SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
SCHEDULE 13G*
(Rule 13d-102)
INFORMATION TO BE INCLUDED IN STATEMENTS
FILED PURSUANT TO RULES 13d-1(b), (c) AND (d)
AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2
Lightscape Technologies Inc.
(Name of Issuer)
Common Stock, $0.001 par value per share
(Title of Class of Securities)
53227B 101
(CUSIP Number)
July 31, 2009
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule
is filed:
|_| Rule 13d-1(b)
|X| Rule 13d-1(c)
|_| Rule 13d-1(d)
* The remainder of this cover page shall be filled out for a reporting
person's initial filing on this form with respect to the subject class of
securities, and for any subsequent amendment containing information which would
alter disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be
deemed to be "filed" for the purpose of Section 18 of the Securities Exchange
Act of 1934 or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).
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CUSIP No. 53227B 101 13G Page 2 of 9 Pages
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(1) NAMES OR REPORTING PERSONS
Grossman Family 1 LLC
--------------------------------------------------------------------------------
(2) CHECK APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS):
(a) |_|
(b) |X|
--------------------------------------------------------------------------------
(3) SEC USE ONLY
--------------------------------------------------------------------------------
(4) CITIZENSHIP OR PLACE OF ORGANIZATION
United States
--------------------------------------------------------------------------------
(5) SOLE VOTING POWER
0
-----------------------------------------------------------------
NUMBER OF (6) SHARED VOTING POWER
SHARES
BENEFICIALLY 3,535,793
OWNED BY -----------------------------------------------------------------
EACH (7) SOLE DISPOSITIVE POWER
REPORTING
PERSON 0
WITH -----------------------------------------------------------------
(8) SHARED DISPOSITIVE POWER
3,535,793
--------------------------------------------------------------------------------
(9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
3,535,793
--------------------------------------------------------------------------------
(10) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN
SHARES SEE INSTRUCTIONS) |_|
--------------------------------------------------------------------------------
(11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
6.3%
--------------------------------------------------------------------------------
(12) TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
PN
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|
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CUSIP No. 53227B 101 13G Page 3 of 9 Pages
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(1) NAMES OR REPORTING PERSONS
Grossman Family (2006) Trust
--------------------------------------------------------------------------------
(2) CHECK APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS):
(a) |_|
(b) |X|
--------------------------------------------------------------------------------
(3) SEC USE ONLY
--------------------------------------------------------------------------------
(4) CITIZENSHIP OR PLACE OF ORGANIZATION
United States
--------------------------------------------------------------------------------
(5) SOLE VOTING POWER
0
-----------------------------------------------------------------
NUMBER OF (6) SHARED VOTING POWER
SHARES
BENEFICIALLY 3,535,793
OWNED BY -----------------------------------------------------------------
EACH (7) SOLE DISPOSITIVE POWER
REPORTING
PERSON 0
WITH -----------------------------------------------------------------
(8) SHARED DISPOSITIVE POWER
3,535,793
--------------------------------------------------------------------------------
(9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
3,535,793
--------------------------------------------------------------------------------
(10) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN
SHARES SEE INSTRUCTIONS) |_|
--------------------------------------------------------------------------------
(11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
6.3%
--------------------------------------------------------------------------------
(12) TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
OO
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|
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CUSIP No. 53227B 101 13G Page 4 of 9 Pages
================================================================================
(1) NAMES OR REPORTING PERSONS
Neal Brickman
--------------------------------------------------------------------------------
(2) CHECK APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS):
(a) |_|
(b) |X|
--------------------------------------------------------------------------------
(3) SEC USE ONLY
--------------------------------------------------------------------------------
(4) CITIZENSHIP OR PLACE OF ORGANIZATION
United States
