Chevron
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4,405
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0.060%, 02/15/13 (B)
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4,405
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Coca-Cola
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1,037
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0.100%, 02/01/13 (B)
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1,037
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5,000
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0.200%, 02/06/13 (B)
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5,000
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25,000
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0.090%, 02/12/13 (B)
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24,999
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Colgate-Palmolive
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14,000
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|
0.070%, 02/01/13 (B)
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14,000
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25,000
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0.080%, 02/07/13 (B)
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25,000
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10,000
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0.060%, 02/12/13 (B)
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10,000
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20,000
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0.080%, 02/22/13 (B)
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19,999
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Commonwealth Bank of Australia
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20,000
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0.130%, 02/14/13 (B)
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19,999
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5,000
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0.130%, 02/28/13 (B)
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5,000
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20,000
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0.120%, 02/28/13 (B)
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19,998
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20,000
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0.210%, 03/21/13 (B)
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19,994
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20,000
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0.200%, 03/21/13 (B)
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19,995
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DBS Bank
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25,000
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0.170%, 02/04/13 (B)
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25,000
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25,000
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0.180%, 04/04/13 (B)
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24,992
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15,000
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0.160%, 04/04/13 (B)
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14,996
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EI du Pont de Nemours
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25,000
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0.100%, 02/04/13 (B)
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25,000
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20,000
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0.080%, 02/22/13 (B)
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19,999
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Emerson Electric
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5,000
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0.100%, 02/19/13 (B)
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5,000
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18,000
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0.110%, 03/25/13 (B)
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17,997
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General Electric Capital
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50,000
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0.070%, 02/07/13
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49,999
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Google
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20,000
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0.080%, 02/04/13 (B)
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20,000
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4,300
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0.070%, 02/04/13 (B)
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4,300
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8,500
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0.120%, 04/09/13 (B)
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8,498
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Honeywell International
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50,000
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0.100%, 03/20/13 (B)
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49,993
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Illinois Tool Works
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15,000
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0.110%, 02/05/13 (B)
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15,000
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John Deere Bank
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27,000
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0.120%, 02/08/13 (B)
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26,999
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4,000