--------------------------------------------------------------------------------
(5) SOLE VOTING POWER
0
-----------------------------------------------------------------
NUMBER OF (6) SHARED VOTING POWER
SHARES
BENEFICIALLY 3,535,793
OWNED BY -----------------------------------------------------------------
EACH (7) SOLE DISPOSITIVE POWER
REPORTING
PERSON 0
WITH -----------------------------------------------------------------
(8) SHARED DISPOSITIVE POWER
3,535,793
--------------------------------------------------------------------------------
(9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
3,535,793
--------------------------------------------------------------------------------
(10) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN
SHARES SEE INSTRUCTIONS) |_|
--------------------------------------------------------------------------------
(11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
6.3%
--------------------------------------------------------------------------------
(12) TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
IN
================================================================================
|
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CUSIP No. 53227B 101 13G Page 5 of 9 Pages
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(1) NAMES OR REPORTING PERSONS
Thomas R. Grossman
--------------------------------------------------------------------------------
(2) CHECK APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS):
(a) |_|
(b) |X|
--------------------------------------------------------------------------------
(3) SEC USE ONLY
--------------------------------------------------------------------------------
(4) CITIZENSHIP OR PLACE OF ORGANIZATION
United States
--------------------------------------------------------------------------------
(5) SOLE VOTING POWER
0
-----------------------------------------------------------------
NUMBER OF (6) SHARED VOTING POWER
SHARES
BENEFICIALLY 3,535,793
OWNED BY -----------------------------------------------------------------
EACH (7) SOLE DISPOSITIVE POWER
REPORTING
PERSON 0
WITH -----------------------------------------------------------------
(8) SHARED DISPOSITIVE POWER
3,535,793
--------------------------------------------------------------------------------
(9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
3,535,793
--------------------------------------------------------------------------------
(10) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES SEE
INSTRUCTIONS) |_|
--------------------------------------------------------------------------------
(11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
6.3%
--------------------------------------------------------------------------------
(12) TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
IN
================================================================================
|
ITEM 1(a). NAME OF ISSUER:
Lightscape Technologies Inc., a Nevada Corporation
ITEM 1(b). ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES:
18/F., 318 Hennessy Road, W Square
Wanchai, Hong Kong 0000000
ITEM 2(a). NAME OF PERSON FILING:
Grossman Family 1 LLC
Grossman Family (2006) Trust
Neal Brickman
Thomas R. Grossman
ITEM 2(b). ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE,
RESIDENCE:
c/o Neal Brickman-Trustee
Law Office of Neal Brickman
317 Madison Avenue-21st Floor
New York, NY 10017
ITEM 2(c). CITIZENSHIP:
Grossman Family 1 LLC and Grossman Family (2006) Trust are organized
and existing in Delaware.
Messrs. Brickman and Grossman are United States citizens.
ITEM 2(d). TITLE OF CLASS OF SECURITIES:
Common Stock, $0.001 par value per share
ITEM 2(e) CUSIP NUMBER:
53227B 101
ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO SS.SS. 240.13D-1(B) OR
240.13D-2(B) OR (C), CHECK WHETHER THE PERSON FILING IS A:
(a) |_| Broker or dealer registered under Section 15 of the Act;
(b) |_| Bank as defined in Section 3(a)(6) of the Act;
(c) |_| Insurance Company as defined in Section 3(a)(19) of the Act;
(d) |_| Investment Company registered under Section 8 of the Investment
Company Act of 1940;
(e) |_| Investment Adviser in accordance with SS.240.13d- 1(b)(1)(ii)(E);
(f) |_| Employee Benefit Plan or Endowment Fund in accordance with
SS.240.13d-1(b)(1)(ii)(F);
(g) |_| Parent holding company, in accordance with SS.240.13d-
1(b)(ii)(G);
(h) |_| A savings association as defined in Section 3(b) of the Federal
Deposit Insurance Act;
(i) |_| A church plan that is excluded from the definition of an
investment company under Section 3(c)(14) of the Investment Company
Act;
(j) |_| A non-US institution in accordance with SS.240.13d-
1(b)(1)(ii)(J);
(k) |_| Group, in accordance with SS.240.13d-1(b)(1)(ii)(K).
If filing as a non-US institution in accordance with SS.240.13d- 1(b)(1)(ii)(J),
please specify type of institution: not applicable.
ITEM 4. OWNERSHIP
Provide the following information regarding the aggregate number and percentage
of the class of securities of the issuer identified in Item 1.