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0.110%, 02/15/13 (B)
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4,000
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25,000
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0.110%, 02/21/13 (B)
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24,998
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6,500
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0.130%, 02/26/13 (B)
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6,499
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20,000
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0.110%, 03/07/13 (B)
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19,998
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National Australia Funding Delaware
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8,700
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0.170%, 02/04/13 (B)
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8,700
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30,000
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0.120%, 02/26/13 (B)
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29,998
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25,000
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0.120%, 02/27/13 (B)
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24,998
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25,000
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0.170%, 04/22/13 (B)
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24,991
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30,000
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0.190%, 04/29/13 (B)
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29,986
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Face
Amount
(000)
|
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|
Value
(000)
|
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Commercial Paper (A) — (continued)
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Nestle Finance International
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$
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14,270
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0.100%, 02/22/13
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$
|
14,269
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5,730
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0.250%, 04/15/13
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5,727
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PepsiCo
|
|
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25,000
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|
0.070%, 02/13/13 (B)
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24,999
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Pfizer
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10,000
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0.070%, 02/28/13 (B)
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10,000
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Philip Morris International
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4,134
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0.100%, 02/06/13 (B)
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4,134
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20,000
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0.070%, 02/07/13 (B)
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20,000
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24,448
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0.120%, 02/20/13 (B)
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24,446
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25,000
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0.100%, 02/21/13 (B)
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24,999
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Procter & Gamble
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1,500
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0.090%, 02/12/13 (B)
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1,500
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15,000
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|
0.160%, 02/27/13 (B)
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14,998
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20,000
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|
0.110%, 03/21/13 (B)
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19,997
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Royal Bank of Canada
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50,000
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0.120%, 02/19/13
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49,997
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United Parcel Service
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50,000
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0.070%, 02/01/13 (B)
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50,000
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UOB Funding
|
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15,000
|
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|
0.190%, 02/14/13
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14,999
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45,000
|
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|
0.140%, 02/25/13
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44,996
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|
15,000
|
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|
0.140%, 03/06/13
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14,998
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25,000
|
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0.200%, 04/26/13
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24,988
|
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US Bank
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125,000
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0.150%, 02/06/13
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125,000
|
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Wal-Mart Stores
|
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35,000
|
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|
0.090%, 02/04/13 (B)
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35,000
|
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20,000
|
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|
0.080%, 02/11/13 (B)
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20,000
|
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|
20,000
|
|
|
0.070%, 02/11/13 (B)
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|
19,999
|
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Westpac Securities NZ
|
|
|
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|
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|
6,093
|
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|
0.180%, 03/08/13 (B)
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|
6,092
|
|
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|
15,000
|
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|
0.230%, 03/18/13 (B)
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|
14,996
|
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Total Commercial Paper
(Cost $1,383,589)
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1,383,589
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Certificates of Deposit (26.5%)
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Bank of Montreal
|
|
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25,000
|
|
|
0.170%, 02/11/13
|
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|
25,000
|
|
|
|
20,000
|
|
|
0.150%, 02/15/13
|
|
|
20,000
|
|
|
|
25,000
|
|
|
0.150%, 02/19/13
|
|
|
25,000
|
|
|
|
20,000
|
|
|
0.190%, 04/22/13
|
|
|
20,000
|
|
|
|
|
|
|
Bank of Nova Scotia
|
|
|
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|
75,000
|
|
|
0.100%, 02/05/13
|
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|
75,000
|
|
|
|
25,000
|
|
|
0.170%, 03/08/13
|
|
|
25,000
|
|
|
|
|
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|
Bank of Tokyo-Mitsubishi
|
|
|
|
|
|
|
25,000
|
|
|
0.170%, 02/05/13
|
|
|
25,000
|
|
|
|
50,000
|
|
|
0.160%, 02/05/13
|
|
|
50,000
|
|
|
|
25,000
|
|
|
0.170%, 02/07/13
|
|
|
25,000
|
|
|
|
25,000
|
|
|
0.170%, 02/14/13
|
|
|
25,000
|
|
|
|
|
|
|
Canadian Imperial Bank of Commerce
|
|
|
|
|
|
|
25,000
|
|
|
0.110%, 02/08/13
|
|
|
25,000
|
|
|
|
|
|
|
DNB Bank
|
|
|
|
|
|
|
50,000
|
|
|
0.150%, 02/01/13
|
|
|
50,000
|
|
|
|
|
|
|
Mizuho Corporate Bank
|
|
|
|
|
|
|
50,000
|
|
|
0.160%, 02/25/13
|
|
|
50,000
|
|
|
|
24,000
|
|
|
0.160%, 02/28/13
|
|
|
24,000
|
|
|
|
25,000
|
|
|
0.190%, 03/25/13
|
|
|
25,000
|
|
|
|
|
|
|
|
|
Schedule of Investments
|
|
|
AIG Money Market Fund
|
|
|
January 31, 2013 (unaudited)
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Face
Amount
(000)
|
|
|
|
|
Value
(000)
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Certificates of Deposit — (continued)
|
|
|
$
|
25,000
|
|
|
0.240%, 04/25/13
|
|
$
|
25,000
|
|
|
|
|
|
|
Sumitomo Mitsui Banking
|
|
|
|
|
|
|
25,000
|
|
|
0.160%, 02/01/13
|
|
|
25,000
|
|
|
|
25,000
|
|
|
0.170%, 02/07/13
|
|
|
25,000
|
|
|
|
25,000
|
|
|
0.170%, 02/13/13
|
|
|
25,000
|
|
|
|
25,000
|
|
|
0.170%, 02/22/13
|
|
|
25,000
|
|
|
|
25,000
|
|
|
0.170%, 02/28/13
|
|
|
25,000
|
|
|
|
|
|
|
Swedbank
|
|
|
|
|
|
|
25,000
|
|
|
0.160%, 02/05/13
|
|
|
25,000
|
|
|
|
75,000
|
|
|
0.160%, 02/06/13
|
|
|
75,000
|
|
|
|
20,000
|
|
|
0.160%, 02/06/13
|
|
|
20,000
|
|
|
|
|
|
|
Toronto-Dominion Bank
|
|
|
|
|
|
|
30,000
|
|
|
0.170%, 02/04/13
|
|
|
30,000
|
|
|
|
25,000
|
|
|
0.100%, 02/13/13
|
|
|
25,000
|
|
|
|
25,000
|
|
|
0.140%, 02/21/13
|
|
|
25,000
|
|
|
|
30,000
|
|
|
0.180%, 03/08/13
|
|
|
30,000
|
|
|
|
15,000
|
|
|
0.200%, 05/03/13
|
|
|
15,000
|
|
|
|
|
|
|
Westpac Banking
|
|
|
|
|
|
|
20,000
|
|
|
0.200%, 02/15/13
|
|
|
20,000
|
|
|
|
|
|
|
Total Certificates of Deposit
(Cost $904,000)
|
|
|
904,000
|
|
|
|
Time Deposits (7.2%)
|
|
|
|
|
|
|
|
|
|
Skandinav Enskilda Bank
|
|
|
|
|
|
|
120,000
|
|
|
0.160%, 02/01/13
|
|
|
120,000
|
|
|
|
|
|
|
Svenska Handelsbanken
|
|
|
|
|
|
|
125,100
|
|
|
0.160%, 02/01/13
|
|
|
125,100
|
|
|
|
|
|
|
Total Time Deposits
(Cost $245,100)
|
|
|
245,100
|
|
|
|
U.S. Government Agency Obligations (1.5%)
|
|
|
|
|
|
|
FHLB
|
|
|
|
|
|
|
50,000
|
|
|
0.055%, 03/27/13 (C)
|
|
|
49,996
|
|
|
|
|
|
|
Total U.S. Government Agency
Obligations
(Cost $49,996)
|
|
|
49,996
|
|
|
|
Repurchase Agreements (D) (24.2%)
|
|
|
|
|
|
|
250,000
|
|
|
Barclays Capital 0.130%, dated 01/31/13, to be repurchased on 02/01/13, repurchase price $250,000,903 (collateralized by various U.S. Treasury Notes ranging in par value
$113,386,300-$139,658,000, 0.250%-1.000%, 07/15/15-03/31/17, with a total market value of $255,000,080)
|
|
|
250,000
|
|
|
|
250,000
|
|
|
RBC Capital Markets 0.130%, dated 01/31/13, to be repurchased on 02/01/13, repurchase price $250,000,903 (collateralized by various FHLB/FHLMC/FNMA and Tennessee Valley Authority
obligations ranging in par value $10,000- $13,450,000, 0.000%-7.250%, 02/06/13-09/15/39, with a total market value of $255,000,377)
|
|
|
250,000
|
|
|
|
|
|
|
|
|
|
|
|
|
Face
Amount
(000)
|
|
|
|
|
Value
(000)
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Repurchase Agreements (D) — (continued)
|
|
|
$
|
325,000
|
|
|
Deutsche Bank Securities 0.160%, dated 01/31/13, to be repurchased on 02/01/13, repurchase price $325,001,444 (collateralized by various
FCSB/FNMA obligations ranging in par value $38,798,000- $149,150,000, 0.180%-1.570%, 04/30/14-01/09/20, with a total market value of $331,500,175)
|
|
$
|
325,000
|
|
|
|
|
|
|
Total Repurchase Agreements
(Cost $825,000)
|
|
|
825,000
|
|
|
|
|
|
|
Total Investments (100.0%)
(Cost $3,407,685)†
|
|
$
|
3,407,685
|
|
Percentages are based on net assets of $3,407,479 (000).