(a) Amount Beneficially Owned:
Grossman Family 1 LLC: 3,535,793
Grossman Family (2006) Trust: 3,535,793
Neal Brickman: 3,535,793
Thomas R. Grossman: 3,535,793
(b) Percent of Class:
Grossman Family 1 LLC: 6.3%*
Grossman Family (2006) Trust: 6.3%*
Neal Brickman: 6.3%*
Thomas R. Grossman: 6.3%*
* This percentage was calculated based upon the Shares issued and
outstanding as of June 30, 2009, as reporter on the Issuer's annual
report on Form 10-K filed with the U.S. Securities and Exchange
Commission for the fiscal year ended March 31, 2009.
(c) Number of shares as to which each such person has:
(i) Sole power to vote or to direct the vote
Grossman Family 1 LLC: 0
Grossman Family (2006) Trust: 0
Neal Brickman: 0
Thomas R. Grossman: 0
(ii) Shared power to vote or to direct the vote
Grossman Family 1 LLC: 3,535,793
Grossman Family (2006) Trust: 3,535,793
Neal Brickman: 3,535,793
Thomas R. Grossman: 3,535,793
(iii) Sole power to dispose or to direct the disposition of
Grossman Family 1 LLC: 0
Grossman Family (2006) Trust: 0
Neal Brickman: 0
Thomas R. Grossman: 0
(iv) Shared power to dispose or to direct the disposition of
Grossman Family 1 LLC: 3,535,793
Grossman Family (2006) Trust: 3,535,793
Neal Brickman: 3,535,793
Thomas R. Grossman: 3,535,793
Grossman Family (2006) Trust owns 100% Grossman Family 1 LLC. Neal Brickman is
the trustee, and Thomas R. Grossman is the investment manager, of Grossman
Family (2006) Trust.
ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS.
If this statement is being filed to report the fact that as of the date hereof
the reporting person has ceased to be the beneficial owner of more than five
percent of the class of securities, check the following | |
ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON.
Not applicable.
ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH
ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING
COMPANY OR CONTROL PERSON.
Not applicable.
ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP.
The Reporting Persons may be deemed to constitute a group with one
another pursuant to Section 13 of the Securities Exchange Act of 1934.
The Reporting Persons do not affirm the existence of such a group.
ITEM 9. NOTICE OF DISSOLUTION OF GROUP.
Not applicable.
ITEM 10. CERTIFICATIONS.
By signing below I certify that, to the best of my knowledge and
belief, the securities referred to above were not acquired and are not
held for the purpose of or with the effect of changing or influencing
the control of the issuer of the securities and were not acquired and
are not held in connection with or as a participant in any transaction
having that purpose or effect.
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
Date: August 7, 2009
GROSSMAN FAMILY 1 LLC
By: Grossman Family (2006) Trust, its sole member
By: /s/ Neal Brickman
------------------------------------------------
Name: Neal Brickman
Title: Trustee
|
GROSSMAN FAMILY (2006) TRUST
By: /s/ Neal Brickman
------------------------------------------------
Name: Neal Brickman
Title: Trustee
|
NEAL BRICKMAN
/s/ Neal Brickman
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|
THOMAS R. GROSSMAN
/s/ Thomas R. Grossman
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|
Attention: Intentional misstatements or omissions of fact constitute Federal
criminal violations (see 18 U.S.C. 1001).
EXHIBIT A
JOINT FILING AGREEMENT
The undersigned hereby agree jointly to prepare and file with regulatory
authorities a Schedule 13G and any amendments thereto reporting each of the
undersigned's ownership of securities of Lightscape Technologies Inc. and hereby
affirm that such Schedule 13G is being filed on behalf of each of the
undersigned.
Date: August 7, 2009
GROSSMAN FAMILY 1 LLC
By: Grossman Family (2006) Trust, its sole member
By: /s/ Neal Brickman
------------------------------------------------
Name: Neal Brickman
Title: Trustee
|
GROSSMAN FAMILY (2006) TRUST
By: /s/ Neal Brickman
------------------------------------------------
Name: Neal Brickman
Title: Trustee
|
NEAL BRICKMAN
/s/ Neal Brickman
-------------------------------------------------------
|
THOMAS R. GROSSMAN
/s/ Thomas R. Grossman
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|
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