|
(A)
|
|
Discount notes. The rate reported is the effective yield at the time of purchase.
|
|
(B)
|
|
Securities sold within terms of a private placement memorandum, exempt from registration under Section 144A of the Securities Act of 1933, as amended, and may be
sold only to dealers in that program or other “accredited investors.” On January 31, 2013, the value of these liquid securities amounted to $1,038,616 (000) representing 30.48% of the net assets of the Fund.
|
|
(C)
|
|
Zero coupon security. The rate reported on the Schedule of Investments is the effective yield at time of purchase.
|
|
(D)
|
|
Tri-Party Repurchase Agreements
|
|
|
|
|
|
FCSB
|
|
Federal Farm Credit Bank
|
|
FHLB
|
|
Federal Home Loan Bank
|
|
FHLMC
|
|
Federal Home Loan Mortgage Corporation
|
|
FNMA
|
|
Federal National Mortgage Association
|
|
†
|
For Federal tax purposes, the Fund’s aggregate tax cost is equal to book cost.
|
As of January 31, 2013, all of the Fund’s investments are Level 2 in accordance with ASC 820. For the quarter ended January 31, 2013, there were no level 3 securities. For the quarter
ended January 31, 2013, there have been no transfers between Level 1 and Level 2 assets and liabilities.
For information on the
Fund’s policy regarding valuation of investments and other significant accounting policies, please refer to the Fund’s most recent semi-annual or annual financial statements.
AIG-QH-001-1900
|
Item 2.
|
Controls and Procedures
|
(a) The
registrant’s principal executive and principal financial officers, or persons performing similar functions, have concluded that the Registrant’s disclosure controls and procedures (as defined in Rule 30a-3(c) under the Investment Company
Act of 1940 (the “1940 Act”)) are effective, based on the evaluation of these controls and procedures required by Rule 30a-3(b) under the 1940 Act and Rules 13a-15(b) or 15d-15(b) under the Securities Exchange Act of 1934 as of a date
within 90 days of the filing date of this report.
(b) There were no significant changes in the registrant’s internal control over
financial reporting (as defined in Rule 30a-3(d) under the 1940 Act) that occurred during the registrant’s last fiscal quarter that have materially affected, or are reasonably likely to materially affect, the registrant’s internal control
over financial reporting.
(a) A separate certification
for the principal executive officer and the principal financial officer of the registrant as required by Rule 30a-2(a) under the Investment Company Act of 1940, as amended (17 CFR 270.30a-2(a)), are filed herewith.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934 and the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned,
thereunto duly authorized.
|
|
|
|
|
|
|
|
|
(Registrant)
|
|
|
|
|
|
The Advisors’ Inner Circle Fund
|
|
|
|
|
|
|
By (Signature and Title)
|
|
|
|
|
|
/s/ Michael Beattie
|
|
|
|
|
|
|
|
Michael Beattie
|
|
|
|
|
|
|
|
President
|
|
|
|
|
|
|
Date: March 28, 2013
|
|
|
|
|
|
|
Pursuant to the requirements of the Securities Exchange Act of 1934 and the Investment Company Act of 1940, this report
has been signed below by the following persons on behalf of the registrant and in the capacities and on the dates indicated.
|
|
|
|
|
|
|
|
|
By (Signature and Title)
|
|
|
|
|
|
/s/ Michael Beattie
|
|
|
|
|
|
|
|
Michael Beattie
|
|
|
|
|
|
|
|
President
|
Date:
March 28, 2013
|
|
|
|
|
|
|
|
|
By (Signature and Title)
|
|
|
|
|
|
/s/ Michael Lawson
|
|
|
|
|
|
|
|
Michael Lawson
|
|
|
|
|
|
|
|
Treasurer, Controller & CFO
|
Date: March 28, 2013
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